xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"

SCHEDULES

Section 258

SCHEDULE 11E+W+SExempt Lotteries

Annotations:

Modifications etc. (not altering text)

Part 1E+W+SIncidental F1... Lotteries

Annotations:

Amendments (Textual)

The exemptionE+W+S

1(1)A lottery is exempt if—E+W+S

(a)it is incidental to [F2an event] (“the connected event”), and

(b)the conditions specified in this Part are satisfied.

(2)A lottery to which sub-paragraph (1) applies is referred to in this Part as an incidental F3... lottery.

Annotations:

Amendments (Textual)

F2Words in Sch. 11 para. 1(1)(a) substituted (6.4.2016) by The Legislative Reform (Exempt Lotteries) Order 2016 (S.I. 2016/124), arts. 1(1), 2(b)

F3Word in Sch. 11 para. 1(2) omitted (6.4.2016) by virtue of The Legislative Reform (Exempt Lotteries) Order 2016 (S.I. 2016/124), arts. 1(1), 2(c)

Commencement Information

I1Sch. 11 para. 1 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I2Sch. 11 para. 1 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

F42. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations:

Amendments (Textual)

Deductions from proceedsE+W+S

3The promoters of an incidental F5... lottery may not deduct from the proceeds of the lottery more than the prescribed sum in respect of the cost of the prizes (irrespective of their actual cost).

Annotations:

Amendments (Textual)

Commencement Information

I3Sch. 11 para. 3 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I4Sch. 11 para. 3 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

4The promoters of an incidental F5... lottery may not deduct from the proceeds of the lottery more than the prescribed sum in respect of costs incurred in organising the lottery (irrespective of the amount of the costs incurred).

Annotations:

Amendments (Textual)

Commencement Information

I5Sch. 11 para. 4 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I6Sch. 11 para. 4 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Purpose of lotteryE+W+S

5An incidental F5... lottery must be promoted wholly for a purpose other than that of private gain.

Annotations:

Amendments (Textual)

Commencement Information

I7Sch. 11 para. 5 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I8Sch. 11 para. 5 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

No rolloverE+W+S

6The arrangements for an incidental F5... lottery must not include a rollover.

Annotations:

Amendments (Textual)

Commencement Information

I9Sch. 11 para. 6 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I10Sch. 11 para. 6 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Connection between lottery and eventE+W+S

7(1)No lottery ticket for an incidental F5... lottery may be sold or supplied otherwise than—E+W+S

(a)on the premises on which the connected event takes place, and

(b)while the connected event is taking place.

F6(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations:

Amendments (Textual)

Commencement Information

I11Sch. 11 para. 7 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I12Sch. 11 para. 7 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Interpretation: “prescribed”E+W+S

8In this Part “prescribed” means prescribed by the Secretary of State by regulations.

Annotations:

Commencement Information

I13Sch. 11 para. 8 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I14Sch. 11 para. 8 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Part 2E+W+SPrivate Lotteries

The exemptionE+W+S

9(1)A lottery is exempt if—E+W+S

(a)it is a private society lottery, a work lottery or a residents' lottery within the meaning of paragraphs 10 to 12, and

(b)the other conditions specified in this Part are satisfied.

(2)In this Part a reference to a private lottery is a reference to a private society lottery, a work lottery or a residents' lottery.

Annotations:

Commencement Information

I15Sch. 11 para. 9 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Private society lotteryE+W+S

10(1)A lottery is a private society lottery if—E+W+S

(a)it is promoted only by authorised members of a society, and

(b)each person to whom a ticket is sold is either a member of the society or on premises wholly or mainly used for the administration of the society or the conduct of its affairs (“society premises”).

(2)In this Part “society” means any group or society established and conducted for purposes not connected with gambling.

(3)In sub-paragraph (1)(a) “authorised” means authorised in writing by the society or, if it has one, its governing body.

(4)In relation to a society which has branches or sections, the reference to a society in sub-paragraph (1)(a) is a reference to a single branch or section.

Annotations:

Commencement Information

I16Sch. 11 para. 10 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I17Sch. 11 para. 10 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Work lotteryE+W+S

11(1)A lottery is a work lottery if—E+W+S

(a)the promoters work on a single set of premises (“the work premises”), and

(b)each person to whom a ticket is sold or supplied also works on the work premises.

(2)For the purposes of this paragraph a person works on premises if he—

(a)is employed under a contract of employment to work at or from the premises,

(b)undertakes to work at or from the premises (whether or not for remuneration), or

(c)conducts a business at or from the premises.

Annotations:

Commencement Information

I18Sch. 11 para. 11 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I19Sch. 11 para. 11 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Residents' lotteryE+W+S

12(1)A lottery is a residents' lottery if—E+W+S

(a)the promoters live in a single set of premises (“the residential premises”), and

(b)each person to whom a ticket is sold or supplied also lives in the residential premises.

(2)For the purposes of this paragraph a person lives in premises if he habitually resides in any part of the premises (whether or not there are other premises in which he also habitually resides).

Annotations:

Commencement Information

I20Sch. 11 para. 12 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I21Sch. 11 para. 12 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Purpose of lotteryE+W+S

13(1)A private society lottery may be promoted for any of the purposes for which the society is conducted [F7or for any other purpose other than that of private gain] .E+W+S

(2)A work lottery or residents' lottery must be—

[F8(a)] organised in such a way as to ensure that no profits are made[F9, or

(b)promoted wholly for a purpose other than that of private gain.]

Annotations:

Amendments (Textual)

F7Words in Sch. 11 para. 13(1) inserted (6.4.2016) by The Legislative Reform (Exempt Lotteries) Order 2016 (S.I. 2016/124), arts. 1(1), 3(a)

F8Words in Sch. 11 para. 13(2) renumbered as Sch. 11 para. 13(2)(a) (6.4.2016) by The Legislative Reform (Exempt Lotteries) Order 2016 (S.I. 2016/124), arts. 1(1), 3(b)

F9Sch. 11 para. 13(2)(b) and word inserted (6.4.2016) by The Legislative Reform (Exempt Lotteries) Order 2016 (S.I. 2016/124), arts. 1(1), 3(c)

Commencement Information

I22Sch. 11 para. 13 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

AdvertisingE+W+S

14(1)No advertisement for a private society lottery may be—E+W+S

(a)displayed or distributed except on the society premises, or

(b)sent to any other premises.

(2)No advertisement for a work lottery may be—

(a)displayed or distributed except on the work premises, or

(b)sent to any other premises.

(3)No advertisement for a residents' lottery may be—

(a)displayed or distributed except on the residential premises, or

(b)sent to any other premises.

Annotations:

Commencement Information

I23Sch. 11 para. 14 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Lottery ticketsE+W+S

15Each ticket in a private lottery must be a document (without prejudice to section 253).

Annotations:

Commencement Information

I24Sch. 11 para. 15 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

16(1)A ticket in a private lottery may be sold or supplied only by or on behalf of the promoters.E+W+S

(2)The rights conferred by the sale or supply of a ticket in a private lottery shall not be transferable (and any purported transfer shall be treated by the promoters of the lottery as being ineffective).

Annotations:

Commencement Information

I25Sch. 11 para. 16 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

F1017. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annotations:

Amendments (Textual)

PriceE+W+S

18The price payable for each ticket in a private lottery—

(a)must be the same,

(b)F11...and

(c)must be paid to the promoters of the lottery before any person is given the ticket or any right in respect of membership of the class among whom prizes are to be allocated.

Annotations:

Amendments (Textual)

Commencement Information

I26Sch. 11 para. 18 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

No rolloverE+W+S

19The arrangements for a private lottery must not include a rollover.

Annotations:

Commencement Information

I27Sch. 11 para. 19 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Part 3E+W+SCustomer lottery

The exemptionE+W+S

20(1)A lottery is exempt if—E+W+S

(a)it is promoted by a person (“the promoter”) who occupies premises in Great Britain in the course of a business (“the business premises”),

(b)no ticket in the lottery is sold or supplied to a person except at a time when he is on the business premises as a customer of the promoter, and

(c)the other conditions of a customer lottery specified in this Part are satisfied.

(2)A lottery to which sub-paragraph (1) applies is referred to in this Part as a customer lottery.

(3)For the purposes of sub-paragraph (1)(a)—

(a)it is immaterial whether persons other than the person who occupies the business premises also perform activities which amount to promotion of the lottery in accordance with section 252, but

(b)a reference in this Part to the promoter does not include a reference to any of those other persons.

Annotations:

Commencement Information

I28Sch. 11 para. 20 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I29Sch. 11 para. 20 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

No profitsE+W+S

21A customer lottery must be organised in such a way as to ensure that no profits are made.

Annotations:

Commencement Information

I30Sch. 11 para. 21 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

AdvertisingE+W+S

22No advertisement for a customer lottery may be—

(a)displayed or distributed except on the business premises, or

(b)sent to any other premises.

Annotations:

Commencement Information

I31Sch. 11 para. 22 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Lottery ticketsE+W+S

23Each ticket in a customer lottery must be a document (without prejudice to section 253).

Annotations:

Commencement Information

I32Sch. 11 para. 23 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

24(1)A ticket in a customer lottery may be sold or supplied only by or on behalf of the promoter.E+W+S

(2)The rights conferred by the sale or supply of a ticket in a customer lottery shall not be transferable (and any purported transfer shall be treated by the promoter of the lottery as being ineffective).

Annotations:

Commencement Information

I33Sch. 11 para. 24 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

25Each ticket in a customer lottery—

(a)must state the name and an address of the promoter of the lottery,

(b)must specify the class of persons to whom the promoter is willing to sell or supply tickets, and

(c)must explain the condition in paragraph 24(2).

Annotations:

Commencement Information

I34Sch. 11 para. 25 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

PriceE+W+S

26The price payable for each ticket in a customer lottery—

(a)must be the same,

(b)must be shown on the ticket, and

(c)must be paid to the promoter of the lottery before any person is given the ticket or any right in respect of membership of the class among whom prizes are to be allocated.

Annotations:

Commencement Information

I35Sch. 11 para. 26 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Maximum prizeE+W+S

27It must not be possible for the purchaser of a ticket in a customer lottery to win by virtue of that ticket more than £50 (whether in money, money's worth, or partly the one and partly the other).

Annotations:

Commencement Information

I36Sch. 11 para. 27 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

No rolloverE+W+S

28The arrangements for a customer lottery must not include a rollover.

Annotations:

Commencement Information

I37Sch. 11 para. 28 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

FrequencyE+W+S

29A draw in a customer lottery must not take place during a period of seven days beginning with a previous draw in—

(a)that customer lottery, or

(b)another customer lottery promoted on the business premises.

Annotations:

Commencement Information

I38Sch. 11 para. 29 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Part 4E+W+SSmall Society Lotteries

Annotations:

Modifications etc. (not altering text)

The exemptionE+W+S

30(1)A lottery is exempt if—E+W+S

(a)it is promoted wholly on behalf of a non-commercial society (“the promoting society”),

(b)it is a small lottery (within the meaning of paragraph 31), and

(c)the other conditions of a small society lottery specified in this Part are satisfied.

(2)A lottery promoted wholly on behalf of a non-commercial society is referred to in this Part as a small society lottery.

Annotations:

Commencement Information

I39Sch. 11 para. 30 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I40Sch. 11 para. 30 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

31(1)For the purposes of this Part a society lottery is a small lottery unless it is a large lottery by virtue of any of sub-paragraphs (2) to (5).E+W+S

(2)A society lottery is a large lottery if the arrangements for it are such that its proceeds may exceed £20,000.

(3)A society lottery is a large lottery if it is promoted wholly or partly at a time in a calendar year at which the aggregate of the promoting society's proceeds from society lotteries promoted wholly or partly during that year exceeds £250,000.

(4)A society lottery is a large lottery if the arrangements for it are such that (disregarding any other society lottery the sale of tickets for which is not concluded) it may during its promotion become a large lottery by virtue of sub-paragraph (3).

(5)If a society promotes a lottery that is a large society lottery by virtue of sub-paragraph (2), (3) or (4) (“the first lottery”), any other society lottery promoted by that society is a large lottery if it is wholly or partly promoted—

(a)after the beginning of the promotion of the first lottery and in a calendar year during which the first lottery is wholly or partly promoted, or

(b)in any of the three calendar years successively following the last calendar year during which the first lottery was wholly or partly promoted.

Annotations:

Modifications etc. (not altering text)

Commencement Information

I41Sch. 11 para. 31 in force at 1.10.2005 for specified purposes by S.I. 2005/2455, art. 2(1), Sch. (with art. 3)

I42Sch. 11 para. 31 in force at 1.9.2007 in so far as not already in force by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Purpose of lotteryE+W+S

32A small society lottery may be promoted for any of the purposes for which the promoting society is conducted.

Annotations:

Commencement Information

I43Sch. 11 para. 32 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Minimum distribution for fund-raising purposeE+W+S

33The arrangements for a small society lottery must ensure that at least 20% of the proceeds of the lottery are applied to a purpose for which the society is conducted.

Annotations:

Commencement Information

I44Sch. 11 para. 33 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Maximum prizeE+W+S

34It must not be possible for the purchaser of a ticket in a small society lottery to win by virtue of that ticket (whether in money, money's worth, or partly the one and partly the other) more than £25,000.

Annotations:

Commencement Information

I45Sch. 11 para. 34 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

RolloverE+W+S

35(1)The arrangements for a small society lottery may include a rollover only if each other lottery which may be affected by the rollover is a small society lottery promoted by or on behalf of the same society.E+W+S

(2)This paragraph is subject to paragraph 34.

Annotations:

Commencement Information

I46Sch. 11 para. 35 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

TicketsE+W+S

36(1)Where a person purchases a lottery ticket in a small society lottery he must receive a document which—E+W+S

(a)identifies the promoting society,

(b)states the price of the ticket,

(c)states the name and an address of—

(i)a member of the society who is designated, by persons acting on behalf of the society, as having responsibility within the society for the promotion of the lottery, or

(ii)if there is one, the external lottery manager, and

(d)either—

(i)states the date of the draw (or each draw) in the lottery, or

(ii)enables the date of the draw (or each draw) in the lottery to be determined.

(2)For the purpose of sub-paragraph (1) a reference to a person receiving a document includes, in particular, a reference to a message being sent or displayed to him electronically in a manner which enables him to—

(a)retain the message electronically, or

(b)print it.

Annotations:

Commencement Information

I47Sch. 11 para. 36 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

PriceE+W+S

37(1)The price payable for each ticket in a small society lottery—E+W+S

(a)must be the same, and

(b)must be paid to the promoter of the lottery before any person is given the ticket or any right in respect of membership of the class among whom prizes are to be allocated.

(2)Membership of the class among whom prizes in a small society lottery are allocated may not be dependent on making any payment (apart from payment of the price of a ticket).

Annotations:

Commencement Information

I48Sch. 11 para. 37 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

RegistrationE+W+S

38The promoting society of a small society lottery must, throughout the period during which the lottery is promoted, be registered with a local authority in accordance with Part 5 of this Schedule.

Annotations:

Commencement Information

I49Sch. 11 para. 38 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Filing of recordsE+W+S

39(1)The promoting society of a small society lottery must send to the local authority with which the society is registered under Part 5 of this Schedule a statement of the matters specified in sub-paragraph (2).E+W+S

(2)Those matters are—

(a)the arrangements for the lottery (including the dates on which tickets were available for sale or supply, the dates of any draw and the arrangements for prizes (including any rollover),

(b)the proceeds of the lottery,

(c)the amounts deducted by the promoters of the lottery in respect of the provision of prizes (including the provision of prizes in accordance with any rollover),

(d)the amounts deducted by the promoters of the lottery in respect of other costs incurred in organising the lottery,

(e)any amount applied to a purpose for which the promoting society is conducted, and

(f)whether any expenses in connection with the lottery were defrayed otherwise than by deduction from proceeds, and, if they were—

(i)the amount of the expenses, and

(ii)the sources from which they were defrayed.

(3)The statement must be sent to the local authority during the period of three months beginning with the day on which the draw (or the last draw) in the lottery takes place.

(4)The statement must be—

(a)signed by two members of the society who are appointed for the purpose in writing by the society or, if it has one, its governing body, and

(b)accompanied by a copy of the appointment under paragraph (a).

(5)A member signing a statement in accordance with sub-paragraph (4) must be an adult.

Annotations:

Commencement Information

I50Sch. 11 para. 39 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

40(1)If after receiving a statement under paragraph 39 a local authority think that the lottery to which the statement relates was a large lottery, they shall notify the Commission in writing.E+W+S

(2)A notice under sub-paragraph (1) shall be accompanied by a copy of—

(a)the statement relating to the lottery, and

(b)the statement relating to any other lottery as a result of which the lottery mentioned in paragraph (a) is a large lottery.

Annotations:

Commencement Information

I51Sch. 11 para. 40 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Part 5E+W+SRegistration With Local Authority

Local authorityE+W+S

41In this Part “local authority” means—

(a)in relation to England—

(i)a district council,

(ii)a county council for a county in which there are no district councils,

(iii)a London borough council,

(iv)the Common Council of the City of London, and

(v)the Council of the Isles of Scilly,

(b)in relation to Wales,

(i)a county council, and

(ii)a county borough council, and

(c)in relation to Scotland, a licensing board [F12continued in existence by or established under section 5 of the Licensing (Scotland) Act 2005 (asp 16)].

Annotations:

Amendments (Textual)

F12Words in Sch. 11 para. 41(c) substituted (1.9.2009 at 5.00 a.m.) by The Licensing (Scotland) Act 2005 (Consequential Provisions) Order 2009 (S.S.I. 2009/248), sch. 1 para. 12(8) (with art. 3)

Commencement Information

I52Sch. 11 para. 41 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

ApplicationE+W+S

42(1)A society may apply to the relevant local authority for registration under this Part.E+W+S

(2)An application under this paragraph—

(a)must be in the prescribed form,

(b)must specify the purposes for which the society is conducted,

(c)must contain such other information, and be accompanied by such documents, as may be prescribed, and

(d)must be accompanied by the prescribed fee.

Annotations:

Commencement Information

I53Sch. 11 para. 42 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

43In relation to the registration of a society, the relevant local authority is the local authority for the area in which the principal premises of the society are situated.

Annotations:

Commencement Information

I54Sch. 11 para. 43 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

RegistrationE+W+S

44As soon as is reasonably practicable after receipt of an application under paragraph 42 a local authority shall, subject to paragraphs 47 and 48—

(a)enter the applicant, together with such information as may be prescribed, in a register kept by the authority for the purposes of this Part,

(b)notify the applicant of his registration, and

(c)notify the Commission of the registration.

Annotations:

Modifications etc. (not altering text)

Commencement Information

I55Sch. 11 para. 44 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Gambling CommissionE+W+S

45As soon as is reasonably practicable after receipt of notice of a registration under paragraph 44(c) the Commission shall record the registration.

Annotations:

Commencement Information

I56Sch. 11 para. 45 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

46(1)A notice under paragraph 44(c) must be accompanied by such part of the application fee as may be prescribed.E+W+S

(2)In sub-paragraph (1) “application fee” means the fee accompanying an application under paragraph 42.

Annotations:

Modifications etc. (not altering text)

Commencement Information

I57Sch. 11 para. 46 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Refusal of registrationE+W+S

47A local authority shall refuse an application for registration if in the period of five years ending with the date of the application—

(a)an operating licence held by the applicant for registration has been revoked under section 119(1), or

(b)an application for an operating licence made by the applicant for registration has been refused.

Annotations:

Commencement Information

I58Sch. 11 para. 47 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

48A local authority may refuse an application for registration if they think that—

(a)the applicant is not a non-commercial society,

(b)a person who will or may be connected with the promotion of the lottery has been convicted of a relevant offence, or

(c)information provided in or with the application for registration is false or misleading.

Annotations:

Commencement Information

I59Sch. 11 para. 48 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

49A local authority may not refuse an application for registration unless they have given the applicant an opportunity to make representations.

Annotations:

Commencement Information

I60Sch. 11 para. 49 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

RevocationE+W+S

50(1)A local authority may revoke a registration under this Part if they think that they would be obliged or permitted to refuse an application for the registration were it being made anew.E+W+S

(2)Where a local authority revoke a registration under this Part they shall specify that the revocation takes effect—

(a)immediately, or

(b)at the end of such period, beginning with the day of the revocation and not exceeding two months, as they may specify.

(3)A local authority may not revoke a registration under this Part unless they have given the registered society an opportunity to make representations.

Annotations:

Commencement Information

I61Sch. 11 para. 50 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

AppealE+W+S

51(1)If a local authority refuse or revoke registration under this Part—E+W+S

(a)the authority shall notify the applicant society or the formerly registered society as soon as is reasonably practicable, and

(b)the society may appeal to a magistrates' court.

(2)An appeal under this paragraph must be instituted—

(a)in a magistrates' court for a local justice area which is wholly or partly within the area of the local authority against whose decision the appeal is brought,

(b)by notice of appeal given to the designated officer, and

(c)in the period of 21 days beginning with the day on which the society is notified of the refusal or revocation of registration, and

(3)On an appeal under this paragraph a magistrates' court may—

(a)affirm the local authority's decision;

(b)reverse the local authority's decision;

(c)make any other order (which may include transitional provision).

(4)In relation to registration in Scotland—

(a)sub-paragraph (1)(b) shall have effect as if the reference to a magistrate's court were a reference to a sheriff whose sheriffdom is wholly or partly within the area of the local authority against whose decision the appeal is brought,

(b)sub-paragraph (2)(a) and (b) shall not have effect, and

(c)sub-paragraph (3) shall have effect as if the reference to a magistrate's court were a reference to the sheriff.

Annotations:

Commencement Information

I62Sch. 11 para. 51 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

CancellationE+W+S

52A registered society may apply in writing to the registering authority for the registration to be cancelled.

Annotations:

Commencement Information

I63Sch. 11 para. 52 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

53As soon as is reasonably practicable after receipt of an application under paragraph 52 a local authority shall—

(a)cancel the registration,

(b)notify the formerly registered society of the cancellation, and

(c)notify the Commission of the cancellation.

Annotations:

Commencement Information

I64Sch. 11 para. 53 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Annual feeE+W+S

54(1)A registered society shall pay an annual fee to the registering local authority.E+W+S

(2)An annual fee—

(a)shall be paid within such period before each anniversary of the registration as may be prescribed, and

(b)shall be of the prescribed amount.

(3)If a registered society fails to comply with this paragraph the registering authority may cancel the society's registration.

(4)If a local authority cancel a registration under sub-paragraph (3) the authority shall as soon as is reasonably practicable notify—

(a)the formerly registered society, and

(b)the Commission.

Annotations:

Modifications etc. (not altering text)

Commencement Information

I65Sch. 11 para. 54 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Retention of recordsE+W+S

55(1)Where a statement is sent to a local authority under paragraph 39 the authority shall—E+W+S

(a)retain it for at least 18 months,

(b)make it available for inspection by members of the public at all reasonable times, and

(c)make arrangements for the provision of a copy of it or part of it to any member of the public on request.

(2)But a local authority may refuse to provide access or a copy unless the person seeking access or a copy pays a fee specified by the authority.

(3)A local authority may not specify a fee under sub-paragraph (2) which exceeds the reasonable cost of providing the service sought (but in calculating the cost of providing a service to a person the authority may include a reasonable share of expenditure which is referable only indirectly to the provision of that service).

Annotations:

Commencement Information

I66Sch. 11 para. 55 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Interpretation: “prescribed”E+W+S

56In this Part “prescribed” means prescribed by the Secretary of State by regulations except that, in the following provisions, it means prescribed by the Scottish Ministers by regulations—

(a)in paragraph 42(2)(d), where the application is made to a local authority in Scotland,

(b)in paragraph 46(1), where the local authority giving notice is in Scotland, and

(c)in paragraph 54(2)(b), where the registering local authority is in Scotland.

Annotations:

Commencement Information

I67Sch. 11 para. 56 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Part 6E+W+SPowers to Impose Additional Restrictions, &c.

Distributing lottery tickets by postE+W+S

57(1)The Secretary of State may by regulations impose a condition in relation to exempt lotteries requiring that tickets purchased be delivered to the purchaser by hand at the time of purchase and not by post.E+W+S

(2)Regulations under this paragraph may apply generally, only in relation to a specified class of lottery or only in specified circumstances.

Annotations:

Commencement Information

I68Sch. 11 para. 57 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

RolloverE+W+S

58(1)The Secretary of State may by regulations impose in relation to exempt lotteries conditions or limitations in respect of the use of a rollover (in addition to any conditions or limitations set out in this Schedule).E+W+S

(2)Regulations under this paragraph may apply generally, only in relation to a specified class of lottery or only in specified circumstances.

Annotations:

Commencement Information

I69Sch. 11 para. 58 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Other additional provisionE+W+S

59(1)The Secretary of State may by order impose in relation to a class of lottery a condition (in addition to any specified in this Schedule) with which a lottery must comply if it is to be an exempt lottery within the meaning of this Schedule.E+W+S

(2)A condition imposed under this paragraph may, in particular, relate to—

(a)the persons who may sell or supply lottery tickets;

(b)the persons who may buy lottery tickets;

(c)the circumstances in which lottery tickets are sold or supplied;

(d)the nature of lottery tickets and information appearing on them;

(e)arrangements for advertising the lottery;

(f)the deductions which promoters may make from the proceeds of a lottery.

(3)The Secretary of State may by order restrict the extent to which a person may carry on activities in reliance on an exemption under this Schedule.

(4)An order under sub-paragraph (3) may, in particular, make provision—

(a)restricting the number of lotteries that may be promoted on behalf of a person wholly or partly within a specified period;

(b)prescribing a minimum interval between activity in connection with one lottery promoted on behalf of a person and activity in connection with another lottery promoted on behalf of that person.

(5)Before making an order under this paragraph the Secretary of State must consult the Commission.

Annotations:

Commencement Information

I70Sch. 11 para. 59 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Variation of monetary limits and percentagesE+W+S

60The Secretary of State may by order vary a monetary amount or a percentage in this Schedule.

Annotations:

Commencement Information

I71Sch. 11 para. 60 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Part 7E+W+SGeneral

Interpretation: advertisementE+W+S

61For the purposes of this Schedule—

(a)advertisement”, in relation to a lottery, includes any document, or electronic communication, announcing that a lottery will take place or inviting people to participate in a lottery (in either case whether or not it also gives other information),

(b)a reference to displaying an advertisement includes a reference to publishing a notice, and

(c)in the case of an advertisement in the form of an electronic communication, the communication is to be treated as being—

(i)distributed to any place at which a person can access it, and

(ii)sent to any premises at which a person can access it.

Annotations:

Commencement Information

I72Sch. 11 para. 61 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

Interpretation: businessE+W+S

62In this Schedule “business” includes trade and profession.

Annotations:

Commencement Information

I73Sch. 11 para. 62 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)

VesselsE+W+S

63Nothing in Part 2 or 3 of this Schedule applies to anything done on a vessel.

Annotations:

Commencement Information

I74Sch. 11 para. 63 in force at 1.9.2007 by S.I. 2006/3272, art. 2(4)(5), Sch. 3B (with arts. 7-11, 7-12, Sch. 4) (as inserted by S.I. 2007/2169, arts. 3, 6, Sch.)