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SCHEDULES

[F1SCHEDULE 3AU.K.The electronic communications code

Textual Amendments

F1Sch. 3A inserted (31.7.2017 for the purpose of making regulations under Sch. 3A para. 95, 22.11.2017 but only in relation to Sch. 3A para. 106, 28.12.2017 in so far as not already in force) by Digital Economy Act 2017 (c. 30), s. 118(6), Sch. 1 (with Sch. 2); S.I. 2017/765, reg. 2(ii)(jj); S.I. 2017/1136, reg. 2; S.I. 2017/1286, reg. 2(b)

PART 10U.K.Undertaker's works affecting electronic communications apparatus

IntroductoryU.K.

65U.K.This Part of this code makes provision about the carrying out of undertaker's works by undertakers or operators.

Key definitionsU.K.

66(1)In this Part of this code—U.K.

“undertaker” “undertaker's works”
A person authorised by any enactment (whether public general or local) or by any order or scheme made under or confirmed by any enactment to carry on any railway, tramway, road transport, water transport, canal, inland navigation, dock, harbour, pier or lighthouse undertakingWorks that the undertaker is authorised to carry out for the purposes of, or in connection with, the undertaking which it carries on
A person (apart from the operator) to whom this code is applied by a direction under section 106 of the Communications Act 2003Works that the undertaker is authorised to carry out by or in accordance with any provision of this code
Any person to whom this Part of this code is applied by any enactment (whenever passed or made)Works for the purposes of which this paragraph is applied to the undertaker

(2)In this Part of this code—

(a)a reference to undertaker's works which interfere with a network is a reference to any undertaker's works which involve, or are likely to involve, an alteration of any electronic communications apparatus kept on, under or over any land for the purposes of an operator's network;

(b)a reference to an alteration of any electronic communications apparatus is a reference to a temporary or permanent alteration of the apparatus.

When can an undertaker carry out non-emergency undertaker's works?U.K.

67(1)Before carrying out non-emergency undertaker's works which interfere with a network, an undertaker must give the operator notice of the intention to carry out the works (“notice of proposed works”).U.K.

(2)Notice of proposed works must specify—

(a)the nature of the proposed undertaker's works,

(b)the alteration of the electronic communications apparatus which the works involve or are likely to involve, and

(c)the time and place at which the works will begin.

(3)The undertaker must not begin the proposed undertaker's works (including the proposed alteration of electronic communications apparatus) until the notice period has ended.

(4)But the undertaker's power to alter electronic communications apparatus (in carrying out the proposed undertaker's works) is subject to paragraph 68.

(5)In this paragraph—

What is the effect of the operator giving counter-notice to the undertaker?U.K.

68(1)This paragraph applies if an undertaker gives an operator notice of proposed works under paragraph 67.U.K.

(2)The operator may, within the notice period, give the undertaker notice (“counter-notice”) stating either—

(a)that the operator requires the undertaker to make any alteration of the electronic communications apparatus that is necessary or expedient because of the proposed undertaker's works—

(i)under the supervision of the operator, and

(ii)to the satisfaction of the operator; or

(b)that the operator intends to make any alteration of the electronic communications apparatus that is necessary or expedient because of the proposed undertaker's works.

(3)In a case where counter-notice contains a statement under sub-paragraph (2)(a), the undertaker must act in accordance with the counter-notice when altering electronic communications apparatus (in carrying out the proposed undertaker's works).

(4)But, if the operator unreasonably fails to provide the required supervision, the undertaker must act in accordance with the counter-notice only insofar as it requires alterations to be made to the satisfaction of the operator.

(5)In a case where counter-notice contains a statement under sub-paragraph (2)(b) (operator intends to make alteration), the undertaker must not alter electronic communications apparatus (in carrying out the proposed undertaker's works).

(6)But that does not prevent the undertaker from making any alteration of electronic communications apparatus which the operator fails to make within a reasonable time.

(7)Expressions defined in paragraph 67 have the same meanings in this paragraph.

What expenses must the undertaker pay?U.K.

69(1)This paragraph applies if an undertaker carries out any non-emergency undertaker's works in accordance with paragraph 67 (including in a case where counter-notice is given under paragraph 68).U.K.

(2)The undertaker must pay the operator the amount of any loss or damage sustained by the operator in consequence of any alteration being made to electronic communications apparatus (in carrying out the works).

(3)The undertaker must pay the operator any expenses incurred by the operator in, or in connection with, supervising the undertaker when altering electronic communications apparatus (in carrying out the works).

(4)Any amount which is not paid in accordance with this paragraph is to be recoverable by the operator from the undertaker in any court of competent jurisdiction.

When can the operator alter apparatus in connection with non-emergency undertaker's works?U.K.

70(1)An operator may make an alteration of electronic communications apparatus if—U.K.

(a)notice of proposed works has been given,

(b)the notice period has ended, and

(c)counter-notice has been given which states (in accordance with paragraph 68(2)(b)) that the operator intends to make the alteration.

(2)If the operator makes any alteration in accordance with this paragraph, the undertaker must pay the operator—

(a)any expenses incurred by the operator in, or in connection with, making the alteration; and

(b)the amount of any loss or damage sustained by the operator in consequence of the alteration being made.

(3)Any amount which is not paid in accordance with sub-paragraph (2) is to be recoverable by the operator from the undertaker in any court of competent jurisdiction.

(4)Expressions defined in paragraph 67 have the same meanings in this paragraph.

When can an undertaker carry out emergency undertaker's works?U.K.

71(1)An undertaker may, in carrying out emergency undertaker's works, make an alteration of any electronic communications apparatus kept on, under or over any land for the purposes of an operator's network.U.K.

(2)The undertaker must give the operator notice of the emergency undertaker's works as soon as practicable after beginning them.

(3)This paragraph does not authorise the undertaker to make an alteration of apparatus after any failure by the undertaker to give notice in accordance with sub-paragraph (2).

(4)The undertaker must make the alteration to the satisfaction of the operator.

(5)If the undertaker makes any alteration in accordance with this paragraph, the undertaker must pay the operator—

(a)any expenses incurred by the operator in, or in connection with, supervising the undertaker when making the alteration; and

(b)the amount of any loss or damage sustained by the operator in consequence of the alteration being made.

(6)Any amount which is not paid in accordance with sub-paragraph (5) is to be recoverable by the operator from the undertaker in any court of competent jurisdiction.

(7)In this paragraph “emergency undertaker's works” means undertaker's works carried out in order to stop anything already occurring, or to prevent anything imminent from occurring, which is likely to cause—

(a)danger to persons or property,

(b)interference with the exercise of any functions conferred or imposed on the undertaker by or under any enactment, or

(c)substantial loss to the undertaker,

and any other works which it is reasonable (in all the circumstances) to carry out with those works.

Offence: undertakers who do not comply with this Part of this codeU.K.

72(1)An undertaker, or an agent of an undertaker, is guilty of an offence if that person—U.K.

(a)makes an alteration of electronic communications apparatus in carrying out non-emergency undertaker's works, and

(b)does so—

(i)without notice of proposed works having been given in accordance with paragraph 67, or

(ii)(in a case where such notice is given) before the end of the notice period under paragraph 67.

(2)An undertaker, or an agent of an undertaker, is guilty of an offence if that person—

(a)makes an alteration of electronic communications apparatus in carrying out non-emergency undertaker's works, and

(b)unreasonably fails to comply with any reasonable requirement of the operator under this Part of this code when doing so.

(3)An undertaker, or an agent of an undertaker, is guilty of an offence if that person—

(a)makes an alteration of electronic communications apparatus in carrying out emergency undertaker's works, and

(b)does so without notice of emergency undertaker's works having been given in accordance with paragraph 71.

(4)A person guilty of an offence under this paragraph is liable on summary conviction to—

(a)a fine not exceeding level 4 on the standard scale, if the service provided by the operator's network is interrupted by the works or failure, or

(b)a fine not exceeding level 3 on the standard scale, if that service is not interrupted.

(5)This paragraph does not apply to a Northern Ireland department.]