C5Part VI Official Listing

Annotations:
Modifications etc. (not altering text)
C5

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

Miscellaneous

C1C2C3C496BF4F1Disclosure rules: persons responsible for compliance

1

F2For the purposes of the provisions of this Part relating to disclosure rules, a “person discharging managerial responsibilities within an issuer” means—

a

a director of an issuer falling within section 96A(1)(c)(i) or (ii); or

b

a senior executive of such an issuer who—

i

has regular access to inside information relating, directly or indirectly, to the issuer, and

ii

has power to make managerial decisions affecting the future development and business prospects of the issuer.

F32

Schedule 11B (connected persons) has effect for the purposes of the provisions of this Part relating to disclosure rules.