http://www.legislation.gov.uk/ukpga/2000/8/section/96A/2002-08-21Financial Services and Markets Act 2000An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.2000-06-15texttext/xmlenStatute Law Database2026-07-302002-07-18 Part VI Official Listing Miscellaneous<Addition ChangeId="d29p11615" CommentaryRef="c2075244">Disclosure of information requirements</Addition>96A1Disclosure rules must include provision specifying the disclosure of information requirements to be complied with by—aissuers who have requested or approved admission of their financial instruments to trading on a regulated market in the United Kingdom;bpersons acting on behalf of or for the account of such issuers;cpersons discharging managerial responsibilities within an issuer—iwho is registered in the United Kingdom and who has requested or approved admission of its shares to trading on a regulated market; oriiwho is not registered in the United Kingdom or any other EEA State but who has requested or approved admission of its shares to trading on a regulated market and who is required to file annual information in relation to the shares in the United Kingdom in accordance with Article 10 of the prospectus directive;dpersons connected to such persons discharging managerial responsibilities.2The rules must in particular—arequire an issuer to publish specified inside information;brequire an issuer to publish any significant change concerning information it has already published in accordance with paragraph (a);callow an issuer to delay the publication of inside information in specified circumstances;drequire an issuer (or a person acting on his behalf or for his account) who discloses inside information to a third party to publish that information without delay in specified circumstances;erequire an issuer (or person acting on his behalf or for his account) to draw up a list of those persons working for him who have access to inside information relating directly or indirectly to that issuer; andfrequire persons discharging managerial responsibilities within an issuer falling within subsection (1)(c)(i) or (ii), and persons connected to such persons discharging managerial responsibilities, to disclose transactions conducted on their own account in shares of the issuer, or derivatives or any other financial instrument relating to those shares.3Disclosure rules may make provision with respect to the action that may be taken by the competent authority in respect of non-compliance.S. 96A modified (22.2.2008) by The Northern Rock plc Transfer Order 2008 (S.I. 2008/432), art. 17(1), Sch. para. 4(a)S. 96A modified (29.9.2008 at 8.00 a.m.) by The Bradford & Bingley plc Transfer of Securities and Property etc. Order 2008 (S.I. 2008/2546), art. 13(1)(3), Sch. 1 para. 4(a)S. 96A modified (7.10.2008 at 9.30 a.m.) by The Heritable Bank plc Transfer of Certain Rights and Liabilities Order 2008 (S.I. 2008/2644), art. 26, Sch. 2 para. 4(a)S. 96A modified (30.3.2009 at 8.00 a.m.) by The Amendments to Law (Resolution of Dunfermline Building Society) Order 2009 (S.I. 2009/814), art. 7, Sch. para. 4(a)Ss. 96A-96C inserted (17.3.2005) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 (S.I. 2005/381), regs. 1(3)(b), 4, Sch. 1 para. 6Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)