Financial Services and Markets Act 2000

[F189CProvision of information by issuers of transferable securitiesU.K.

This section has no associated Explanatory Notes

(1)Transparency rules may make provision requiring the issuer of transferable securities, in circumstances specified in the rules—

(a)to make public information to which this section applies, or

(b)to notify to the [F2FCA] information to which this section applies,

or to do both.

(2)In the case of every issuer, this section applies to—

(a)information required by Article 4 of the transparency obligations directive;

[F3(aa)information required by Article 6 of that directive;] [F4and]

(b)information relating to the rights attached to the transferable securities, including information about the terms and conditions of those securities which could indirectly affect those rights; F5...

F6(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)In the case of an issuer of debt securities, this section also applies to information required by Article 5 of the transparency obligations directive.

(4)In the case of an issuer of shares, this section also applies to—

(a)information required by Article 5 of the transparency obligations directive;

F7(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)voteholder information—

(i)notified to the issuer, or

(ii)relating to the proportion of voting rights held by the issuer in respect of shares in the issuer;

(d)information relating to the issuer's capital; and

(e)information relating to the total number of voting rights in respect of shares or shares of a particular class.]

Textual Amendments

F1Ss. 89A-89G and cross-heading inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1266(1), 1300(1)(a) (with s. 1266(2))

F2Words in ss. 89A-97 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(g), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

F4Word in s. 89C(2)(aa) inserted (1.11.2015 for specified purposes, 26.11.2015 in so far as not already in force) by The Transparency Regulations 2015 (S.I. 2015/1755), regs. 1(2)(3), 2(2)(a)

F5Word in s. 89C(2)(b) omitted (1.11.2015 for specified purposes, 26.11.2015 in so far as not already in force) by virtue of The Transparency Regulations 2015 (S.I. 2015/1755), regs. 1(2)(3), 2(2)(b)

F6S. 89C(2)(c) omitted (1.11.2015 for specified purposes, 26.11.2015 in so far as not already in force) by virtue of The Transparency Regulations 2015 (S.I. 2015/1755), regs. 1(2)(3), 2(2)(c)