<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1517" RestrictEndDate="2019-08-09" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/87R/2019-07-21</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-05-30</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2019-07-21</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87R/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/ukpga/2000/8/body/2019-07-21" title="body"/>
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2019-07-21" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87R/2012-07-01" title="2012-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87R/2005-07-01" title="2005-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87R/2012-07-01" title="2012-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87R/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87R" title="current"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect Type="inserted" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" Modified="2022-01-20T13:03:31Z" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-875cc899be978a92b596eb35963a5fdf" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectedExtent="E+W+S+N.I." AffectingProvisions="reg. 8(9)" AffectingNumber="707" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" RequiresApplied="false" AffectingClass="UnitedKingdomStatutoryInstrument" Row="44" AffectedProvisions="s. 86(9A)" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingYear="2019"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingProvisions="reg. 10(5)" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="707" AffectedProvisions="s. 87A(11)" Type="inserted" RequiresApplied="false" AffectingYear="2019" AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Row="49" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomStatutoryInstrument" Comments="IP completion day"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="310" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000" Comments="IP completion day" Type="word omitted" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" Row="68" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="reg. 5(11)(b)" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" Modified="2022-01-20T13:03:31Z" AffectingYear="2019" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedExtent="E+W+S+N.I." AffectedProvisions="s. 124(10)(c)(i)" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingProvisions="reg. 5(12)(a)(i)" AffectingYear="2019" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedProvisions="s. 129(7)(a)" Modified="2022-01-20T13:03:31Z" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Comments="IP completion day" Type="word inserted" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="69" RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="310" AffectedExtent="E+W+S+N.I." AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" RequiresApplied="false" AffectingProvisions="reg. 5(12)(a)(ii)" AffectingNumber="310" AffectedProvisions="s. 129(7)(c)" EffectId="key-9f4d2636661658e584be975ef736bdfb" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" Row="70" Type="omitted and word" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingClass="UnitedKingdomStatutoryInstrument" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2019" AffectedExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" Comments="IP completion day"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedYear="2000" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2019" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." Row="180" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingNumber="707" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 38(5)(b)" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" Comments="IP completion day" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectingEffectsExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedProvisions="Sch. 11A para. 5(3)" Type="inserted" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectedYear="2000" RequiresApplied="false" AffectingNumber="662" AffectedNumber="8" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-01-20T13:03:31Z" AffectingProvisions="reg. 13(1)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" Comments="IP completion day" AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="188" AffectingYear="2019" AffectedProvisions="Sch. 17A para. 12" Type="words substituted" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="29" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2023" AffectingProvisions="Sch. 10 para. 19(a)" AffectedYear="2000" Modified="2026-03-02T11:20:22Z" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" Row="1542" Type="inserted" AffectedNumber="8" RequiresApplied="false" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="68" AffectedProvisions="Pt. 20C" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AffectingProvisions="s. 30(3)" Modified="2022-02-02T20:32:30Z" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2016" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="14" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 23(10)" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" Type="power to apply (with modifications) conferred" AffectedYear="2000" AffectingYear="2021" AffectedProvisions="Sch. 2A 2B" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" Row="169" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="55" AffectingProvisions="s. 22(2)" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 31(1)(aa)" AffectingYear="2021" AffectingNumber="22" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2023-08-29T11:14:38Z" Row="56" AffectedNumber="8" AffectingNumber="22" AffectingYear="2021" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(3)" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectedProvisions="s. 32A"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="57" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 22(4)" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedNumber="8" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 36A and cross-heading" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" Modified="2023-08-29T11:14:38Z" Type="inserted" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" Type="power to apply (with modifications) conferred" AffectingEffectsExtent="E+W+S+N.I." Row="60" AffectedProvisions="s. 32A" AffectingProvisions="s. 23(10)" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectedNumber="8" AffectingProvisions="s. 23(10)" AffectingNumber="22" AffectingYear="2021" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2A" AffectedClass="UnitedKingdomPublicGeneralAct" Row="61"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" AffectingNumber="22" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectedClass="UnitedKingdomPublicGeneralAct" Row="62" AffectedProvisions="Sch. 2B" Type="power to apply (with modifications) conferred" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="true" Modified="2023-08-29T11:14:38Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" Row="415" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-146b1815125d882430250621162b81da" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 7" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="Sch. 2B" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" Type="inserted" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectedNumber="8" AffectingNumber="22" AffectedYear="2000" AffectingYear="2021" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="Sch. 8 para. 4" Row="418" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 71J and cross-heading" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="Sch. 8 para. 8" AffectingNumber="22" AffectedProvisions="s. 214(5A)" AffectingYear="2021" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-3f1bd96525c93768fff2391b9658bd21" Type="inserted" Row="422" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 367A" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedYear="2000" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectingEffectsExtent="E+W+S+N.I." Type="inserted" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="424" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 10" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="429" AffectedProvisions="s. 395(13)(bc)-(be)" AffectingYear="2021" AffectedNumber="8" Type="word inserted" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 8 para. 12(2)(b)" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-a4e0c0b46392b2949d5da900239e2f19" AffectingNumber="22" Modified="2023-08-29T11:14:38Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:SectionRange Start="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc" End="section-395-13-be" UpTo="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundEnd="section-395" MissingEnd="true"><ukm:Section Ref="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc">s. 395(13)(bc)</ukm:Section>-<ukm:Section Ref="section-395-13-be" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundRef="section-395">(be)</ukm:Section></ukm:SectionRange></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/b">para. 12(2)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectingProvisions="Sch. 8 para. 12(2)(c)" AffectingNumber="22" AffectedProvisions="s. 395(13)(h)(i)" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-d25543ee0cbc0ff32265d4bd6421bf49" URI="http://www.legislation.gov.uk/id/effect/key-d25543ee0cbc0ff32265d4bd6421bf49" Row="432"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-395-13-h-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/h/i" FoundRef="section-395">s. 395(13)(h)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-c" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/c">para. 12(2)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="s. 395(14)" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" AffectingProvisions="Sch. 8 para. 12(3)" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingNumber="22" EffectId="key-7ac28ab801b516daf7fa1fb9eca8a371" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" URI="http://www.legislation.gov.uk/id/effect/key-7ac28ab801b516daf7fa1fb9eca8a371" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="433" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-395-14" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/14" FoundRef="section-395">s. 395(14)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/3">para. 12(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" Row="441" Modified="2023-08-29T11:14:38Z" EffectId="key-351bc17b224a6085482c0de133c1bb4a" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 1ZA para. 32(c) and word" Type="inserted" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-351bc17b224a6085482c0de133c1bb4a" AffectingProvisions="Sch. 8 para. 18" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-1ZA" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA">Sch. 1ZA </ukm:Section><ukm:Section Ref="schedule-1ZA-paragraph-32-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA/paragraph/32/c" FoundRef="schedule-1ZA">para. 32(c)</ukm:Section> and word</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-18" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/18">para. 18</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="power to apply conferred (temp. until 15.5.2039)" EffectId="key-05ccd5d9047901e84edea944467e0ab2" Modified="2022-01-20T13:03:31Z" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectedYear="2000" AffectedProvisions="Act" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2014" AffectedExtent="E+W+S+N.I." AffectingNumber="21" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="s. 79(4)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-05ccd5d9047901e84edea944467e0ab2" Row="5"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="6" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." AffectedProvisions="Act" AffectingProvisions="s. 81(10)" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" RequiresApplied="true" Type="power to apply conferred (temp. until 15.5.2039)" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2014" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8" Modified="2022-01-20T13:03:31Z" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="21"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="102" Type="applied" AffectedYear="2000" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/uksi-2024-102-jwl9r655-103" AppliedModified="2024-11-01T18:11:28.371657Z" Created="2024-10-15T11:00:49Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2024/102" AffectingYear="2024" AppendedCommentary="as amended by S.I. 2024/705, regs. 1(2), 2(2)" AffectedProvisions="s. 398(8)" AffectingClass="UnitedKingdomStatutoryInstrument" EffectId="key-ed88e1aa30d0adc7d1880e40d06035a9" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" AffectingProvisions="reg. 34(7)(8)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="103"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-398-8" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/398/8" FoundRef="section-398">s. 398(8)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Securitisation Regulations 2024</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-34-7" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/7">reg. 34(7)</ukm:Section><ukm:Section Ref="regulation-34-8-f" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/8/f">reg. 34(8)(f)</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="regulation-52-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/52/3">reg. 52(3)</ukm:Section> <ukm:Section Ref="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/schedule/3">Sch. 3</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="regulation-2-1-e" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/1/e">reg. 2(1)(e)</ukm:Section><ukm:Section Ref="regulation-2-2" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/2">(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="true" Date="2024-01-30" Qualification="for specified purposes"/><ukm:InForce Applied="true" Date="2024-11-01" Qualification="in force in so far as not already in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 427A(3)" AffectedExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="1025" RestrictEndDate="2025-03-19" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI" NumberOfProvisions="98" RestrictEndDate="2020-12-31" id="part-VI" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><Number><CommentaryRef Ref="c1709248"/>Part VI</Number><Title> Official Listing</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/crossheading/registered-investors/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI/crossheading/registered-investors" NumberOfProvisions="1" id="part-VI-crossheading-registered-investors" RestrictStartDate="2013-04-01"><Title><Emphasis><Addition ChangeId="d29p7958" CommentaryRef="c2075607">Registered investors</Addition></Emphasis></Title><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2013-04-01"><Title>Register of investors</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87R/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87R" id="section-87R"><Pnumber PuncAfter=""><CommentaryRef Ref="key-78b3fa36e26097f9ebe10b3d65df487b"/>87R</Pnumber><P1para><Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text></P1para></P1></P1group></Pblock></Part></Body></Primary><Commentaries><Commentary id="c1709248" Type="C"><Para><Text>Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/1995/1537" id="c02471" Class="UnitedKingdomStatutoryInstrument" Year="1995" Number="1537">S.I. 1995/1537</Citation>, <CitationSubRef CitationRef="c02471" id="c02472" URI="http://www.legislation.gov.uk/id/uksi/1995/1537/schedule/4" Operative="true" SectionRef="schedule-4">Sch. 4</CitationSubRef> (as amended (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2001/3649" id="c02473" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="3649">S.I. 2001/3649</Citation>, <CitationSubRef CitationRef="c02473" id="c02474" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/1" Operative="true" SectionRef="article-1">arts. 1</CitationSubRef>, <CitationSubRef CitationRef="c02473" id="c02475" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/511" SectionRef="article-511">511</CitationSubRef>)</Text></Para></Commentary><Commentary id="c2075607" Type="F"><Para><Text>
Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by 
<Citation URI="http://www.legislation.gov.uk/id/uksi/2005/1433" id="c02477" Class="UnitedKingdomStatutoryInstrument" Year="2005" Number="1433" Title="The Prospectus Regulations 2005">The Prospectus Regulations 2005 (S.I. 2005/1433)</Citation>,
 
<CitationSubRef id="c02478" CitationRef="c02477" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/regulation/2/1" SectionRef="regulation-2-1">reg. 2(1)</CitationSubRef>, 
<CitationSubRef id="c02479" CitationRef="c02477" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/schedule/1/paragraph/5" SectionRef="schedule-1-paragraph-5" Operative="true">Sch. 1 para. 5</CitationSubRef>
</Text></Para></Commentary><Commentary id="key-78b3fa36e26097f9ebe10b3d65df487b" Type="F"><Para><Text>S. 87R omitted (1.7.2012) by virtue of <Citation URI="http://www.legislation.gov.uk/id/uksi/2012/1538" id="czmo02fo1-00005" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="1538" Title="The Prospectus Regulations 2012">The Prospectus Regulations 2012 (S.I. 2012/1538)</Citation>, <CitationSubRef id="czmo02fo1-00006" CitationRef="czmo02fo1-00005" URI="http://www.legislation.gov.uk/id/uksi/2012/1538/regulation/1/1" SectionRef="regulation-1-1">regs. 1(1)</CitationSubRef>, <CitationSubRef id="czmo02fo1-00007" CitationRef="czmo02fo1-00005" URI="http://www.legislation.gov.uk/id/uksi/2012/1538/regulation/3/3" SectionRef="regulation-3-3" Operative="true">3(3)</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>