Part VI Official Listing
F1Registered investors
87RRegister of investors
(1)
The competent authority must establish and maintain, in accordance with this section and prospectus rules, a register of investors for the purposes of section 86.
(2)
An individual may not be entered in the register unless—
(a)
he is resident in the United Kingdom; and
(b)
he meets at least two of the criteria mentioned in Article 2.2 of the prospectus directive.
(3)
A company may not be entered in the register unless—
(a)
it falls within the meaning of “small and medium-sized enterprises” in Article 2.1 of the prospectus directive; and
(b)
its registered office is in the United Kingdom.
(4)
A person who does not fall within subsection (2) or (3) may not be entered in the register.