<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1517" RestrictEndDate="2019-08-09" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2019-07-21</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-07-30</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2019-07-21</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/ukpga/2000/8/2019-07-21" title="whole act"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/ukpga/2000/8/introduction/2019-07-21" title="introduction"/>
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/ukpga/2000/8/body/2019-07-21" title="body"/>
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2019-07-21" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/isReplacedBy" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2020-12-31" title="2020-12-31"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2005-07-01" title="2005-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2013-01-24" title="2013-01-24"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2020-12-31" title="2020-12-31"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/87P" title="current"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedExtent="E+W+S+N.I." Type="inserted" AffectingYear="2019" AffectedProvisions="s. 86(9A)" RequiresApplied="false" AffectingProvisions="reg. 8(9)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-01-20T13:03:31Z" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." Row="44" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-875cc899be978a92b596eb35963a5fdf" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectingNumber="707" Comments="IP completion day"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Modified="2022-01-20T13:03:31Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" Row="49" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 10(5)" AffectedExtent="E+W+S+N.I." EffectId="key-62f9ebcef830ae282962af1b813987d9" Comments="IP completion day" AffectingYear="2019" AffectedProvisions="s. 87A(11)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false" AffectedNumber="8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingNumber="707" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingYear="2019" AffectedExtent="E+W+S+N.I." Type="word omitted" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectedNumber="8" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" AffectingNumber="310" AffectedYear="2000" AffectedProvisions="s. 124(10)(c)(i)" AffectingProvisions="reg. 5(11)(b)" Row="68" AffectingClass="UnitedKingdomStatutoryInstrument"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingNumber="310" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedNumber="8" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Type="word inserted" RequiresApplied="false" AffectedProvisions="s. 129(7)(a)" AffectingYear="2019" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingProvisions="reg. 5(12)(a)(i)" AffectedExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" Row="69"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="s. 129(7)(c)" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingEffectsExtent="E+W+S+N.I." AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 5(12)(a)(ii)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" Row="70" Comments="IP completion day" RequiresApplied="false" AffectedExtent="E+W+S+N.I." AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingYear="2019" Type="omitted and word" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" EffectId="key-9f4d2636661658e584be975ef736bdfb" Modified="2022-01-20T13:03:31Z" AffectingNumber="310"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedExtent="E+W+S+N.I." Type="inserted" AffectedProvisions="Sch. 11A para. 5(3)" Row="180" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2019" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" AffectingProvisions="reg. 38(5)(b)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" EffectId="key-a5848184868fb09bd796f96db116dad6" Comments="IP completion day" AffectingNumber="707" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingProvisions="reg. 13(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2019" AffectedYear="2000" Row="188" Modified="2022-01-20T13:03:31Z" Comments="IP completion day" RequiresApplied="false" AffectedNumber="8" AffectingNumber="662" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectedProvisions="Sch. 17A para. 12" AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" Type="words substituted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomStatutoryInstrument"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" Row="1542" Modified="2026-07-01T12:12:37Z" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" RequiresApplied="false" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingProvisions="Sch. 10 para. 19(a)" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingNumber="29" AffectingYear="2023" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" Type="inserted" AffectingProvisions="s. 30(3)" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-02-02T20:32:30Z" AffectedExtent="E+W+S+N.I." AffectingYear="2016" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" Row="68" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectingNumber="14" AffectedProvisions="Pt. 20C" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="169" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingProvisions="s. 23(10)" AffectedYear="2000" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectedProvisions="Sch. 2A 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(2)" Row="55" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectedProvisions="s. 31(1)(aa)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectedYear="2000" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(3)" AffectingNumber="22" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="56" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectedNumber="8" AffectedProvisions="s. 32A"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingYear="2021" Row="57" AffectingProvisions="s. 22(4)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedNumber="8" AffectedProvisions="s. 36A and cross-heading" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectingNumber="22" AffectedNumber="8" AffectedProvisions="s. 32A" RequiresApplied="true" AffectingProvisions="s. 23(10)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" Row="60" AffectedYear="2000" Type="power to apply (with modifications) conferred" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" Row="61" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" Type="power to apply (with modifications) conferred" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" AffectedProvisions="Sch. 2A" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 23(10)" AffectedProvisions="Sch. 2B" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" RequiresApplied="true" Row="62" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." 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The Financial Services and Markets Act 2000 does not contain a section 427A." AffectingProvisions="Sch. 17 para. 59" AffectedExtent="E+W+S+N.I." 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AffectingYear="2026" EffectId="key-e47038dc8b7be70dadd4d21719802fac" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 9(3)" AffectingClass="UnitedKingdomStatutoryInstrument" RequiresApplied="true" AffectedProvisions="s. 144B(3)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2026/480" AffectingNumber="480" Created="2026-05-01T10:28:33Z" URI="http://www.legislation.gov.uk/id/effect/uksi-2026-480-6diki2v6-14"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-144B-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/144B/3" FoundRef="section-144B">s. 144B(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-9-3" URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/9/3">reg. 9(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Date="2027-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="23" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" EffectId="key-04a0c51142cfffd4b2a3ba78bd24d887" AffectingURI="http://www.legislation.gov.uk/id/uksi/2026/480" AffectingProvisions="reg. 10(7)" AffectedNumber="8" AffectingNumber="480" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2026" AffectedProvisions="s. 192O(1A)" Created="2026-05-01T10:28:33Z" URI="http://www.legislation.gov.uk/id/effect/uksi-2026-480-6diki2v6-23"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-192O-1A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/192O/1A" FoundRef="section-192O">s. 192O(1A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-7" URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/10/7">reg. 10(7)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Date="2027-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/uksi/2026/480" URI="http://www.legislation.gov.uk/id/effect/uksi-2026-480-6diki2v6-26" Type="inserted" RequiresApplied="true" AffectingProvisions="reg. 11(b)" AffectedProvisions="s. 192Q(5)" AffectedNumber="8" Row="26" AffectingEffectsExtent="E+W+S+N.I." 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AffectingNumber="480" AffectedProvisions="Sch. 19D" AffectingURI="http://www.legislation.gov.uk/id/uksi/2026/480" AffectingEffectsExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="1025" RestrictEndDate="2025-03-19" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI" NumberOfProvisions="98" RestrictEndDate="2020-12-31" id="part-VI" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><Number><CommentaryRef Ref="c1709248"/>Part VI</Number><Title> Official Listing</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/crossheading/transferable-securities-powers-of-competent-authority/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI/crossheading/transferable-securities-powers-of-competent-authority" NumberOfProvisions="10" RestrictEndDate="2020-12-31" id="part-VI-crossheading-transferable-securities-powers-of-competent-authority" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><Title><Emphasis><Addition ChangeId="d29p7958" CommentaryRef="c2075607">Transferable securities: powers of  </Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-d3a1c2415a87e7755a67c5c9cd124d60-1505387210455" CommentaryRef="key-d3a1c2415a87e7755a67c5c9cd124d60">FCA</Substitution></Addition> </Emphasis></Title><P1group RestrictEndDate="2020-12-31" RestrictStartDate="2019-07-21" RestrictExtent="E+W+S+N.I."><Title><Addition ChangeId="d29p7958" CommentaryRef="c2075607">Exercise of powers at request of competent authority of another </Addition><Acronym Expansion="European Economic Area"><Addition ChangeId="d29p7958" CommentaryRef="c2075607">EEA</Addition></Acronym><Addition ChangeId="d29p7958" CommentaryRef="c2075607"> State</Addition></Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P" id="section-87P"><Pnumber PuncAfter=""><Addition ChangeId="d29p7958" CommentaryRef="c2075607">87P</Addition></Pnumber><P1para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607"> </Addition></Text><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1" id="section-87P-1" RestrictStartDate="2013-04-01"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607">1</Addition></Pnumber><P2para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607">This section applies if—</Addition></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/a/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/a" id="section-87P-1-a"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607">a</Addition></Pnumber><P3para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607">the competent authority of an </Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607">EEA</Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607"> State other than the United Kingdom has approved a prospectus,</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/b/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/b" id="section-87P-1-b"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607">b</Addition></Pnumber><P3para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607">the transferable securities to which the prospectus relates have been offered to the public in the United Kingdom or their admission to trading on a regulated market has been requested, and</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/c/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/c" id="section-87P-1-c" RestrictStartDate="2013-04-01"><Pnumber><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05"><Addition ChangeId="d29p7958" CommentaryRef="c2075607">c</Addition></Substitution></Pnumber><P3para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">that competent authority makes a request that the FCA assist it in the performance of its functions under—</Substitution></Addition></Text><P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/c/i/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/c/i" id="section-87P-1-c-i"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">i</Substitution></Addition></Pnumber><P4para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">the prospectus regulation;</Substitution></Addition></Text></P4para></P4><P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/c/ii/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/c/ii" id="section-87P-1-c-ii"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">ii</Substitution></Addition></Pnumber><P4para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">any directly applicable EU regulation made under the prospectus regulation;</Substitution></Addition></Text></P4para></P4><P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/1/c/iii/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/c/iii" id="section-87P-1-c-iii"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">iii</Substitution></Addition></Pnumber><P4para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-f670f4171071bcea3b893c29db900f05-1576510055589" CommentaryRef="key-f670f4171071bcea3b893c29db900f05">the law of that State in connection with the prospectus regulation.</Substitution></Addition></Text></P4para></P4></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/2/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/2" id="section-87P-2" RestrictStartDate="2013-04-01"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607">2</Addition></Pnumber><P2para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607">For the purpose of complying with the request mentioned in subsection (1)(c), the powers conferred by sections  </Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-ba4e7665234fd276352d188f80275653-1576510081665" CommentaryRef="key-ba4e7665234fd276352d188f80275653">87JA, 87K, 87L or 87LA</Substitution></Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607">  may be exercised as if the prospectus were one which had been approved by the  </Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607"><Substitution ChangeId="key-0ec2da9c467bde0f9dd25720f35113b7-1507132551931" CommentaryRef="key-0ec2da9c467bde0f9dd25720f35113b7">FCA</Substitution></Addition><Addition ChangeId="d29p7958" CommentaryRef="c2075607">.</Addition></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/3/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/3" id="section-87P-3"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607">3</Addition></Pnumber><P2para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607">Section 87N does not apply to an exercise of those powers as a result of this section.</Addition></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/87P/4/2019-07-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/4" id="section-87P-4"><Pnumber><Addition ChangeId="d29p7958" CommentaryRef="c2075607">4</Addition></Pnumber><P2para><Text><Addition ChangeId="d29p7958" CommentaryRef="c2075607">Section 87O does apply to such an exercise of those powers but with the omission of subsections (3)(e), (6) and (7).</Addition></Text></P2para></P2></P1para></P1></P1group></Pblock></Part></Body></Primary><Commentaries><Commentary id="c1709248" Type="C"><Para><Text>Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/1995/1537" id="c02471" Class="UnitedKingdomStatutoryInstrument" Year="1995" Number="1537">S.I. 1995/1537</Citation>, <CitationSubRef CitationRef="c02471" id="c02472" URI="http://www.legislation.gov.uk/id/uksi/1995/1537/schedule/4" Operative="true" SectionRef="schedule-4">Sch. 4</CitationSubRef> (as amended (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2001/3649" id="c02473" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="3649">S.I. 2001/3649</Citation>, <CitationSubRef CitationRef="c02473" id="c02474" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/1" Operative="true" SectionRef="article-1">arts. 1</CitationSubRef>, <CitationSubRef CitationRef="c02473" id="c02475" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/511" SectionRef="article-511">511</CitationSubRef>)</Text></Para></Commentary><Commentary id="c2075607" Type="F"><Para><Text>
Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by 
<Citation URI="http://www.legislation.gov.uk/id/uksi/2005/1433" id="c02477" Class="UnitedKingdomStatutoryInstrument" Year="2005" Number="1433" Title="The Prospectus Regulations 2005">The Prospectus Regulations 2005 (S.I. 2005/1433)</Citation>,
 
<CitationSubRef id="c02478" CitationRef="c02477" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/regulation/2/1" SectionRef="regulation-2-1">reg. 2(1)</CitationSubRef>, 
<CitationSubRef id="c02479" CitationRef="c02477" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/schedule/1/paragraph/5" SectionRef="schedule-1-paragraph-5" Operative="true">Sch. 1 para. 5</CitationSubRef>
</Text></Para></Commentary><Commentary id="key-0ec2da9c467bde0f9dd25720f35113b7" Type="F"><Para><Text>Word in s. 87P(2) substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="ctoerfns2-10209" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="ctoerfns2-10210" CitationRef="ctoerfns2-10209" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/16/11/b" SectionRef="section-16-11-b" Operative="true">ss. 16(11)(b)</CitationSubRef>, <CitationSubRef id="ctoerfns2-10211" CitationRef="ctoerfns2-10209" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">122(3)</CitationSubRef> (with <CitationSubRef id="ctoerfns2-10212" CitationRef="ctoerfns2-10209" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/113" id="ctoerfns2-10213" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="113" Title="The Financial Services Act 2012 (Commencement No. 1) Order 2013">S.I. 2013/113</Citation>, <CitationSubRef id="ctoerfns2-10214" CitationRef="ctoerfns2-10213" URI="http://www.legislation.gov.uk/id/uksi/2013/113/article/2/1/c" SectionRef="article-2-1-c">art. 2(1)(c)</CitationSubRef>, <CitationSubRef id="ctoerfns2-10215" CitationRef="ctoerfns2-10213" URI="http://www.legislation.gov.uk/id/uksi/2013/113/schedule/part/3" SectionRef="schedule-part-3">Sch. Pt. 3</CitationSubRef>; <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="ctoerfns2-10216" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="ctoerfns2-10217" CitationRef="ctoerfns2-10216" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="ctoerfns2-10218" CitationRef="ctoerfns2-10216" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-d3a1c2415a87e7755a67c5c9cd124d60" Type="F"><Para><Text>Words in ss. 87J-87O and cross-heading substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="ctoerfns2-18968" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="ctoerfns2-18969" CitationRef="ctoerfns2-18968" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section" SectionRef="section" Operative="true">ss.</CitationSubRef> <CitationSubRef id="ctoerfns2-18970" CitationRef="ctoerfns2-18968" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/16/3/e" SectionRef="section-16-3-e">16(2)(3)(e)</CitationSubRef>, <CitationSubRef id="ctoerfns2-18971" CitationRef="ctoerfns2-18968" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">122(3)</CitationSubRef> (with <CitationSubRef id="ctoerfns2-18972" CitationRef="ctoerfns2-18968" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/113" id="ctoerfns2-18973" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="113" Title="The Financial Services Act 2012 (Commencement No. 1) Order 2013">S.I. 2013/113</Citation>, <CitationSubRef id="ctoerfns2-18974" CitationRef="ctoerfns2-18973" URI="http://www.legislation.gov.uk/id/uksi/2013/113/article/2/1/c" SectionRef="article-2-1-c">art. 2(1)(c)</CitationSubRef>, <CitationSubRef id="ctoerfns2-18975" CitationRef="ctoerfns2-18973" URI="http://www.legislation.gov.uk/id/uksi/2013/113/schedule/part/3" SectionRef="schedule-part-3">Sch. Pt. 3</CitationSubRef>; <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="ctoerfns2-18976" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="ctoerfns2-18977" CitationRef="ctoerfns2-18976" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="ctoerfns2-18978" CitationRef="ctoerfns2-18976" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-f670f4171071bcea3b893c29db900f05" Type="F"><Para><Text><CitationSubRef id="cluubf2g3-00007" SectionRef="section-87P-1-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/1/c">S. 87P(1)(c)</CitationSubRef> substituted (21.7.2019) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1043" id="cluubf2g3-00008" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1043" Title="The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019">The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043)</Citation>, <CitationSubRef id="cluubf2g3-00009" CitationRef="cluubf2g3-00008" SectionRef="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2019/1043/regulation/1/1">regs. 1(1)</CitationSubRef>, <CitationSubRef id="cluubf2g3-00010" CitationRef="cluubf2g3-00008" SectionRef="regulation-23-2" URI="http://www.legislation.gov.uk/id/uksi/2019/1043/regulation/23/2" Operative="true">23(2)</CitationSubRef> (with <CitationSubRef id="cluubf2g3-00011" CitationRef="cluubf2g3-00008" SectionRef="regulation-40" URI="http://www.legislation.gov.uk/id/uksi/2019/1043/regulation/40">reg. 40</CitationSubRef>)</Text></Para></Commentary><Commentary id="key-ba4e7665234fd276352d188f80275653" Type="F"><Para><Text>Words in <CitationSubRef id="cluubf2g3-00017" SectionRef="section-87P-2" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87P/2">s. 87P(2)</CitationSubRef> substituted (21.7.2019) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1043" id="cluubf2g3-00018" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1043" Title="The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019">The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043)</Citation>, <CitationSubRef id="cluubf2g3-00019" CitationRef="cluubf2g3-00018" SectionRef="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2019/1043/regulation/1/1">regs. 1(1)</CitationSubRef>, <CitationSubRef id="cluubf2g3-00020" CitationRef="cluubf2g3-00018" SectionRef="regulation-23-3" URI="http://www.legislation.gov.uk/id/uksi/2019/1043/regulation/23/3" Operative="true">23(3)</CitationSubRef> (with <CitationSubRef id="cluubf2g3-00021" CitationRef="cluubf2g3-00018" SectionRef="regulation-40" URI="http://www.legislation.gov.uk/id/uksi/2019/1043/regulation/40">reg. 40</CitationSubRef>)</Text></Para></Commentary></Commentaries></Legislation>