Financial Services and Markets Act 2000

[F1[F287CConsideration of application for approvalU.K.

This section has no associated Explanatory Notes

F3(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F3(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F3(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)The [F4FCA] may by notice in writing require a person who has applied for approval of a prospectus to provide—

(a)specified documents or documents of a specified description, or

(b)specified information or information of a specified description.

F5(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6)Subsection (4) applies only to information and documents reasonably required in connection with the exercise by the [F4FCA] of its functions in relation to the application.

(7)The [F4FCA] may require any information provided under this section to be provided in such form as it may reasonably require.

(8)The [F4FCA] may require—

(a)any information provided, whether in a document or otherwise, to be verified in such manner, or

(b)any document produced to be authenticated in such manner,

as it may reasonably require.

(9)F6... subsections (4) and (6) to (8) apply to [F7an application for approval of a supplementary prospectus] as they apply to an application for approval of a prospectus.

F8(10). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F9(11). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]]

Textual Amendments

F1 Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 5

F2Ss. 86-87O omitted (30.1.2024 for specified purposes) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 7 (with regs. 48-50)

F4Words in ss. 87B-87D substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(c), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.