<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1434" RestrictEndDate="2016-05-31" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2016-05-13" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/84/2016-05-13</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-07-30</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2016-05-13</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2016-05-13" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2012-07-01" title="2012-07-01"/><atom:link rel="http://purl.org/dc/terms/isReplacedBy" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2019-07-21" title="2019-07-21"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/enacted" title="enacted"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2001-06-18" title="2001-06-18"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2005-07-01" title="2005-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2012-07-01" title="2012-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2019-07-21" title="2019-07-21"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2020-12-31" title="2020-12-31"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2024-01-30" title="2024-01-30"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2026-01-19" title="2026-01-19"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/84" title="current"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Row="26" EffectId="key-f925d59557c97d1aa1b33ded21542bce" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" Type="words omitted" AffectingYear="2019" Notes="This amendment not applied to legislation.gov.uk. Reg. 6 omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 12" Modified="2022-01-20T13:03:31Z" AffectedProvisions="s. 84(2)(i)" Comments="IP completion day" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" RequiresApplied="false" AffectingProvisions="reg. 6(2)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-f925d59557c97d1aa1b33ded21542bce" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedExtent="E+W+S+N.I." AffectingNumber="707" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-84-2-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/i">s. 84(2)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-6-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/6/2">reg. 6(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-c1d6bdaaefee10cd367dcb2a7ea87ff4" Modified="2022-01-20T13:03:31Z" AffectingYear="2019" AffectedYear="2000" Comments="IP completion day" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Type="substituted" URI="http://www.legislation.gov.uk/id/effect/key-c1d6bdaaefee10cd367dcb2a7ea87ff4" AffectingEffectsExtent="E+W+S+N.I." Row="27" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 6(3)" RequiresApplied="false" AffectedExtent="E+W+S+N.I." AffectedProvisions="s. 84(4)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Notes="This amendment not applied to legislation.gov.uk. Reg. 6 omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 12" AffectingNumber="707"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-84-4" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/4">s. 84(4)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-6-3" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/6/3">reg. 6(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="omitted" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" URI="http://www.legislation.gov.uk/id/effect/key-4687674fdfc8718ff098d6a059af9972" AffectingProvisions="reg. 6(4)" Row="28" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-4687674fdfc8718ff098d6a059af9972" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="707" AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 6 omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 12" AffectedNumber="8" AffectedProvisions="s. 84(5)" AffectingYear="2019" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-84-5" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/5">s. 84(5)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-6-4" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/6/4">reg. 6(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-0764f8de3ca774ddff959503dbd512fb" URI="http://www.legislation.gov.uk/id/effect/key-0764f8de3ca774ddff959503dbd512fb" AffectedProvisions="s. 84(6)" AffectingYear="2019" AffectingProvisions="reg. 6(5)(a)" Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-01-20T13:03:31Z" Row="29" AffectedYear="2000" AffectedNumber="8" Type="words substituted" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Notes="This amendment not applied to legislation.gov.uk. Reg. 6 omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 12" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="707" AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-84-6" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/6">s. 84(6)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-6-5-a" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/6/5/a">reg. 6(5)(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="30" URI="http://www.legislation.gov.uk/id/effect/key-16b6367e42dda4f5927bff290ba1c702" Notes="This amendment not applied to legislation.gov.uk. Reg. 6 omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 12" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Comments="IP completion day" AffectingProvisions="reg. 6(5)(b)" EffectId="key-16b6367e42dda4f5927bff290ba1c702" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2019" AffectingNumber="707" Type="words substituted" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedProvisions="s. 84(6)" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AffectedYear="2000" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-84-6" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/6">s. 84(6)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-6-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/6/5/b">reg. 6(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2022-01-20T13:03:31Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" RequiresApplied="false" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedExtent="E+W+S+N.I." AffectedYear="2000" AffectingProvisions="reg. 8(9)" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="44" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectedProvisions="s. 86(9A)" AffectingNumber="707" AffectingYear="2019" Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." Type="inserted" AffectedNumber="8" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="reg. 10(5)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" AffectingClass="UnitedKingdomStatutoryInstrument" Row="49" AffectingYear="2019" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 87A(11)" AffectingNumber="707" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Row="68" AffectingClass="UnitedKingdomStatutoryInstrument" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectedExtent="E+W+S+N.I." Type="word omitted" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 124(10)(c)(i)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" AffectingNumber="310" AffectingProvisions="reg. 5(11)(b)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="reg. 5(12)(a)(i)" Row="69" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Type="word inserted" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2019" AffectedProvisions="s. 129(7)(a)" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingNumber="310" AffectedNumber="8" RequiresApplied="false" Comments="IP completion day" AffectedYear="2000" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2022-01-20T13:03:31Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." AffectedYear="2000" Type="omitted and word" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="8" AffectingNumber="310" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Row="70" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="reg. 5(12)(a)(ii)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedProvisions="s. 129(7)(c)" AffectingYear="2019" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" Comments="IP completion day" AffectingNumber="707" AffectedClass="UnitedKingdomPublicGeneralAct" Row="180" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" Type="inserted" AffectingYear="2019" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-01-20T13:03:31Z" AffectedProvisions="Sch. 11A para. 5(3)" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedExtent="E+W+S+N.I." AffectingProvisions="reg. 38(5)(b)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2019" AffectingProvisions="reg. 13(1)" Modified="2022-01-20T13:03:31Z" AffectedProvisions="Sch. 17A para. 12" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" Type="words substituted" AffectedExtent="E+W+S+N.I." AffectedYear="2000" Row="188" EffectId="key-939a37929efc4d8ee2527c61acc808b2" Comments="IP completion day" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectingNumber="662" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" RequiresApplied="false" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2023" AffectingProvisions="Sch. 10 para. 19(a)" Modified="2026-07-01T12:12:37Z" Row="1542" AffectingNumber="29" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectingNumber="14" AffectedExtent="E+W+S+N.I." AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." RequiresApplied="true" Modified="2022-02-02T20:32:30Z" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" Row="68" AffectingYear="2016" AffectingProvisions="s. 30(3)" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedProvisions="Pt. 20C"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" Modified="2022-01-20T13:03:31Z" AffectingProvisions="s. 23(10)" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" RequiresApplied="true" Row="169" AffectedProvisions="Sch. 2A 2B" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" Type="power to apply (with modifications) conferred" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(2)" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" RequiresApplied="true" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 31(1)(aa)" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" Row="55"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" Type="inserted" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectingProvisions="s. 22(3)" AffectingYear="2021" AffectedProvisions="s. 32A" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectedNumber="8" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="56"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" Row="57" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 36A and cross-heading" RequiresApplied="true" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 22(4)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingYear="2021" AffectingNumber="22" AffectedNumber="8" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." 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AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingYear="2014" AffectingProvisions="s. 79(4)" AffectingNumber="21" EffectId="key-05ccd5d9047901e84edea944467e0ab2" AffectedClass="UnitedKingdomPublicGeneralAct" Row="5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectedNumber="8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-05ccd5d9047901e84edea944467e0ab2"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="6" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectedProvisions="Act" URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8" AffectedExtent="E+W+S+N.I." Type="power to apply conferred (temp. until 15.5.2039)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" AffectingProvisions="s. 81(10)" AffectingYear="2014" AffectingNumber="21" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2024" Created="2024-10-15T11:00:49Z" AffectingEffectsExtent="E+W+S+N.I." Row="103" RequiresApplied="false" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2024/102" EffectId="key-ed88e1aa30d0adc7d1880e40d06035a9" AppliedModified="2024-11-01T18:11:28.371657Z" Type="applied" AppendedCommentary="as amended by S.I. 2024/705, regs. 1(2), 2(2)" AffectingProvisions="reg. 34(7)(8)(f)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/uksi-2024-102-jwl9r655-103" AffectedProvisions="s. 398(8)" AffectingNumber="102"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-398-8" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/398/8" FoundRef="section-398">s. 398(8)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Securitisation Regulations 2024</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-34-7" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/7">reg. 34(7)</ukm:Section><ukm:Section Ref="regulation-34-8-f" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/8/f">reg. 34(8)(f)</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="regulation-52-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/52/3">reg. 52(3)</ukm:Section> <ukm:Section Ref="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/schedule/3">Sch. 3</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="regulation-2-1-e" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/1/e">reg. 2(1)(e)</ukm:Section><ukm:Section Ref="regulation-2-2" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/2">(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="true" Date="2024-01-30" Qualification="for specified purposes"/><ukm:InForce Applied="true" Date="2024-11-01" Qualification="in force in so far as not already in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Type="words substituted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." AffectingNumber="40" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-c00514942197fe9622352b7129a7cb29" AffectedProvisions="s. 427A(3)" Modified="2022-01-20T13:03:31Z" Row="160" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2002/40" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-c00514942197fe9622352b7129a7cb29" Notes="This amendment not applied to legislation.gov.uk. The Financial Services and Markets Act 2000 does not contain a section 427A." 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AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true" AffectingClass="UnitedKingdomStatutoryInstrument"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-192O-1A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/192O/1A" FoundRef="section-192O">s. 192O(1A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-7" URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/10/7">reg. 10(7)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Date="2027-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectingYear="2026" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." 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URI="http://www.legislation.gov.uk/id/uksi/2026/480/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Date="2027-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="true" Type="inserted" AffectingYear="2026" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2026-06-26T13:30:34Z" AffectedProvisions="s. 1A(6)(cze)" EffectId="key-76ca7603da84712fb6ef0ea8db65a440" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2026/22" AffectedYear="2000" Row="97" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 46(2)" URI="http://www.legislation.gov.uk/id/effect/key-76ca7603da84712fb6ef0ea8db65a440"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-1A-6-cze" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/1A/6/cze" FoundRef="section-1A">s. 1A(6)(cze)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Pension Schemes Act 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-46-2" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/46/2">s. 46(2)</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="section-47" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/47">s. 47</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-133-4-d" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/133/4/d">s. 133(4)(d)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2026" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 204A(2)(ad)" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2026/22" EffectId="key-5025b3e852fc76fe9eedc7fe1b9bcdc5" Row="98" AffectingNumber="22" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-5025b3e852fc76fe9eedc7fe1b9bcdc5" AffectingProvisions="s. 46(3)(a)" Modified="2026-06-26T13:30:34Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-204A-2-ad" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/204A/2/ad" FoundRef="section-204A">s. 204A(2)(ad)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Pension Schemes Act 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-46-3-a" 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AffectingURI="http://www.legislation.gov.uk/id/ukpga/2026/22" AffectingProvisions="s. 46(3)(b)" AffectedNumber="8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-204A-6-ad" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/204A/6/ad" FoundRef="section-204A">s. 204A(6)(ad)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Pension Schemes Act 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-46-3-b" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/46/3/b">s. 46(3)(b)</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="section-47" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/47">s. 47</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-133-4-d" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/133/4/d">s. 133(4)(d)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2026" Modified="2026-06-26T13:30:34Z" AffectingNumber="22" AffectedNumber="8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" Row="107" AffectingProvisions="s. 58" URI="http://www.legislation.gov.uk/id/effect/key-ba9491021804fa202f736a2045969fd2" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2026/22" AffectedYear="2000" AffectedProvisions="s. 137FBD" Type="inserted" EffectId="key-ba9491021804fa202f736a2045969fd2"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-137FBD" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/137FBD" err:Ref="Section missing in legislation" Missing="true">s. 137FBD</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Pension Schemes Act 2026</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-58" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/58">s. 58</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="section-56" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/56">s. 56</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-133-4-f" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/133/4/f">s.0133(4)(f)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" 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									<ukm:Notes><ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/notes" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/notes"/>       
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      <ukm:Alternative Date="2008-03-02" URI="http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf" Title="Print Version"/>
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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="943" RestrictEndDate="2025-03-19" RestrictStartDate="2016-05-13" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI" NumberOfProvisions="94" RestrictEndDate="2016-07-03" id="part-VI" RestrictStartDate="2016-03-01" RestrictExtent="E+W+S+N.I."><Number><CommentaryRef Ref="c1709248"/>Part VI</Number><Title> Official Listing</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/crossheading/prospectuses/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI/crossheading/prospectuses" NumberOfProvisions="4" RestrictEndDate="2017-06-29" id="part-VI-crossheading-prospectuses" RestrictStartDate="2014-12-17" RestrictExtent="E+W+S+N.I."><Title><Substitution ChangeId="d29p7477" CommentaryRef="c2075572">Transferable securities: public offers and admission to trading</Substitution></Title><P1group RestrictEndDate="2019-07-21" RestrictStartDate="2013-04-01" RestrictExtent="E+W+S+N.I."><Title><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">Matters which may be dealt with by prospectus rules</Substitution></Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84" id="section-84"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">84</Substitution></Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/1/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/1" id="section-84-1"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">1</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">Prospectus rules may make provision as to—</Substitution></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/1/a/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/1/a" id="section-84-1-a"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">a</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the required form and content of a prospectus (including a summary);</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/1/b/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/1/b" id="section-84-1-b"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">b</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the cases in which a summary need not be included in a prospectus;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/1/c/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/1/c" id="section-84-1-c"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">c</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the languages which may be used in a prospectus (including a summary);</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/1/d/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/1/d" id="section-84-1-d"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">d</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the determination of the persons responsible for a prospectus;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/1/e/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/1/e" id="section-84-1-e"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">e</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the manner in which applications to the </Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"><Substitution ChangeId="key-52b75077fc1c20cf46020d507394c140-1505385303187" CommentaryRef="key-52b75077fc1c20cf46020d507394c140">FCA</Substitution></Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"> for the approval of a prospectus are to be made.</Substitution></Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2" id="section-84-2"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">2</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">Prospectus rules may also make provision as to—</Substitution></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/a/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/a" id="section-84-2-a"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">a</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the period of validity of a prospectus;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/b/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/b" id="section-84-2-b"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">b</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the disclosure of the maximum price or of the criteria or conditions according to which the final offer price is to be determined, if that information is not contained in a prospectus;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/c/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/c" id="section-84-2-c"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">c</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the disclosure of the amount of the transferable securities which are to be offered to the public or of the criteria or conditions according to which that amount is to be determined, if that information is not contained in a prospectus;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/d/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/d" id="section-84-2-d"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">d</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the required form and content of other summary documents (including the languages which may be used in such a document);</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/e/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/e" id="section-84-2-e"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">e</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the ways in which a prospectus that has been approved by the </Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"><Substitution ChangeId="key-52b75077fc1c20cf46020d507394c140-1505385322526" CommentaryRef="key-52b75077fc1c20cf46020d507394c140">FCA</Substitution></Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"> may be made available to the public;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/f/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/f" id="section-84-2-f"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">f</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the disclosure, publication or other communication of such information as the </Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"><Substitution ChangeId="key-52b75077fc1c20cf46020d507394c140-1505385334744" CommentaryRef="key-52b75077fc1c20cf46020d507394c140">FCA</Substitution></Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"> may reasonably stipulate;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/g/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/g" id="section-84-2-g"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">g</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the principles to be observed in relation to advertisements in connection with an offer of transferable securities to the public or admission of transferable securities to trading on a regulated market and the enforcement of those principles;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/h/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/h" id="section-84-2-h"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">h</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">the suspension of trading in transferable securities where continued trading would be detrimental to the interests of investors;</Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/2/i/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/2/i" id="section-84-2-i"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">i</Substitution></Pnumber><P3para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">elections under section 87 or under Article 2.1(m)(iii) of the prospectus directive as applied for the purposes of this Part by section 102C.</Substitution></Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/3/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/3" id="section-84-3"><Pnumber><CommentaryRef Ref="key-e198139e9adbb9dc53abeb71e4b38884"/><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">3</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Substitution></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/4/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/4" id="section-84-4"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">4</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">Prospectus rules may make provision for the purpose of dealing with matters arising out of or related to any provision of the prospectus directive.</Substitution></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/5/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/5" id="section-84-5"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">5</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">In relation to cases where the home State in relation to an issuer of transferable securities is an </Substitution><Acronym Expansion="European Economic Area"><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">EEA</Substitution></Acronym><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"> State other than the United Kingdom, prospectus rules may make provision for the recognition of elections made in relation to such securities under the law of that State in accordance with Article 1.3 or 2.1(m)(iii) of the prospectus directive.</Substitution></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/6/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/6" id="section-84-6"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">6</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">In relation to a document relating to transferable securities issued by an issuer incorporated in a non-EEA State and drawn up in accordance with the law of that State, prospectus rules may make provision as to the approval of that document as a prospectus.</Substitution></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/84/7/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/84/7" id="section-84-7"><Pnumber><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">7</Substitution></Pnumber><P2para><Text><Substitution ChangeId="d29p7482" CommentaryRef="c2075574">Nothing in this section affects the </Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"><Substitution ChangeId="key-52b75077fc1c20cf46020d507394c140-1505385365281" CommentaryRef="key-52b75077fc1c20cf46020d507394c140">FCA's</Substitution></Substitution><Substitution ChangeId="d29p7482" CommentaryRef="c2075574"> general power to make prospectus rules.</Substitution></Text></P2para></P2></P1para></P1></P1group></Pblock></Part></Body></Primary><Commentaries><Commentary id="c2075574" Type="F"><Para><Text>Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2005/1433" id="c02159" Class="UnitedKingdomStatutoryInstrument" Year="2005" Number="1433" Title="The Prospectus Regulations 2005">The Prospectus Regulations 2005 (S.I. 2005/1433)</Citation>, <CitationSubRef id="c02160" CitationRef="c02159" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/regulation/2/1" SectionRef="regulation-2-1">reg. 2(1)</CitationSubRef>, <CitationSubRef id="c02161" CitationRef="c02159" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/schedule/1/paragraph/5" SectionRef="schedule-1-paragraph-5" Operative="true">Sch. 1 para. 5</CitationSubRef></Text></Para></Commentary><Commentary id="c2075572" Type="F"><Para><Text>Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2005/1433" id="c02184" Class="UnitedKingdomStatutoryInstrument" Year="2005" Number="1433" Title="The Prospectus Regulations 2005">The Prospectus Regulations 2005 (S.I. 2005/1433)</Citation>, <CitationSubRef id="c02185" CitationRef="c02184" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/regulation/2/1" SectionRef="regulation-2-1">reg. 2(1)</CitationSubRef>, <CitationSubRef id="c02186" CitationRef="c02184" URI="http://www.legislation.gov.uk/id/uksi/2005/1433/schedule/1/paragraph/5" SectionRef="schedule-1-paragraph-5" Operative="true">Sch. 1 para. 5</CitationSubRef></Text></Para></Commentary><Commentary id="c1709248" Type="C"><Para><Text>Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/1995/1537" id="c02471" Class="UnitedKingdomStatutoryInstrument" Year="1995" Number="1537">S.I. 1995/1537</Citation>, <CitationSubRef CitationRef="c02471" id="c02472" URI="http://www.legislation.gov.uk/id/uksi/1995/1537/schedule/4" Operative="true" SectionRef="schedule-4">Sch. 4</CitationSubRef> (as amended (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2001/3649" id="c02473" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="3649">S.I. 2001/3649</Citation>, <CitationSubRef CitationRef="c02473" id="c02474" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/1" Operative="true" SectionRef="article-1">arts. 1</CitationSubRef>, <CitationSubRef CitationRef="c02473" id="c02475" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/511" SectionRef="article-511">511</CitationSubRef>)</Text></Para></Commentary><Commentary id="key-e198139e9adbb9dc53abeb71e4b38884" Type="F"><Para><Text>S. 84(3) omitted (1.7.2012) by virtue of <Citation URI="http://www.legislation.gov.uk/id/uksi/2012/1538" id="czli8k2n1-00005" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="1538" Title="The Prospectus Regulations 2012">The Prospectus Regulations 2012 (S.I. 2012/1538)</Citation>, <CitationSubRef id="czli8k2n1-00006" CitationRef="czli8k2n1-00005" URI="http://www.legislation.gov.uk/id/uksi/2012/1538/regulation/1/1" SectionRef="regulation-1-1">regs. 1(1)</CitationSubRef>, <CitationSubRef id="czli8k2n1-00007" CitationRef="czli8k2n1-00005" URI="http://www.legislation.gov.uk/id/uksi/2012/1538/regulation/3/1" SectionRef="regulation-3-1" Operative="true">3(1)</CitationSubRef></Text></Para></Commentary><Commentary id="key-52b75077fc1c20cf46020d507394c140" Type="F"><Para><Text>Words in ss. 73A-84 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="ctoerfns2-18896" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="ctoerfns2-18897" CitationRef="ctoerfns2-18896" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section" SectionRef="section" Operative="true">ss.</CitationSubRef> <CitationSubRef id="ctoerfns2-18898" CitationRef="ctoerfns2-18896" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/16/3/a" SectionRef="section-16-3-a">16(2)(3)(a)</CitationSubRef>, <CitationSubRef id="ctoerfns2-18899" CitationRef="ctoerfns2-18896" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">122(3)</CitationSubRef> (with <CitationSubRef id="ctoerfns2-18900" CitationRef="ctoerfns2-18896" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/113" id="ctoerfns2-18901" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="113" Title="The Financial Services Act 2012 (Commencement No. 1) Order 2013">S.I. 2013/113</Citation>, <CitationSubRef id="ctoerfns2-18902" CitationRef="ctoerfns2-18901" URI="http://www.legislation.gov.uk/id/uksi/2013/113/article/2/1/c" SectionRef="article-2-1-c">art. 2(1)(c)</CitationSubRef>, <CitationSubRef id="ctoerfns2-18903" CitationRef="ctoerfns2-18901" URI="http://www.legislation.gov.uk/id/uksi/2013/113/schedule/part/3" SectionRef="schedule-part-3">Sch. Pt. 3</CitationSubRef>; <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="ctoerfns2-18904" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="ctoerfns2-18905" CitationRef="ctoerfns2-18904" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="ctoerfns2-18906" CitationRef="ctoerfns2-18904" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>