<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="941" RestrictEndDate="2003-01-01" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2002-07-18" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/80/2002-08-21</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-04-07</dc:modified><dct:valid>2002-07-18</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2002-08-21" title="Table of Contents"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingProvisions="reg. 8(9)" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedClass="UnitedKingdomPublicGeneralAct" Comments="IP completion day" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false" AffectedProvisions="s. 86(9A)" AffectedNumber="8" AffectingNumber="707" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" Type="inserted" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" Row="44"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" AffectedExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" AffectedProvisions="s. 87A(11)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectedNumber="8" Comments="IP completion day" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectingProvisions="reg. 10(5)" AffectingYear="2019" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="707" Row="49"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingNumber="310" RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedProvisions="s. 124(10)(c)(i)" Comments="IP completion day" AffectingProvisions="reg. 5(11)(b)" AffectedExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" Type="word omitted" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." Row="68" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="310" AffectedNumber="8" AffectedYear="2000" AffectingProvisions="reg. 5(12)(a)(i)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I." Row="69" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." Type="word inserted" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingYear="2019" RequiresApplied="false" Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="s. 129(7)(a)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectedExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AffectingProvisions="reg. 5(12)(a)(ii)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedProvisions="s. 129(7)(c)" Row="70" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingNumber="310" Type="omitted and word" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false" Comments="IP completion day" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Comments="IP completion day" AffectingNumber="707" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="reg. 38(5)(b)" AffectedNumber="8" AffectedProvisions="Sch. 11A para. 5(3)" Row="180" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" RequiresApplied="false" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectedExtent="E+W+S+N.I." AffectedYear="2000" Modified="2022-01-20T13:03:31Z" AffectingYear="2019" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectingNumber="662" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AffectedExtent="E+W+S+N.I." AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="reg. 13(1)" Modified="2022-01-20T13:03:31Z" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectedYear="2000" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedProvisions="Sch. 17A para. 12" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectingClass="UnitedKingdomStatutoryInstrument" Type="words substituted" AffectedNumber="8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" Comments="IP completion day" AffectedClass="UnitedKingdomPublicGeneralAct" Row="188" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" Row="1542" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2026-03-02T11:20:22Z" AffectedNumber="8" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingYear="2023" Type="inserted" AffectingProvisions="Sch. 10 para. 19(a)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingNumber="29" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingNumber="14" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedNumber="8" AffectingProvisions="s. 30(3)" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2016" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" RequiresApplied="true" Modified="2022-02-02T20:32:30Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." Row="68" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectedProvisions="Pt. 20C"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2A 2B" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" Type="power to apply (with modifications) conferred" AffectingProvisions="s. 23(10)" AffectingYear="2021" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" RequiresApplied="true" AffectedYear="2000" Row="169"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" Row="55" AffectedNumber="8" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 31(1)(aa)" Type="inserted" AffectingNumber="22" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingProvisions="s. 22(2)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectingProvisions="s. 22(3)" AffectingEffectsExtent="E+W+S+N.I." Row="56" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" Modified="2023-08-29T11:14:38Z" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedProvisions="s. 32A"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." Type="inserted" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingProvisions="s. 22(4)" AffectedNumber="8" AffectedProvisions="s. 36A and cross-heading" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" Row="57" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 32A" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" Row="60" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectedNumber="8" Type="power to apply (with modifications) conferred" AffectingProvisions="s. 23(10)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2A" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" Type="power to apply (with modifications) conferred" Row="61" AffectedNumber="8" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingProvisions="s. 23(10)" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" Row="62" RequiresApplied="true" AffectedProvisions="Sch. 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" Modified="2023-08-29T11:14:38Z" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingYear="2021" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" Type="power to apply (with modifications) conferred"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-146b1815125d882430250621162b81da" AffectedNumber="8" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" Type="inserted" AffectedProvisions="Sch. 2B" AffectingYear="2021" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 7" Row="415" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2023-08-29T11:14:38Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" Row="418" Type="inserted" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." 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The Financial Services and Markets Act 2000 does not contain a section 427A." Type="words substituted" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2002" AffectedProvisions="s. 427A(3)" EffectId="key-c00514942197fe9622352b7129a7cb29" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-427A-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/427A/3" err:Ref="Section missing in legislation" Missing="true">s. 427A(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Enterprise Act 2002 (repealed)</ukm:AffectingTitle><ukm:AffectingTitle>Enterprise Act 2002</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-17" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17">Sch. 17 </ukm:Section><ukm:Section Ref="schedule-17-paragraph-59" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17/paragraph/59">para. 59</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:SectionRange Start="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1" End="section-249-3" UpTo="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3"><ukm:Section Ref="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1">s. 249(1)</ukm:Section>-<ukm:Section Ref="section-249-3" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3">(3)</ukm:Section></ukm:SectionRange></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-279" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279">s. 279</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect></ukm:UnappliedEffects></ukm:PrimaryMetadata>
					

                    
									<ukm:Notes><ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/notes" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/notes"/>       
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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="598" RestrictEndDate="2007-04-01" RestrictStartDate="2001-07-20" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI" NumberOfProvisions="77" RestrictEndDate="2005-07-01" RestrictStartDate="2001-12-01" id="part-VI" RestrictExtent="E+W+S+N.I."><Number><CommentaryRef Ref="c1709248"/>Part VI</Number><Title> Official Listing</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VI/crossheading/listing-particulars/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VI/crossheading/listing-particulars" NumberOfProvisions="5" RestrictEndDate="2013-04-01" RestrictStartDate="2001-12-01" id="part-VI-crossheading-listing-particulars" RestrictExtent="E+W+S+N.I."><Title> Listing particulars</Title><P1group RestrictEndDate="2013-04-01" RestrictStartDate="2001-12-01"><Title> General duty of disclosure in listing particulars.</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80" id="section-80"><Pnumber>80</Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/1/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/1" id="section-80-1"><Pnumber>1</Pnumber><P2para><Text>Listing particulars submitted to the competent authority under section 79 must contain all such information as investors and their professional advisers would reasonably require, and reasonably expect to find there, for the purpose of making an informed assessment of—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/1/a/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/1/a" id="section-80-1-a"><Pnumber>a</Pnumber><P3para><Text>the assets and liabilities, financial position, profits and losses, and prospects of the issuer of the securities; and</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/1/b/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/1/b" id="section-80-1-b"><Pnumber>b</Pnumber><P3para><Text>the rights attaching to the securities.</Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/2/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/2" id="section-80-2"><Pnumber>2</Pnumber><P2para><Text>That information is required in addition to any information required by—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/2/a/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/2/a" id="section-80-2-a"><Pnumber>a</Pnumber><P3para><Text>listing rules, or</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/2/b/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/2/b" id="section-80-2-b"><Pnumber>b</Pnumber><P3para><Text>the competent authority,</Text></P3para></P3><Text>as a condition of the admission of the securities to the official list.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/3/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/3" id="section-80-3"><Pnumber>3</Pnumber><P2para><Text>Subsection (1) applies only to information—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/3/a/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/3/a" id="section-80-3-a"><Pnumber>a</Pnumber><P3para><Text>within the knowledge of any person responsible for the listing particulars; or</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/3/b/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/3/b" id="section-80-3-b"><Pnumber>b</Pnumber><P3para><Text>which it would be reasonable for him to obtain by making enquiries.</Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/4/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/4" id="section-80-4"><Pnumber>4</Pnumber><P2para><Text>In determining what information subsection (1) requires to be included in listing particulars, regard must be had (in particular) to—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/4/a/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/4/a" id="section-80-4-a"><Pnumber>a</Pnumber><P3para><Text>the nature of the securities and their issuer;</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/4/b/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/4/b" id="section-80-4-b"><Pnumber>b</Pnumber><P3para><Text>the nature of the persons likely to consider acquiring them;</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/4/c/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/4/c" id="section-80-4-c"><Pnumber>c</Pnumber><P3para><Text>the fact that certain matters may reasonably be expected to be within the knowledge of professional advisers of a kind which persons likely to acquire the securities may reasonably be expected to consult; and</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/80/4/d/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/80/4/d" id="section-80-4-d"><Pnumber>d</Pnumber><P3para><Text>any information available to investors or their professional advisers as a result of requirements imposed on the issuer of the securities by a recognised investment exchange, by listing rules or by or under any other enactment.</Text></P3para></P3></P2para></P2></P1para></P1></P1group></Pblock></Part></Body></Primary><Commentaries><Commentary id="c1709248" Type="C"><Para><Text>Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/1995/1537" id="c02471" Class="UnitedKingdomStatutoryInstrument" Year="1995" Number="1537">S.I. 1995/1537</Citation>, <CitationSubRef CitationRef="c02471" id="c02472" URI="http://www.legislation.gov.uk/id/uksi/1995/1537/schedule/4" Operative="true" SectionRef="schedule-4">Sch. 4</CitationSubRef> (as amended (1.12.2001) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2001/3649" id="c02473" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="3649">S.I. 2001/3649</Citation>, <CitationSubRef CitationRef="c02473" id="c02474" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/1" Operative="true" SectionRef="article-1">arts. 1</CitationSubRef>, <CitationSubRef CitationRef="c02473" id="c02475" URI="http://www.legislation.gov.uk/id/uksi/2001/3649/article/511" SectionRef="article-511">511</CitationSubRef>)</Text></Para></Commentary></Commentaries></Legislation>