Financial Services and Markets Act 2000

[F1[F173APart 6 RulesU.K.

This section has no associated Explanatory Notes

(1)The competent authority may make rules (“Part 6 rules”) for the purposes of this Part.

(2)Provisions of Part 6 rules expressed to relate to the official list are referred to in this Part as “listing rules”.

(3)Provisions of Part 6 rules expressed to relate to disclosure of information in respect of financial instruments which have been admitted to trading on a regulated market or for which a request for admission to trading on such a market has been made, are referred to in this Part as “disclosure rules”.

[F2(4)Provisions of Part 6 rules expressed to relate to transferable securities are referred to in this Part as “prospectus rules”.

(5)In relation to prospectus rules, the purposes of this Part include the purposes of the prospectus directive.]

[F3(6)Transparency rules and corporate governance rules are not listing rules, disclosure rules or prospectus rules, but are Part 6 rules.]]]

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