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Changes over time for: Section 64B


Timeline of Changes
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Version Superseded: 06/07/2016
Status:
Point in time view as at 07/03/2016. This version of this provision has been superseded.

Status
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Changes to legislation:
Financial Services and Markets Act 2000, Section 64B is up to date with all changes known to be in force on or before 23 May 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.

Changes to Legislation
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[64BRules of conduct: responsibilities of relevant authorised personsU.K.
This section has no associated Explanatory Notes
(1)This section applies where a regulator makes rules under section 64A (“conduct rules”).
(2)Every relevant authorised person must—
(a)notify all relevant persons of the conduct rules that apply in relation to them, and
(b)take all reasonable steps to secure that those persons understand how those rules apply in relation to them.
(3)The steps which a relevant authorised person must take to comply with subsection (2)(b) include, in particular, the provision of suitable training.
(4)In this section “relevant person”, in relation to an authorised person, means—
(a)any person in relation to whom an approval is given under section 59 on the application of the authorised person, and
(b)any employee of the authorised person.
(5)If a relevant authorised person knows or suspects that a relevant person has failed to comply with any conduct rules, the authorised person must notify the regulator of that fact.
(6)In this section “employee”, in relation to an authorised person, has the same meaning as in section 64A.
(7)For the meaning of “relevant authorised person”, see section 71A.]
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