Part V Performance of Regulated Activities
F1Performance of controlled functions without approval
63BProcedure and right to refer to Tribunal
(1)
If F2a regulator proposes to impose a penalty on a person under section 63A, it must give the person a warning notice.
(2)
A warning notice must state the amount of the penalty.
(3)
If F2a regulator decides to impose a penalty on a person under section 63A, it must give the person a decision notice.
(4)
A decision notice must state the amount of the penalty.
(5)
If F2a regulator decides to impose a penalty on a person under section 63A, the person may refer the matter to the Tribunal.