xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"
Modifications etc. (not altering text)
C1Pt. V (ss. 56-71) modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(a), 128(3)(a) (with art. 23(2))
Textual Amendments
F1Ss. 63A-63D and preceding cross-heading inserted (8.6.2010) by Financial Services Act 2010 (c. 28), ss. 11, 26(2)(b)
(1)If the Authority proposes to impose a penalty on a person under section 63A, it must give the person a warning notice.
(2)A warning notice must state the amount of the penalty.
(3)If the Authority decides to impose a penalty on a person under section 63A, it must give the person a decision notice.
(4)A decision notice must state the amount of the penalty.
(5)If the Authority decides to impose a penalty on a person under section 63A, the person may refer the matter to the Tribunal.]