<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="694" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/60/enacted</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:subject>Governance</dc:subject><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:modified>2025-07-28</dc:modified>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/enacted" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2001-06-18" title="2001-06-18"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2013-01-24" title="2013-01-24"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2014-07-25" title="2014-07-25"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2016-03-07" title="2016-03-07"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2018-09-13" title="2018-09-13"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2018-12-10" title="2018-12-10"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2019-07-18" title="2019-07-18"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2019-08-09" title="2019-08-09"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2019-12-09" title="2019-12-09"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2020-12-07" title="2020-12-07"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/60" title="current"/>
					
					<atom:link rel="up" href="http://www.legislation.gov.uk/ukpga/2000/8/enacted" title="Entire legislation"/><atom:link rel="prev" href="http://www.legislation.gov.uk/ukpga/2000/8/section/59/enacted" title="Provision; Section 59"/><atom:link rel="prevInForce" href="http://www.legislation.gov.uk/ukpga/2000/8/section/59/enacted" title="Provision; Section 59"/><atom:link rel="next" href="http://www.legislation.gov.uk/ukpga/2000/8/section/61/enacted" title="Provision; Section 61"/><atom:link rel="nextInForce" href="http://www.legislation.gov.uk/ukpga/2000/8/section/61/enacted" title="Provision; Section 61"/>
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</ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectedProvisions="s. 86(9A)" AffectingYear="2019" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" AffectingProvisions="reg. 8(9)" AffectedNumber="8" AffectingClass="UnitedKingdomStatutoryInstrument" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Row="44" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="707" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2022-01-20T13:03:31Z" EffectId="key-875cc899be978a92b596eb35963a5fdf" Comments="IP completion day" AffectedExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Row="49" AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." AffectedProvisions="s. 87A(11)" Modified="2022-01-20T13:03:31Z" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" AffectingNumber="707" EffectId="key-62f9ebcef830ae282962af1b813987d9" RequiresApplied="false" Comments="IP completion day" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 10(5)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingYear="2019"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="68" Type="word omitted" Modified="2022-01-20T13:03:31Z" AffectedProvisions="s. 124(10)(c)(i)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" RequiresApplied="false" AffectedYear="2000" AffectedExtent="E+W+S+N.I." Comments="IP completion day" AffectingYear="2019" AffectingNumber="310" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectingProvisions="reg. 5(11)(b)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="69" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="reg. 5(12)(a)(i)" AffectingClass="UnitedKingdomStatutoryInstrument" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Type="word inserted" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AffectedProvisions="s. 129(7)(a)" AffectedClass="UnitedKingdomPublicGeneralAct" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedExtent="E+W+S+N.I." AffectedNumber="8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" AffectingNumber="310"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="s. 129(7)(c)" AffectingClass="UnitedKingdomStatutoryInstrument" Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingNumber="310" Type="omitted and word" AffectedYear="2000" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectedNumber="8" AffectingYear="2019" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 5(12)(a)(ii)" Row="70" EffectId="key-9f4d2636661658e584be975ef736bdfb"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" AffectingYear="2019" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedExtent="E+W+S+N.I." Row="180" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectingNumber="707" AffectingProvisions="reg. 38(5)(b)" AffectedProvisions="Sch. 11A para. 5(3)" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectedNumber="8" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 17A para. 12" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" Type="words substituted" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AffectedNumber="8" AffectingYear="2019" AffectingNumber="662" AffectingProvisions="reg. 13(1)" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-939a37929efc4d8ee2527c61acc808b2" Modified="2022-01-20T13:03:31Z" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct" Row="188"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" Modified="2026-03-02T11:20:22Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingYear="2023" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingEffectsExtent="E+W+S+N.I." Row="1542" AffectingProvisions="Sch. 10 para. 19(a)" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="29" RequiresApplied="false" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." 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(4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." 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AffectingYear="2021" Type="inserted" AffectedProvisions="s. 31(1)(aa)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" RequiresApplied="true" AffectedProvisions="s. 32A" Row="56" Modified="2023-08-29T11:14:38Z" AffectingProvisions="s. 22(3)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedYear="2000" Type="inserted" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" Row="57" Type="inserted" AffectingNumber="22" AffectedProvisions="s. 36A and cross-heading" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingProvisions="s. 22(4)" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedNumber="8" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectingProvisions="s. 23(10)" AffectedProvisions="s. 32A" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingYear="2021" AffectedYear="2000" RequiresApplied="true" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." 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URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingProvisions="s. 23(10)" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" EffectId="key-61b01e0bec5b297c5597aa9704f371c6"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" AffectedNumber="8" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedProvisions="Sch. 2B" Type="power to apply (with modifications) conferred" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="62" Modified="2023-08-29T11:14:38Z" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectingProvisions="s. 23(10)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="415" AffectedNumber="8" AffectingProvisions="Sch. 7" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2B" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="435" NumberFormat="default"><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/V/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/V" NumberOfProvisions="16" id="part-V"><Number>Part V</Number><Title>Performance of Regulated Activities</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/V/crossheading/approval/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/V/crossheading/approval" NumberOfProvisions="5" id="part-V-crossheading-approval"><Title>Approval</Title><P1group><Title>Applications for approval</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60" id="section-60">
<Pnumber>60</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/1/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/1" id="section-60-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>An application for the Authority’s approval under section 59 may be made by the authorised person concerned.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/2" id="section-60-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>The application must—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2/a/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/2/a" id="section-60-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>be made in such manner as the Authority may direct; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/2/b/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/2/b" id="section-60-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>contain, or be accompanied by, such information as the Authority may reasonably require.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/3/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/3" id="section-60-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>At any time after receiving the application and before determining it, the Authority may require the applicant to provide it with such further information as it reasonably considers necessary to enable it to determine the application.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/4/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/4" id="section-60-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>The Authority may require an applicant to present information which he is required to give under this section in such form, or to verify it in such a way, as the Authority may direct.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/5/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/5" id="section-60-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>Different directions may be given, and different requirements imposed, in relation to different applications or categories of application.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/60/6/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/60/6" id="section-60-6">
<Pnumber>6</Pnumber>
<P2para>
<Text>“<Term id="term-the-authorised-person-concerned">The authorised person concerned</Term>” includes a person who has applied for permission under Part IV and will be the authorised person concerned if permission is given.</Text>
</P2para>
</P2>
</P1para>
</P1></P1group></Pblock></Part></Body></Primary></Legislation>