Part V Performance of Regulated Activities

Prohibition orders

57 Prohibition orders: procedure and right to refer to Tribunal.

(1)

If the Authority proposes to make a prohibition order it must give the individual concerned a warning notice.

(2)

The warning notice must set out the terms of the prohibition.

(3)

If the Authority decides to make a prohibition order it must give the individual concerned a decision notice.

(4)

The decision notice must—

(a)

name the individual to whom the prohibition order applies;

(b)

set out the terms of the order; and

(c)

be given to the individual named in the order.

(5)

A person against whom a decision to make a prohibition order is made may refer the matter to the Tribunal.