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					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/425/enacted</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:subject>Governance</dc:subject><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:modified>2025-07-28</dc:modified>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/enacted" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2001-02-25" title="2001-02-25"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2004-02-13" title="2004-02-13"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2005-01-11" title="2005-01-11"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2005-01-14" title="2005-01-14"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2006-12-06" title="2006-12-06"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2007-04-01" title="2007-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2007-12-10" title="2007-12-10"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2012-07-20" title="2012-07-20"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2013-07-22" title="2013-07-22"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2014-01-01" title="2014-01-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2015-04-20" title="2015-04-20"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2015-12-21" title="2015-12-21"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2016-01-01" title="2016-01-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2016-03-21" title="2016-03-21"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2018-06-28" title="2018-06-28"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2018-07-21" title="2018-07-21"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2018-10-01" title="2018-10-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2020-12-31" title="2020-12-31"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2024-12-31" title="2024-12-31"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/425" title="current"/>
					
					<atom:link rel="up" href="http://www.legislation.gov.uk/ukpga/2000/8/enacted" title="Entire legislation"/><atom:link rel="prev" href="http://www.legislation.gov.uk/ukpga/2000/8/section/424/enacted" title="Provision; Section 424"/><atom:link rel="prevInForce" href="http://www.legislation.gov.uk/ukpga/2000/8/section/424/enacted" title="Provision; Section 424"/><atom:link rel="next" href="http://www.legislation.gov.uk/ukpga/2000/8/section/426/enacted" title="Provision; Section 426"/><atom:link rel="nextInForce" href="http://www.legislation.gov.uk/ukpga/2000/8/section/426/enacted" title="Provision; Section 426"/>
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</ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingNumber="707" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedProvisions="s. 86(9A)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Comments="IP completion day" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" Row="44" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectingProvisions="reg. 8(9)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingYear="2019" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedExtent="E+W+S+N.I." AffectedYear="2000" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectedProvisions="s. 87A(11)" Type="inserted" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectingNumber="707" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingYear="2019" Row="49" Modified="2022-01-20T13:03:31Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false" AffectingProvisions="reg. 10(5)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="reg. 5(11)(b)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectedProvisions="s. 124(10)(c)(i)" AffectingNumber="310" RequiresApplied="false" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" Type="word omitted" Modified="2022-01-20T13:03:31Z" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Row="68" Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." AffectedYear="2000" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 129(7)(a)" AffectingEffectsExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Type="word inserted" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingYear="2019" Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" RequiresApplied="false" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingNumber="310" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Row="69" AffectingProvisions="reg. 5(12)(a)(i)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Comments="IP completion day" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="reg. 5(12)(a)(ii)" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectingYear="2019" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" Type="omitted and word" Row="70" AffectedProvisions="s. 129(7)(c)" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AffectedNumber="8" AffectingNumber="310" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="180" Type="inserted" AffectedNumber="8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" RequiresApplied="false" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." AffectedProvisions="Sch. 11A para. 5(3)" AffectingNumber="707" AffectingYear="2019" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingProvisions="reg. 38(5)(b)" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" Comments="IP completion day" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 17A para. 12" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Type="words substituted" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectingProvisions="reg. 13(1)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="662" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Comments="IP completion day" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" Row="188" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="29" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2023" AffectingEffectsExtent="E+W+S+N.I." Type="inserted" Row="1542" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 10 para. 19(a)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectedYear="2000" EffectId="key-abb334800fe3123a9c453d646a5962c5" Modified="2026-03-02T11:20:22Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Pt. 20C" AffectingNumber="14" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" Type="inserted" AffectingProvisions="s. 30(3)" AffectingYear="2016" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" Row="68" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." Modified="2022-02-02T20:32:30Z" AffectedYear="2000" RequiresApplied="true" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" Row="169" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="power to apply (with modifications) conferred" AffectingProvisions="s. 23(10)" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="Sch. 2A 2B" AffectingYear="2021" AffectedYear="2000" AffectingNumber="22" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectedProvisions="s. 31(1)(aa)" AffectedYear="2000" Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="s. 22(2)" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingYear="2021" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="55"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectedNumber="8" AffectedProvisions="s. 32A" AffectingEffectsExtent="E+W+S+N.I." Row="56" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" RequiresApplied="true" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 22(3)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingProvisions="s. 22(4)" AffectedYear="2000" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" RequiresApplied="true" AffectedProvisions="s. 36A and cross-heading" AffectingNumber="22" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." Row="57" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" Row="60" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectedProvisions="s. 32A" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" Type="power to apply (with modifications) conferred" AffectingProvisions="s. 23(10)" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2023-08-29T11:14:38Z" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingProvisions="s. 23(10)" AffectingEffectsExtent="E+W+S+N.I." Row="61" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2A" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="power to apply (with modifications) conferred" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="power to apply (with modifications) conferred" AffectedYear="2000" Row="62" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedProvisions="Sch. 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingYear="2021" EffectId="key-aac44921d3994325926d8f41aeb37761"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" AffectingProvisions="Sch. 7" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" AffectedProvisions="Sch. 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" Row="415" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" EffectId="key-146b1815125d882430250621162b81da" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="435" NumberFormat="default"><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXIX/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXIX" NumberOfProvisions="9" id="part-XXIX"><Number>Part XXIX</Number><Title>Interpretation</Title><P1group><Title>Expressions relating to authorisation elsewhere in the single market</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/425/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425" id="section-425">
<Pnumber>425</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/425/1/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425/1" id="section-425-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>In this Act—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/425/1/a/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425/1/a" id="section-425-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>“EEA authorisation”, “EEA firm”, “EEA right”, “EEA State”, “first life insurance directive”, “first non-life insurance directive”, “insurance directives”, “investment services directive”, “single market directives” and “second banking co-ordination directive” have the meaning given in Schedule 3; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/425/1/b/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425/1/b" id="section-425-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>“<Term id="term-home-state-regulator">home state regulator</Term>”, in relation to an EEA firm, has the meaning given in Schedule 3.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425/2" id="section-425-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>In this Act—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXIX/section/425/2/an1/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXIX/section/425/2/an1" id="part-XXIX-section-425-2-an1" shortId="section-425-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>“<Term id="term-home-state-authorisation">home state authorisation</Term>” has the meaning given in Schedule 4;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXIX/section/425/2/an2/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXIX/section/425/2/an2" id="part-XXIX-section-425-2-an2" shortId="section-425-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>“<Term id="term-treaty-firm">Treaty firm</Term>” has the meaning given in Schedule 4; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/425/2/c/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/425/2/c" id="section-425-2-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>“<Term id="term-home-state-regulator">home state regulator</Term>”, in relation to a Treaty firm, has the meaning given in Schedule 4.</Text>
</P3para>
</P3>
</P2para>
</P2>
</P1para>
</P1></P1group></Part></Body></Primary></Legislation>