http://www.legislation.gov.uk/ukpga/2000/8/section/425/2016-03-21Financial Services and Markets Act 2000An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.2000-06-15texttext/xmlenStatute Law Database2026-05-30Expert Participation2016-03-21
Financial Services and Markets Act 2000s. 86(9A)The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019reg. 8(9)reg. 1(2)Financial Services and Markets Act 2000s. 87A(11)The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019reg. 10(5)reg. 1(2)Financial Services and Markets Act 2000s. 124(10)(c)(i)The Market Abuse (Amendment) (EU Exit) Regulations 2019reg. 5(11)(b)reg. 1(3)Financial Services and Markets Act 2000s. 129(7)(a)The Market Abuse (Amendment) (EU Exit) Regulations 2019reg. 5(12)(a)(i)reg. 1(3)Financial Services and Markets Act 2000s. 129(7)(c)The Market Abuse (Amendment) (EU Exit) Regulations 2019reg. 5(12)(a)(ii)reg. 1(3)Financial Services and Markets Act 2000Sch. 11A para. 5(3)The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019reg. 38(5)(b)reg. 1(2)Financial Services and Markets Act 2000Sch. 17A para. 12The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019reg. 13(1)reg. 1(3)Financial Services and Markets Act 2000Sch. 2A para. 19(2)(b)(iia)Financial Services and Markets Act 2023Sch. 10 para. 19(a)s. 86(1)(e)Financial Services and Markets Act 2000Pt. 20CBank of England and Financial Services Act 2016s. 30(3)s. 41(3)Financial Services and Markets Act 2000Sch. 2A 2BFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000s. 31(1)(aa)Financial Services Act 2021s. 22(2)s. 49(5)Financial Services and Markets Act 2000s. 32AFinancial Services Act 2021s. 22(3)s. 49(5)Financial Services and Markets Act 2000s. 36A and cross-headingFinancial Services Act 2021s. 22(4)s. 49(5)Financial Services and Markets Act 2000s. 32AFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000Sch. 2AFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000Sch. 2BFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000Sch. 2BFinancial Services Act 2021Sch. 7s. 49(5)Financial Services and Markets Act 2000s. 71J and cross-headingFinancial Services Act 2021Sch. 8 para. 4s. 49(5)Financial Services and Markets Act 2000s. 214(5A)Financial Services Act 2021Sch. 8 para. 8s. 49(5)Financial Services and Markets Act 2000s. 367AFinancial Services Act 2021Sch. 8 para. 10s. 49(5)Financial Services and Markets Act 2000s. 395(13)(bc)-(be)Financial Services Act 2021Sch. 8 para. 12(2)(b)s. 49(5)Financial Services and Markets Act 2000s. 395(13)(h)(i)Financial Services Act 2021Sch. 8 para. 12(2)(c)s. 49(5)Financial Services and Markets Act 2000s. 395(14)Financial Services Act 2021Sch. 8 para. 12(3)s. 49(5)Financial Services and Markets Act 2000Sch. 1ZA para. 32(c) and wordFinancial Services Act 2021Sch. 8 para. 18s. 49(5)Financial Services and Markets Act 2000ActWater Act 2014s. 79(4)s. 94(3)Financial Services and Markets Act 2000ActWater Act 2014s. 81(10)s. 94(3)Financial Services and Markets Act 2000s. 398(8)The Securitisation Regulations 2024reg. 34(7)reg. 34(8)(f)reg. 52(3) Sch. 3reg. 2(1)(e)(2)Financial Services and Markets Act 2000s. 427A(3)Enterprise Act 2002 (repealed)Enterprise Act 2002Sch. 17 para. 59s. 249(1)-(3)s. 279Financial Services and Markets Act 2000s. 144B(3)The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026reg. 9(3)reg. 1(2)Financial Services and Markets Act 2000s. 192O(1A)The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026reg. 10(7)reg. 1(2)Financial Services and Markets Act 2000s. 192Q(5)The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026reg. 11(b)reg. 1(2)Financial Services and Markets Act 2000s. 417(1B)-(1E)The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026reg. 15(3)reg. 1(2)Financial Services and Markets Act 2000Sch. 19DThe Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026Sch.reg. 1(2)Financial Services and Markets Act 2000s. 204A(2)(aza)Pension Schemes Act 2026s. 40(17)(a)(i)Financial Services and Markets Act 2000s. 204A(6)(aza)Pension Schemes Act 2026s. 40(17)(a)(ii)Financial Services and Markets Act 2000s. 1A(6)(cze)Pension Schemes Act 2026s. 46(2)s. 47s. 133(4)(d)Financial Services and Markets Act 2000s. 204A(2)(ad)Pension Schemes Act 2026s. 46(3)(a)s. 47s. 133(4)(d)Financial Services and Markets Act 2000s. 204A(6)(ad)Pension Schemes Act 2026s. 46(3)(b)s. 47s. 133(4)(d)Financial Services and Markets Act 2000s. 137FBDPension Schemes Act 2026s. 58s. 56s.0133(4)(f)
Part XXIX Interpretation Expressions relating to authorisation elsewhere in the single market.4251In this Act—a “alternative investment fund managers directive”, “ capital requirements directive ”, ... “EEA AIFM”,
“EEA authorisation”, “EEA firm”, “EEA right”, “EEA State”, “emission allowance auctioning regulation”, . . . , ... ... ...
“insurance mediation directive”,
“insurance mediation directive”, . . . “markets in financial instruments directive”, “mortgages directive”, “single market directives” , “Solvency 2 Directive” , “tied agent” and “UCITS directive” have the meaning given in Schedule 3; andb“home state regulator”, in relation to an EEA firm, has the meaning given in Schedule 3.2In this Act—a“home state authorisation” has the meaning given in Schedule 4;a“Treaty firm” has the meaning given in Schedule 4; andc“home state regulator”, in relation to a Treaty firm, has the meaning given in Schedule 4.S. 425(1)(a) substituted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), reg. 2(1)Words in s. 425(1)(a) omitted (11.1.2005) by virtue of The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004 (S.I. 2004/3379), reg. 6(5)(b)Words in s. 425(1)(a) inserted (14.1.2005) by virtue of The Insurance Mediation Directive (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/1473), reg. 2(1)Words in s. 425(1)(a) omitted (1.4.2007 for certain purposes and 1.11.2007 otherwise) by virtue of The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(5), Sch. 5 para. 22(a)Words in s. 425(1)(a) inserted (6.12.2006) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Modification of Powers) Regulations 2006 (S.I. 2006/2975), reg. 11Words in s. 425(1)(a) inserted (1.4.2007 for certain purposes and 1.11.2007 otherwise) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(5), Sch. 5 para. 22(b)Words in s. 425(1)(a) inserted (20.7.2012) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2012 (S.I. 2012/1906), arts. 1, 3(16)Words in s. 425(1)(a) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 1 para. 32(a)Words in s. 425(1)(a) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 1 para. 32(b)Words in s. 425(1)(a) substituted (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 27Words in s. 425(1)(a) omitted (1.1.2016) by virtue of The Solvency 2 Regulations 2015 (S.I. 2015/575), reg. 1(2), Sch. 1 para. 16(a)Words in s. 425(1)(a) inserted (1.1.2016) by The Solvency 2 Regulations 2015 (S.I. 2015/575), reg. 1(2), Sch. 1 para. 16(b)Words in s. 425(1)(a) inserted (20.4.2015 for specified purposes, 21.12.2015 for specified purposes, 21.3.2016 in so far as not already in force) by The Mortgage Credit Directive Order 2015 (S.I. 2015/910), art. 1(5), Sch. 1 para. 1(9) (with Pt. 4)