<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="694" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/420/enacted</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:subject>Governance</dc:subject><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:modified>2025-07-28</dc:modified>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/enacted" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2001-02-25" title="2001-02-25"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2008-04-06" title="2008-04-06"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2019-03-23" title="2019-03-23"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2020-12-31" title="2020-12-31"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/420" title="current"/>
					
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</ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="44" AffectingNumber="707" EffectId="key-875cc899be978a92b596eb35963a5fdf" Comments="IP completion day" AffectingProvisions="reg. 8(9)" AffectingYear="2019" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="s. 86(9A)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 10(5)" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" RequiresApplied="false" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Row="49" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedProvisions="s. 87A(11)" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2022-01-20T13:03:31Z" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" AffectedNumber="8" AffectingNumber="707" Type="inserted" AffectedYear="2000" EffectId="key-62f9ebcef830ae282962af1b813987d9"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectingNumber="310" AffectedNumber="8" Comments="IP completion day" AffectingProvisions="reg. 5(11)(b)" AffectingYear="2019" Type="word omitted" AffectedProvisions="s. 124(10)(c)(i)" Modified="2022-01-20T13:03:31Z" AffectedExtent="E+W+S+N.I." Row="68" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedYear="2000" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingNumber="310" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" Type="word inserted" AffectingYear="2019" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="false" AffectingProvisions="reg. 5(12)(a)(i)" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" Row="69" AffectedProvisions="s. 129(7)(a)" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedExtent="E+W+S+N.I." AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Type="omitted and word" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="310" Comments="IP completion day" RequiresApplied="false" AffectedNumber="8" AffectingYear="2019" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AffectedProvisions="s. 129(7)(c)" Modified="2022-01-20T13:03:31Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" EffectId="key-9f4d2636661658e584be975ef736bdfb" Row="70" AffectingProvisions="reg. 5(12)(a)(ii)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" Type="inserted" AffectingNumber="707" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" RequiresApplied="false" EffectId="key-a5848184868fb09bd796f96db116dad6" Row="180" AffectingYear="2019" AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-01-20T13:03:31Z" Comments="IP completion day" AffectedProvisions="Sch. 11A para. 5(3)" AffectingProvisions="reg. 38(5)(b)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Comments="IP completion day" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="662" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-939a37929efc4d8ee2527c61acc808b2" RequiresApplied="false" AffectedProvisions="Sch. 17A para. 12" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-01-20T13:03:31Z" AffectingYear="2019" Row="188" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="reg. 13(1)" Type="words substituted" AffectedNumber="8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="29" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingYear="2023" AffectedNumber="8" Row="1542" Modified="2026-03-02T11:20:22Z" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingProvisions="Sch. 10 para. 19(a)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectingNumber="14" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectingProvisions="s. 30(3)" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2016" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-02-02T20:32:30Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedProvisions="Pt. 20C" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="68" Type="inserted" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" Type="power to apply (with modifications) conferred" Row="169" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="true" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AffectingProvisions="s. 23(10)" AffectedYear="2000" AffectedProvisions="Sch. 2A 2B"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 22(2)" Modified="2023-08-29T11:14:38Z" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Row="55" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedProvisions="s. 31(1)(aa)" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectingProvisions="s. 22(3)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" Type="inserted" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" Row="56" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectedProvisions="s. 32A" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" Row="57" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" Type="inserted" AffectingNumber="22" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedProvisions="s. 36A and cross-heading" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingProvisions="s. 22(4)" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="s. 23(10)" AffectingClass="UnitedKingdomPublicGeneralAct" Row="60" Type="power to apply (with modifications) conferred" AffectingYear="2021" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectedProvisions="s. 32A" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 23(10)" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingYear="2021" Type="power to apply (with modifications) conferred" AffectedNumber="8" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" RequiresApplied="true" AffectingNumber="22" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2A" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="61"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2B" Row="62" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectedNumber="8" AffectingNumber="22" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectingYear="2021" AffectingProvisions="s. 23(10)" Type="power to apply (with modifications) conferred" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" Modified="2023-08-29T11:14:38Z" EffectId="key-146b1815125d882430250621162b81da" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingYear="2021" AffectingProvisions="Sch. 7" Row="415" AffectedYear="2000" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2B" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectedNumber="8" Row="418" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." Type="inserted" AffectingProvisions="Sch. 8 para. 4" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 71J and cross-heading" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" AffectedYear="2000" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." Row="422" AffectedNumber="8" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21" EffectId="key-3f1bd96525c93768fff2391b9658bd21" RequiresApplied="true" AffectingYear="2021" AffectingProvisions="Sch. 8 para. 8" AffectingNumber="22" Modified="2023-08-29T11:14:38Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 214(5A)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." 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AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 12(2)(b)" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectedYear="2000" Type="word inserted" AffectedNumber="8" Modified="2023-08-29T11:14:38Z" Row="429" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:SectionRange Start="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc" End="section-395-13-be" UpTo="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundEnd="section-395" MissingEnd="true"><ukm:Section Ref="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc">s. 395(13)(bc)</ukm:Section>-<ukm:Section Ref="section-395-13-be" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundRef="section-395">(be)</ukm:Section></ukm:SectionRange></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/b">para. 12(2)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectingNumber="22" AffectingProvisions="Sch. 8 para. 12(2)(c)" URI="http://www.legislation.gov.uk/id/effect/key-d25543ee0cbc0ff32265d4bd6421bf49" Row="432" AffectedYear="2000" AffectingYear="2021" EffectId="key-d25543ee0cbc0ff32265d4bd6421bf49" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 395(13)(h)(i)" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-395-13-h-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/h/i" FoundRef="section-395">s. 395(13)(h)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-c" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/c">para. 12(2)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-7ac28ab801b516daf7fa1fb9eca8a371" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 395(14)" EffectId="key-7ac28ab801b516daf7fa1fb9eca8a371" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" Row="433" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="Sch. 8 para. 12(3)" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." 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AffectingNumber="21"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2014" AffectedExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" RequiresApplied="true" AffectingNumber="21" Modified="2022-01-20T13:03:31Z" AffectedProvisions="Act" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8" Type="power to apply conferred (temp. until 15.5.2039)" AffectingClass="UnitedKingdomPublicGeneralAct" Row="6" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectingProvisions="s. 81(10)" URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="435" NumberFormat="default"><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXIX/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXIX" NumberOfProvisions="9" id="part-XXIX"><Number>Part XXIX</Number><Title>Interpretation</Title><P1group><Title>Parent and subsidiary undertaking</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/420/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420" id="section-420">
<Pnumber>420</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/420/1/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420/1" id="section-420-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>In this Act, except in relation to an incorporated friendly society, “<Term id="term-parent-undertaking">parent undertaking</Term>” and “<Term id="term-subsidiary-undertaking">subsidiary undertaking</Term>” have the same meaning as in Part VII of the <MarginNoteRef Ref="m00097"/>Companies Act 1985 (or Part VIII of the <MarginNoteRef Ref="m00098"/>Companies (Northern Ireland) Order 1986).</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420/2" id="section-420-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>But—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2/a/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420/2/a" id="section-420-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>“parent undertaking” also includes an individual who would be a parent undertaking for the purposes of those provisions if he were taken to be an undertaking (and “subsidiary undertaking” is to be read accordingly);</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/420/2/b/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420/2/b" id="section-420-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>“subsidiary undertaking” also includes, in relation to a body incorporated in or formed under the law of an EEA State other than the United Kingdom, an undertaking which is a subsidiary undertaking within the meaning of any rule of law in force in that State for purposes connected with implementation of the Seventh Company Law Directive (and “parent undertaking” is to be read accordingly).</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/420/3/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/420/3" id="section-420-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>In this Act “<Term id="term-subsidiary-undertaking">subsidiary undertaking</Term>”, in relation to an incorporated friendly society, means a body corporate of which the society has control within the meaning of section 13(9)(a) or (aa) of the <MarginNoteRef Ref="m00099"/>Friendly Societies Act 1992 (and “parent undertaking” is to be read accordingly).</Text>
</P2para>
</P2>
</P1para>
</P1></P1group></Part></Body></Primary><MarginNotes><MarginNote id="m00097">
<Para>
<Text><Citation URI="http://www.legislation.gov.uk/id/ukpga/1985/6" id="c00142" Class="UnitedKingdomPublicGeneralAct" Year="1985" Number="0006">1985 c. 6</Citation>.</Text>
</Para>
</MarginNote><MarginNote id="m00098">
<Para>
<Text><Citation URI="http://www.legislation.gov.uk/id/nisi/1986/1032" id="c00143" Class="NorthernIrelandOrderInCouncil" AlternativeNumber="N.I. 6" Year="1986" Number="1032">S.I. 1986/1032 (N.I. 6)</Citation>.</Text>
</Para>
</MarginNote><MarginNote id="m00099">
<Para>
<Text><Citation URI="http://www.legislation.gov.uk/id/ukpga/1992/40" id="c00144" Class="UnitedKingdomPublicGeneralAct" Year="1992" Number="0040">1992 c. 40</Citation>.</Text>
</Para>
</MarginNote></MarginNotes></Legislation>