Part XXVIII

Miscellaneous

Consumer redress schemes

Enforcement
404C
The following provisions—
a
Part 14 (disciplinary measures), and
b
so much of this Act as relates to any provision of that Part,
(which
, subject to section 415AA(1),
apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.
Ss. 404-404G and preceding cross-heading substituted (12.10.2010) for s. 404 and preceding cross-heading by Financial Services Act 2010 (c. 28), ss. 14, 26(3); S.I. 2010/2480, art. 2
S. 404C applied (31.5.2021) by The Civil Liability Act 2018 (Financial Conduct Authority) (Whiplash) Regulations 2021 (S.I. 2021/594), regs. 1, 2(10)(a)
Words in s. 404C inserted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 60(2), 86(2)(f) (with s. 60(4))