C11C12Part IV Permission to Carry on Regulated Activities

Annotations:
Modifications etc. (not altering text)
C11

Pt. IV (ss. 40-55) extended (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 3-24; S.I. 2001/3538, art. 2(1)

Pt. IV (ss. 40-55) extended (with modifications) (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 35(5)(a); S.I. 2001/3538, art. 2(1)

Pt. IV (ss. 40-50) excluded (1.12.2001) by S.I. 2001/3592, arts. 1(2), 107(2) (with art. 23(2))

Pt. IV (ss. 40-55) modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(a), 121(3), 128(3)(a) (with art. 23(2))

Application for permission

C1C240 Application for permission.

1

An application for permission to carry on one or more regulated activities may be made to the Authority by—

a

an individual;

b

a body corporate;

c

a partnership; or

d

an unincorporated association.

C3C4C5C6C7C8C92

An authorised person may not apply for permission under this section if he has a permission—

a

given to him by the Authority under this Part, or

b

having effect as if so given,

which is in force.

C103

An EEA firm may not apply for permission under this section to carry on a regulated activity which it is, or would be, entitled to carry on in exercise of an EEA right, whether through a United Kingdom branch or by providing services in the United Kingdom.

4

A permission given by the Authority under this Part or having effect as if so given is referred to in this Act as “a Part IV permission”.