<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="694" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:subject>Governance</dc:subject><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:modified>2025-07-28</dc:modified>
					
					<atom:link rel="self" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.xml" type="application/xml"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/ukpga/2000/8/resources" title="More Resources"/>
					
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/ukpga/2000/8/enacted" title="whole act"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/ukpga/2000/8/introduction/enacted" title="introduction"/>
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/ukpga/2000/8/body/enacted" title="body"/>
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/schedules" href="http://www.legislation.gov.uk/ukpga/2000/8/schedules/enacted" title="schedules"/>
					
										
					
					
					
					<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.rdf" title="RDF/XML"/><atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.akn" title="AKN"/><atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.xht" title="HTML snippet"/><atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.htm" title="Website (XHTML) Default View"/><atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.csv" title="CSV"/><atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.pdf" title="PDF"/>
					<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted/data.html" title="HTML5 snippet"/>

					
					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/enacted" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/2001-12-01" title="2001-12-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381/2016-07-03" title="2016-07-03"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/381" title="current"/>
					
					<atom:link rel="up" href="http://www.legislation.gov.uk/ukpga/2000/8/enacted" title="Entire legislation"/><atom:link rel="prev" href="http://www.legislation.gov.uk/ukpga/2000/8/section/380/enacted" title="Provision; Section 380"/><atom:link rel="prevInForce" href="http://www.legislation.gov.uk/ukpga/2000/8/section/380/enacted" title="Provision; Section 380"/><atom:link rel="next" href="http://www.legislation.gov.uk/ukpga/2000/8/section/382/enacted" title="Provision; Section 382"/><atom:link rel="nextInForce" href="http://www.legislation.gov.uk/ukpga/2000/8/section/382/enacted" title="Provision; Section 382"/>
					<ukm:PrimaryMetadata><ukm:DocumentClassification>
<ukm:DocumentCategory Value="primary"/>
<ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/>
<ukm:DocumentStatus Value="final"/>
</ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingNumber="707" AffectedYear="2000" Modified="2022-01-20T13:03:31Z" AffectedNumber="8" AffectingYear="2019" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" Row="44" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedProvisions="s. 86(9A)" Comments="IP completion day" AffectingProvisions="reg. 8(9)" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" RequiresApplied="false" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." RequiresApplied="false" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingNumber="707" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" Row="49" AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedProvisions="s. 87A(11)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectingProvisions="reg. 10(5)" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Modified="2022-01-20T13:03:31Z" Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2019"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" Comments="IP completion day" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="310" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="68" AffectingProvisions="reg. 5(11)(b)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingClass="UnitedKingdomStatutoryInstrument" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectedProvisions="s. 124(10)(c)(i)" Type="word omitted" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" AffectedExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Row="69" AffectedProvisions="s. 129(7)(a)" Type="word inserted" AffectedExtent="E+W+S+N.I." AffectingYear="2019" RequiresApplied="false" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 5(12)(a)(i)" AffectedClass="UnitedKingdomPublicGeneralAct" Comments="IP completion day" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="310"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="omitted and word" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" Modified="2022-01-20T13:03:31Z" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedProvisions="s. 129(7)(c)" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectedYear="2000" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="310" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Row="70" AffectingProvisions="reg. 5(12)(a)(ii)" AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="8" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Type="inserted" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingNumber="707" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="180" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" AffectingProvisions="reg. 38(5)(b)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." AffectedProvisions="Sch. 11A para. 5(3)" Comments="IP completion day" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectingNumber="662" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" Type="words substituted" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectingYear="2019" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="188" AffectingProvisions="reg. 13(1)" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="8" AffectedYear="2000" AffectedProvisions="Sch. 17A para. 12" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 10 para. 19(a)" Type="inserted" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingYear="2023" AffectingNumber="29" RequiresApplied="false" Row="1542" Modified="2026-03-02T11:20:22Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Pt. 20C" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="s. 30(3)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="68" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" Modified="2022-02-02T20:32:30Z" AffectedYear="2000" Type="inserted" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectingYear="2016" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectingNumber="14" AffectedExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="power to apply (with modifications) conferred" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 23(10)" AffectingYear="2021" AffectedProvisions="Sch. 2A 2B" Row="169" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectingNumber="22" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectedProvisions="s. 31(1)(aa)" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" AffectingProvisions="s. 22(2)" AffectingNumber="22" Row="55" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" Row="56" AffectedNumber="8" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="s. 22(3)" AffectedProvisions="s. 32A"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" RequiresApplied="true" Type="inserted" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedNumber="8" Row="57" AffectedProvisions="s. 36A and cross-heading" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 22(4)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" Row="60" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectingProvisions="s. 23(10)" AffectedNumber="8" AffectedYear="2000" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 32A" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 23(10)" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2A" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingYear="2021" RequiresApplied="true" Row="61" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" Type="power to apply (with modifications) conferred" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="62" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" Type="power to apply (with modifications) conferred" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2B" AffectingYear="2021" AffectedNumber="8" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingProvisions="s. 23(10)" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingNumber="22" AffectingProvisions="Sch. 7" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-146b1815125d882430250621162b81da" RequiresApplied="true" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2B" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" Row="415" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-3a025cb5620dc74f1b2f670bf6408371" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" Row="418" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" AffectedProvisions="s. 71J and cross-heading" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 8 para. 4" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" AffectingNumber="22" EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 214(5A)" Type="inserted" AffectingYear="2021" RequiresApplied="true" AffectingProvisions="Sch. 8 para. 8" Row="422" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectedProvisions="s. 367A" AffectingNumber="22" AffectedYear="2000" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="Sch. 8 para. 10" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" Row="424" AffectingEffectsExtent="E+W+S+N.I." Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="Sch. 8 para. 12(2)(b)" EffectId="key-a4e0c0b46392b2949d5da900239e2f19" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectingEffectsExtent="E+W+S+N.I." Type="word inserted" Row="429" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 395(13)(bc)-(be)" AffectedYear="2000" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:SectionRange Start="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc" End="section-395-13-be" UpTo="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundEnd="section-395" MissingEnd="true"><ukm:Section Ref="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc">s. 395(13)(bc)</ukm:Section>-<ukm:Section Ref="section-395-13-be" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundRef="section-395">(be)</ukm:Section></ukm:SectionRange></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/b">para. 12(2)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-d25543ee0cbc0ff32265d4bd6421bf49" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectedProvisions="s. 395(13)(h)(i)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="432" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-d25543ee0cbc0ff32265d4bd6421bf49" RequiresApplied="true" AffectedYear="2000" Type="inserted" AffectedNumber="8" AffectingProvisions="Sch. 8 para. 12(2)(c)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-395-13-h-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/h/i" FoundRef="section-395">s. 395(13)(h)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-c" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/c">para. 12(2)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 12(3)" RequiresApplied="true" AffectedProvisions="s. 395(14)" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-7ac28ab801b516daf7fa1fb9eca8a371" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-7ac28ab801b516daf7fa1fb9eca8a371" Row="433" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-395-14" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/14" FoundRef="section-395">s. 395(14)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/3">para. 12(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" AffectedYear="2000" EffectId="key-351bc17b224a6085482c0de133c1bb4a" Row="441" AffectingYear="2021" AffectingProvisions="Sch. 8 para. 18" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-351bc17b224a6085482c0de133c1bb4a" Type="inserted" RequiresApplied="true" AffectedProvisions="Sch. 1ZA para. 32(c) and word" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-1ZA" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA">Sch. 1ZA </ukm:Section><ukm:Section Ref="schedule-1ZA-paragraph-32-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA/paragraph/32/c" FoundRef="schedule-1ZA">para. 32(c)</ukm:Section> and word</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-18" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/18">para. 18</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Type="power to apply conferred (temp. until 15.5.2039)" AffectingYear="2014" EffectId="key-05ccd5d9047901e84edea944467e0ab2" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Act" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="21" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" Modified="2022-01-20T13:03:31Z" AffectingProvisions="s. 79(4)" AffectedExtent="E+W+S+N.I." RequiresApplied="true" Row="5" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-05ccd5d9047901e84edea944467e0ab2" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 81(10)" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingYear="2014" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="6" Modified="2022-01-20T13:03:31Z" AffectedProvisions="Act" RequiresApplied="true" Type="power to apply conferred (temp. until 15.5.2039)" URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8" AffectingNumber="21" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/uksi-2024-102-jwl9r655-103" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Created="2024-10-15T11:00:49Z" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 34(7)(8)(f)" EffectId="key-ed88e1aa30d0adc7d1880e40d06035a9" AffectingYear="2024" AppliedModified="2024-11-01T18:11:28.371657Z" AppendedCommentary="as amended by S.I. 2024/705, regs. 1(2), 2(2)" RequiresApplied="false" Type="applied" AffectedProvisions="s. 398(8)" AffectedNumber="8" AffectingNumber="102" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." Row="103" AffectingURI="http://www.legislation.gov.uk/id/uksi/2024/102" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-398-8" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/398/8" FoundRef="section-398">s. 398(8)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Securitisation Regulations 2024</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-34-7" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/7">reg. 34(7)</ukm:Section><ukm:Section Ref="regulation-34-8-f" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/8/f">reg. 34(8)(f)</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="regulation-52-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/52/3">reg. 52(3)</ukm:Section> <ukm:Section Ref="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/schedule/3">Sch. 3</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="regulation-2-1-e" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/1/e">reg. 2(1)(e)</ukm:Section><ukm:Section Ref="regulation-2-2" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/2">(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="true" Date="2024-01-30" Qualification="for specified purposes"/><ukm:InForce Applied="true" Date="2024-11-01" Qualification="in force in so far as not already in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" Row="160" Type="words substituted" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-c00514942197fe9622352b7129a7cb29" Notes="This amendment not applied to legislation.gov.uk. The Financial Services and Markets Act 2000 does not contain a section 427A." AffectedExtent="E+W+S+N.I." AffectedProvisions="s. 427A(3)" AffectingNumber="40" AffectingProvisions="Sch. 17 para. 59" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2002/40" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingYear="2002" URI="http://www.legislation.gov.uk/id/effect/key-c00514942197fe9622352b7129a7cb29" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-427A-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/427A/3" err:Ref="Section missing in legislation" Missing="true">s. 427A(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Enterprise Act 2002 (repealed)</ukm:AffectingTitle><ukm:AffectingTitle>Enterprise Act 2002</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-17" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17">Sch. 17 </ukm:Section><ukm:Section Ref="schedule-17-paragraph-59" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17/paragraph/59">para. 59</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:SectionRange Start="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1" End="section-249-3" UpTo="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3"><ukm:Section Ref="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1">s. 249(1)</ukm:Section>-<ukm:Section Ref="section-249-3" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3">(3)</ukm:Section></ukm:SectionRange></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-279" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279">s. 279</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect></ukm:UnappliedEffects></ukm:PrimaryMetadata>
					

                    
									<ukm:Notes><ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/notes" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/notes"/>       
								</ukm:Notes> 
					<ukm:Alternatives>
      <ukm:Alternative Date="2008-03-02" URI="http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf" Title="Print Version"/>
   </ukm:Alternatives>
					
					<ukm:Statistics>
									<ukm:TotalParagraphs Value="694"/>
									<ukm:BodyParagraphs Value="435"/>
									<ukm:ScheduleParagraphs Value="259"/>
									<ukm:AttachmentParagraphs Value="0"/>
									<ukm:TotalImages Value="0"/>
								</ukm:Statistics>
				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="435" NumberFormat="default"><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXV/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXV" NumberOfProvisions="7" id="part-XXV"><Number>Part XXV</Number><Title>Injunctions and Restitution</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXV/crossheading/injunctions/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXV/crossheading/injunctions" NumberOfProvisions="2" id="part-XXV-crossheading-injunctions"><Title>Injunctions</Title><P1group><Title>Injunctions in cases of market abuse</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381" id="section-381">
<Pnumber>381</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/1/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/1" id="section-381-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>If, on the application of the Authority, the court is satisfied—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/1/a/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/1/a" id="section-381-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>that there is a reasonable likelihood that any person will engage in market abuse, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/1/b/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/1/b" id="section-381-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>that any person is or has engaged in market abuse and that there is a reasonable likelihood that the market abuse will continue or be repeated,</Text>
</P3para>
</P3>
<Text>the court may make an order restraining (or in Scotland an interdict prohibiting) the market abuse.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/2/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/2" id="section-381-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>If on the application of the Authority the court is satisfied—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/2/a/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/2/a" id="section-381-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>that any person is or has engaged in market abuse, and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/2/b/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/2/b" id="section-381-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>that there are steps which could be taken for remedying the market abuse,</Text>
</P3para>
</P3>
<Text>the court may make an order requiring him to take such steps as the court may direct to remedy it.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/3/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/3" id="section-381-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>Subsection (4) applies if, on the application of the Authority, the court is satisfied that any person—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/3/a/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/3/a" id="section-381-3-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>may be engaged in market abuse; or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/3/b/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/3/b" id="section-381-3-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>may have been engaged in market abuse.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/4/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/4" id="section-381-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>The court make an order restraining (or in Scotland an interdict prohibiting) the person concerned from disposing of, or otherwise dealing with, any assets of his which it is satisfied that he is reasonably likely to dispose of, or otherwise deal with.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/5/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/5" id="section-381-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>The jurisdiction conferred by this section is exercisable by the High Court and the Court of Session.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/381/6/enacted" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/381/6" id="section-381-6">
<Pnumber>6</Pnumber>
<P2para>
<Text>In subsection (2), references to remedying any market abuse include references to mitigating its effect.</Text>
</P2para>
</P2>
</P1para>
</P1></P1group></Pblock></Part></Body></Primary></Legislation>