<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1434" RestrictEndDate="2016-05-31" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2016-05-13" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/369/2016-05-13</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-04-07</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2016-05-13</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2016-05-13" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/ukpga/2000/8/section/369/2001-12-01" title="2001-12-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/369/enacted" title="enacted"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/369/2001-12-01" title="2001-12-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/369/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/369" title="current"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectedNumber="8" Type="inserted" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedProvisions="s. 86(9A)" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Comments="IP completion day" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectingYear="2019" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="707" AffectingEffectsExtent="E+W+S+N.I." Row="44" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 8(9)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" AffectedProvisions="s. 87A(11)" AffectingYear="2019" Row="49" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="reg. 10(5)" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" EffectId="key-62f9ebcef830ae282962af1b813987d9" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Type="inserted" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingNumber="707" RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Comments="IP completion day" Row="68" AffectingNumber="310" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" Type="word omitted" AffectingProvisions="reg. 5(11)(b)" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedProvisions="s. 124(10)(c)(i)" RequiresApplied="false" AffectingYear="2019" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedExtent="E+W+S+N.I." AffectedNumber="8" Type="word inserted" AffectingYear="2019" AffectedProvisions="s. 129(7)(a)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-01-20T13:03:31Z" AffectingNumber="310" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingProvisions="reg. 5(12)(a)(i)" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." Row="69" Comments="IP completion day"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Comments="IP completion day" AffectingNumber="310" Modified="2022-01-20T13:03:31Z" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" AffectedNumber="8" EffectId="key-9f4d2636661658e584be975ef736bdfb" Type="omitted and word" AffectedYear="2000" AffectedProvisions="s. 129(7)(c)" AffectingYear="2019" Row="70" AffectingProvisions="reg. 5(12)(a)(ii)" RequiresApplied="false" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="707" AffectedNumber="8" Comments="IP completion day" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingYear="2019" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Modified="2022-01-20T13:03:31Z" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 38(5)(b)" AffectedExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" Type="inserted" Row="180" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="Sch. 11A para. 5(3)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 17A para. 12" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectingProvisions="reg. 13(1)" AffectedNumber="8" AffectingNumber="662" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AffectingYear="2019" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Type="words substituted" Row="188" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AffectingClass="UnitedKingdomStatutoryInstrument"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2026-03-02T11:20:22Z" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 10 para. 19(a)" AffectingYear="2023" Row="1542" AffectedNumber="8" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" Type="inserted" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingNumber="29" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2016" Row="68" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-02-02T20:32:30Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedYear="2000" AffectedProvisions="Pt. 20C" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" Type="inserted" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="14" RequiresApplied="true" AffectedExtent="E+W+S+N.I." 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URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Modified="2023-08-29T11:14:38Z" AffectingProvisions="s. 22(2)" RequiresApplied="true" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingYear="2021" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="56" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 32A" RequiresApplied="true" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" AffectingProvisions="s. 22(3)" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 36A and cross-heading" AffectedYear="2000" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(4)" AffectingYear="2021" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" Modified="2023-08-29T11:14:38Z" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" Row="57" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" Row="60" AffectedYear="2000" AffectedProvisions="s. 32A" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" Type="power to apply (with modifications) conferred" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="s. 23(10)" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." Type="power to apply (with modifications) conferred" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" Row="61" AffectedProvisions="Sch. 2A" AffectingProvisions="s. 23(10)" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" Row="62" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" AffectingProvisions="s. 23(10)" Type="power to apply (with modifications) conferred" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectedProvisions="Sch. 2B" RequiresApplied="true" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="Sch. 2B" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" EffectId="key-146b1815125d882430250621162b81da" Row="415" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectedNumber="8" AffectingProvisions="Sch. 7" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 71J and cross-heading" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectingProvisions="Sch. 8 para. 4" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" RequiresApplied="true" AffectedNumber="8" AffectedYear="2000" Row="418" EffectId="key-3a025cb5620dc74f1b2f670bf6408371"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="422" AffectedYear="2000" AffectedProvisions="s. 214(5A)" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="943" RestrictEndDate="2025-03-19" RestrictStartDate="2016-05-13" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXIV/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXIV" NumberOfProvisions="27" RestrictEndDate="2016-11-30" id="part-XXIV" RestrictStartDate="2016-04-06" RestrictExtent="E+W+S+N.I."><Number>Part XXIV</Number><Title> Insolvency</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XXIV/crossheading/winding-up-by-the-court/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XXIV/crossheading/winding-up-by-the-court" NumberOfProvisions="6" RestrictEndDate="2018-01-13" id="part-XXIV-crossheading-winding-up-by-the-court" RestrictStartDate="2016-01-01" RestrictExtent="E+W+S+N.I."><Title> Winding up by the court</Title><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2013-04-01"><Title> Insurers: service of petition <Abbreviation Expansion="et cetera" xml:lang="la">etc.</Abbreviation> on  <Substitution ChangeId="key-639bca2711a17726e2bf5078b380648e-1516191141504" CommentaryRef="key-639bca2711a17726e2bf5078b380648e">FCA and PRA</Substitution>.</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369" id="section-369"><Pnumber>369</Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/1/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/1" id="section-369-1"><Pnumber>1</Pnumber><P2para><Text>If a person other than  <Substitution ChangeId="key-b73d4b1c50a4a6873b88b4de080ede90-1516798150216" CommentaryRef="key-b73d4b1c50a4a6873b88b4de080ede90">a regulator</Substitution>  presents a petition for the winding up of an authorised person with permission to effect or carry out contracts of insurance, the petitioner must serve a copy of the petition  <Substitution ChangeId="key-57bf8c52e1e1b252454463e7689c8f8d-1516798172212" CommentaryRef="key-57bf8c52e1e1b252454463e7689c8f8d">on the appropriate regulator</Substitution>.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/2/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/2" id="section-369-2"><Pnumber>2</Pnumber><P2para><Text>If a person other than  <Substitution ChangeId="key-5bd06d906a0a6852563829ae81d5b05b-1516798197125" CommentaryRef="key-5bd06d906a0a6852563829ae81d5b05b">a regulator</Substitution>  applies to have a provisional liquidator appointed under section 135 of the 1986 Act (or Article 115 of the 1989 Order) in respect of an authorised person with permission to effect or carry out contracts of insurance, the applicant must serve a copy of the application  <Substitution ChangeId="key-d3e698fa2dd62eea05a9526459acfb27-1516798224441" CommentaryRef="key-d3e698fa2dd62eea05a9526459acfb27">on the appropriate regulator</Substitution>.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/3/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/3" id="section-369-3"><Pnumber><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">3</Addition></Pnumber><P2para><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">"The appropriate regulator” means—</Addition></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/3/a/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/3/a" id="section-369-3-a"><Pnumber><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">a</Addition></Pnumber><P3para><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">in relation to a PRA-authorised person, the FCA and the PRA, and</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/3/b/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/3/b" id="section-369-3-b"><Pnumber><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">b</Addition></Pnumber><P3para><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">in any other case, the FCA.</Addition></Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/4/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/4" id="section-369-4"><Pnumber><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">4</Addition></Pnumber><P2para><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">If either regulator—</Addition></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/4/a/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/4/a" id="section-369-4-a"><Pnumber><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">a</Addition></Pnumber><P3para><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">presents a petition for the winding up of a PRA-authorised person with permission to effect or carry out contracts of insurance, or</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/369/4/b/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/369/4/b" id="section-369-4-b"><Pnumber><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">b</Addition></Pnumber><P3para><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">applies to have a provisional liquidator appointed under section 135 of the 1986 Act (or Article 115 of the 1989 Order) in respect of a PRA-authorised person with permission to effect or carry out contracts of insurance,</Addition></Text></P3para></P3><Text><Addition ChangeId="key-3078ddd4455fbf78ddb21b0b4263eb19-1516798130154" CommentaryRef="key-3078ddd4455fbf78ddb21b0b4263eb19">that regulator must serve a copy of the petition or application (as the case requires) on the other regulator.</Addition></Text></P2para></P2></P1para></P1></P1group></Pblock></Part></Body></Primary><Commentaries><Commentary id="key-639bca2711a17726e2bf5078b380648e" Type="F"><Para><Text>Words in s. 369 heading substituted (1.4.2013) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="cu59x6hm2-00570" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="cu59x6hm2-00571" CitationRef="cu59x6hm2-00570" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">s. 122(3)</CitationSubRef>, <CitationSubRef id="cu59x6hm2-00572" CitationRef="cu59x6hm2-00570" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/14/paragraph/16/5" SectionRef="schedule-14-paragraph-16-5" Operative="true">Sch. 14 para. 16(5)</CitationSubRef> (with <CitationSubRef id="cu59x6hm2-00573" CitationRef="cu59x6hm2-00570" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="cu59x6hm2-00574" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="cu59x6hm2-00575" CitationRef="cu59x6hm2-00574" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="cu59x6hm2-00576" CitationRef="cu59x6hm2-00574" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-3078ddd4455fbf78ddb21b0b4263eb19" Type="F"><Para><Text>S. 369(3)(4) inserted (1.4.2013) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="cufbf2ts2-00008" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="cufbf2ts2-00009" CitationRef="cufbf2ts2-00008" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">s. 122(3)</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00010" CitationRef="cufbf2ts2-00008" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/14/paragraph/16/4" SectionRef="schedule-14-paragraph-16-4" Operative="true">Sch. 14 para. 16(4)</CitationSubRef> (with <CitationSubRef id="cufbf2ts2-00011" CitationRef="cufbf2ts2-00008" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="cufbf2ts2-00012" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="cufbf2ts2-00013" CitationRef="cufbf2ts2-00012" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00014" CitationRef="cufbf2ts2-00012" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-b73d4b1c50a4a6873b88b4de080ede90" Type="F"><Para><Text>Words in s. 369(1) substituted (1.4.2013) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="cufbf2ts2-00021" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="cufbf2ts2-00022" CitationRef="cufbf2ts2-00021" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">s. 122(3)</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00023" CitationRef="cufbf2ts2-00021" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/14/paragraph/16/2/a" SectionRef="schedule-14-paragraph-16-2-a" Operative="true">Sch. 14 para. 16(2)(a)</CitationSubRef> (with <CitationSubRef id="cufbf2ts2-00024" CitationRef="cufbf2ts2-00021" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="cufbf2ts2-00025" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="cufbf2ts2-00026" CitationRef="cufbf2ts2-00025" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00027" CitationRef="cufbf2ts2-00025" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-57bf8c52e1e1b252454463e7689c8f8d" Type="F"><Para><Text>Words in s. 369(1) substituted (1.4.2013) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="cufbf2ts2-00034" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="cufbf2ts2-00035" CitationRef="cufbf2ts2-00034" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">s. 122(3)</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00036" CitationRef="cufbf2ts2-00034" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/14/paragraph/16/2/b" SectionRef="schedule-14-paragraph-16-2-b" Operative="true">Sch. 14 para. 16(2)(b)</CitationSubRef> (with <CitationSubRef id="cufbf2ts2-00037" CitationRef="cufbf2ts2-00034" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="cufbf2ts2-00038" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="cufbf2ts2-00039" CitationRef="cufbf2ts2-00038" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00040" CitationRef="cufbf2ts2-00038" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-5bd06d906a0a6852563829ae81d5b05b" Type="F"><Para><Text>Words in s. 369(2) substituted (1.4.2013) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="cufbf2ts2-00047" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="cufbf2ts2-00048" CitationRef="cufbf2ts2-00047" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">s. 122(3)</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00049" CitationRef="cufbf2ts2-00047" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/14/paragraph/16/3/a" SectionRef="schedule-14-paragraph-16-3-a" Operative="true">Sch. 14 para. 16(3)(a)</CitationSubRef> (with <CitationSubRef id="cufbf2ts2-00050" CitationRef="cufbf2ts2-00047" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="cufbf2ts2-00051" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="cufbf2ts2-00052" CitationRef="cufbf2ts2-00051" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00053" CitationRef="cufbf2ts2-00051" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary><Commentary id="key-d3e698fa2dd62eea05a9526459acfb27" Type="F"><Para><Text>Words in s. 369(2) substituted (1.4.2013) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="cufbf2ts2-00060" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="cufbf2ts2-00061" CitationRef="cufbf2ts2-00060" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">s. 122(3)</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00062" CitationRef="cufbf2ts2-00060" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/14/paragraph/16/3/b" SectionRef="schedule-14-paragraph-16-3-b" Operative="true">Sch. 14 para. 16(3)(b)</CitationSubRef> (with <CitationSubRef id="cufbf2ts2-00063" CitationRef="cufbf2ts2-00060" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="cufbf2ts2-00064" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="cufbf2ts2-00065" CitationRef="cufbf2ts2-00064" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="cufbf2ts2-00066" CitationRef="cufbf2ts2-00064" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>