Version Superseded: 01/04/2013
Point in time view as at 01/07/2011. This version of this provision has been superseded.
Financial Services and Markets Act 2000, Section 351A is up to date with all changes known to be in force on or before 27 May 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
(1)This section applies in relation to a disclosure made by a person who falls within subsection (2) for the purpose of compliance with requirements set out in rules made by the Authority to implement Chapter VIII of the UCITS directive.
(2)The following persons fall within this subsection—
(a)the auditor of an authorised unit trust scheme that is a master UCITS;
(b)the trustee of an authorised unit trust scheme that is a master UCITS;
(c)the auditor of an authorised unit trust scheme that is a feeder UCITS;
(d)the trustee of an authorised unit trust scheme that is a feeder UCITS; or
(e)a person acting on behalf of a person within paragraph (a), (b), (c) or (d) above.
(3)A disclosure to which this section applies is not to be taken as a contravention of any duty to which the person making the disclosure is subject.
(4)In this section, “authorised unit trust scheme”, “master UCITS” and “feeder UCITS” have the meaning given in section 237.]]
Textual Amendments
F1S. 351A inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), reg. 2(28)
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