Part XVIII

Recognised investment exchanges, clearing houses , CSDs and other parties
CHAPTER 3C

Critical third parties

Statement of policy relating to disciplinary measures
312T
1
The relevant regulators must prepare and publish a statement of policy with respect to the exercise of powers under section 312Q and section 312R.
2
The relevant regulators may alter or replace a statement published under this section.
3
The relevant regulators must publish a statement as altered or replaced under subsection (2).
4
Publication under this section is to be made in such manner as the relevant regulators consider best designed to bring the publication to the attention of the public.
Pt. 18 applied in part (with modifications) (12.12.2011) by The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699), reg. 7, Sch. 2 (as amended (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 37 (with regs. 7(4), 9(1)))
Pt. 18 Ch. 3C inserted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(3), 86(3); S.I. 2023/779, reg. 4(m)
Pt. 18 heading substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(8) (with regs. 7(4), 9(1))
Words in Pt. 18 heading substituted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(2), 86(3); S.I. 2023/779, reg. 4(m)