Part XVIIIRecognised investment exchanges, clearing houses , CSDs and other parties
F1CHAPTER 3BDisciplinary measures in respect of recognised bodies
312GProposal to take disciplinary measures
F2(1)
If the appropriate regulator proposes to impose a sanction—
(a)
on a recognised body F3or data reporting service provider under section 312E or 312F, or
(b)
on a person under section 312FA,
it must give the body F4, provider or person (as the case may be) a warning notice.
(2)
A warning notice about a proposal to publish a statement must set out the terms of the statement.
(3)
A warning notice about a proposal to impose a penalty must state the amount of the penalty.
F5(4)
A warning notice about a proposal to impose a prohibition must specify the extent of the prohibition.
F6(5)
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