<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="945" RestrictEndDate="2012-03-31" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2012-03-27" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/310/2012-03-27</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-04-07</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2012-03-27</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2012-03-27" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2001-09-03" title="2001-09-03"/><atom:link rel="http://purl.org/dc/terms/isReplacedBy" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310/enacted" title="enacted"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2001-09-03" title="2001-09-03"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2003-04-01" title="2003-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/310" title="current"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" AffectingNumber="707" AffectedExtent="E+W+S+N.I." Modified="2022-01-20T13:03:31Z" Row="44" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingYear="2019" AffectedProvisions="s. 86(9A)" RequiresApplied="false" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" EffectId="key-875cc899be978a92b596eb35963a5fdf" Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="reg. 8(9)" AffectedNumber="8" AffectedYear="2000" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectedExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Comments="IP completion day" AffectingProvisions="reg. 10(5)" AffectingNumber="707" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingClass="UnitedKingdomStatutoryInstrument" Row="49" EffectId="key-62f9ebcef830ae282962af1b813987d9" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 87A(11)" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" RequiresApplied="false" AffectedYear="2000" Modified="2022-01-20T13:03:31Z" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedExtent="E+W+S+N.I." Type="word omitted" AffectedProvisions="s. 124(10)(c)(i)" AffectingNumber="310" RequiresApplied="false" AffectingProvisions="reg. 5(11)(b)" Modified="2022-01-20T13:03:31Z" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectingYear="2019" AffectedNumber="8" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" Row="68" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedYear="2000" Modified="2022-01-20T13:03:31Z" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="310" AffectedClass="UnitedKingdomPublicGeneralAct" Comments="IP completion day" AffectingProvisions="reg. 5(12)(a)(i)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingClass="UnitedKingdomStatutoryInstrument" Type="word inserted" Row="69" AffectingYear="2019" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedProvisions="s. 129(7)(a)" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" Modified="2022-01-20T13:03:31Z" AffectedProvisions="s. 129(7)(c)" AffectingYear="2019" AffectingProvisions="reg. 5(12)(a)(ii)" Comments="IP completion day" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingNumber="310" AffectedYear="2000" AffectedNumber="8" Row="70" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Type="omitted and word" AffectingClass="UnitedKingdomStatutoryInstrument" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedExtent="E+W+S+N.I." RequiresApplied="false" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-a5848184868fb09bd796f96db116dad6" RequiresApplied="false" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedProvisions="Sch. 11A para. 5(3)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" AffectedExtent="E+W+S+N.I." AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" Type="inserted" AffectingYear="2019" Row="180" AffectingNumber="707" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 38(5)(b)" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Row="188" AffectedExtent="E+W+S+N.I." AffectedProvisions="Sch. 17A para. 12" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" RequiresApplied="false" AffectedNumber="8" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-01-20T13:03:31Z" Type="words substituted" AffectingYear="2019" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectedYear="2000" AffectingProvisions="reg. 13(1)" Comments="IP completion day" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectingNumber="662"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="1542" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="29" AffectingYear="2023" AffectedNumber="8" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2026-03-02T11:20:22Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingProvisions="Sch. 10 para. 19(a)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectedExtent="E+W+S+N.I." AffectingProvisions="s. 30(3)" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedProvisions="Pt. 20C" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingNumber="14" Row="68" AffectingYear="2016" Modified="2022-02-02T20:32:30Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" AffectingYear="2021" Row="169" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="Sch. 2A 2B" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" Modified="2022-01-20T13:03:31Z" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" AffectingNumber="22" EffectId="key-6ca6fc8c64f818e454714c91e07697f2"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(2)" AffectedYear="2000" AffectingYear="2021" AffectedProvisions="s. 31(1)(aa)" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" AffectingNumber="22" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" Row="55" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" AffectingProvisions="s. 22(3)" Row="56" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 32A" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="57" RequiresApplied="true" AffectingYear="2021" AffectingProvisions="s. 22(4)" AffectedNumber="8" Type="inserted" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 36A and cross-heading" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" Row="60" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectedProvisions="s. 32A" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingProvisions="s. 23(10)" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 2A" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectedNumber="8" Type="power to apply (with modifications) conferred" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectingProvisions="s. 23(10)" AffectingEffectsExtent="E+W+S+N.I." Row="61"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectedNumber="8" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." 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AffectedNumber="8" Row="415" AffectedYear="2000" AffectingProvisions="Sch. 7" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." 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AffectingURI="http://www.legislation.gov.uk/id/ukpga/2002/40" AffectingYear="2002" AffectedYear="2000" Type="words substituted" AffectedNumber="8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-c00514942197fe9622352b7129a7cb29" AffectingProvisions="Sch. 17 para. 59" Modified="2022-01-20T13:03:31Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-427A-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/427A/3" err:Ref="Section missing in legislation" Missing="true">s. 427A(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Enterprise Act 2002 (repealed)</ukm:AffectingTitle><ukm:AffectingTitle>Enterprise Act 2002</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-17" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17">Sch. 17 </ukm:Section><ukm:Section Ref="schedule-17-paragraph-59" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17/paragraph/59">para. 59</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:SectionRange Start="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1" End="section-249-3" UpTo="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3"><ukm:Section Ref="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1">s. 249(1)</ukm:Section>-<ukm:Section Ref="section-249-3" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3">(3)</ukm:Section></ukm:SectionRange></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-279" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279">s. 279</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect></ukm:UnappliedEffects></ukm:PrimaryMetadata>
					

                    
									 
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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="602" RestrictEndDate="2012-03-31" RestrictStartDate="2010-10-12" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XVIII/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XVIII" NumberOfProvisions="54" RestrictEndDate="2012-04-16" RestrictStartDate="2009-03-21" id="part-XVIII" RestrictExtent="E+W+S+N.I."><Number>
          <CommentaryRef Ref="c2124731"/>Part XVIII</Number><Title> Recognised Investment Exchanges and Clearing Houses</Title><Chapter DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XVIII/chapter/II/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XVIII/chapter/II" NumberOfProvisions="9" RestrictEndDate="2013-04-01" RestrictStartDate="2001-09-03" id="part-XVIII-chapter-II"><Number>Chapter II</Number><Title> Competition Scrutiny</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/XVIII/chapter/II/crossheading/role-of-the-treasury/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XVIII/chapter/II/crossheading/role-of-the-treasury" NumberOfProvisions="4" RestrictEndDate="2013-04-01" RestrictExtent="E+W+S+N.I." RestrictStartDate="2001-12-01" id="part-XVIII-chapter-II-crossheading-role-of-the-treasury"><Title> Role of the Treasury</Title><P1group RestrictEndDate="2013-04-01" RestrictExtent="E+W+S+N.I." RestrictStartDate="2003-04-01"><Title> Procedure on exercise of certain powers by the Treasury.</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310" id="section-310"><Pnumber><CommentaryRef Ref="c1709602"/>310</Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/1/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/1" id="section-310-1"><Pnumber>1</Pnumber><P2para><Text>Subsection (2) applies if the Treasury are considering—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/1/a/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/1/a" id="section-310-1-a"><Pnumber>a</Pnumber><P3para><Text>whether to refuse their approval under section 307;</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/1/b/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/1/b" id="section-310-1-b"><Pnumber>b</Pnumber><P3para><Text>whether section 308(2) applies; or</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/1/c/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/1/c" id="section-310-1-c"><Pnumber>c</Pnumber><P3para><Text>whether to give a direction under section 308(6).</Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/2" id="section-310-2"><Pnumber>2</Pnumber><P2para><Text>The Treasury must—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2/a/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/2/a" id="section-310-2-a"><Pnumber>a</Pnumber><P3para><Text>take such steps as they consider appropriate to allow the exchange or clearing house concerned, and any other person appearing to the Treasury to be affected, an opportunity to make representations—</Text><P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2/a/i/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/2/a/i" id="section-310-2-a-i"><Pnumber>i</Pnumber><P4para><Text>about any report made by the  <Substitution ChangeId="d29p38721" CommentaryRef="c2075441"><Acronym Expansion="Office of Fair Trading">OFT</Acronym></Substitution> under section 303 or 304 or by the Competition Commission under section 306;</Text></P4para></P4><P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2/a/ii/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/2/a/ii" id="section-310-2-a-ii"><Pnumber>ii</Pnumber><P4para><Text>as to whether, and if so how, the Treasury should exercise their powers under section 307 or 308; and</Text></P4para></P4></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/310/2/b/2012-03-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310/2/b" id="section-310-2-b"><Pnumber>b</Pnumber><P3para><Text>have regard to any such representations.</Text></P3para></P3></P2para></P2></P1para></P1></P1group></Pblock></Chapter></Part></Body></Primary><Commentaries><Commentary id="c1709602" Type="I"><Para><Text><CitationSubRef id="c06539" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310" SectionRef="section-310">S. 310</CitationSubRef> wholly in force at 1.12.2001; <CitationSubRef id="c06540" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310" SectionRef="section-310">s. 310</CitationSubRef> not in force at Royal Assent see <CitationSubRef id="c06541" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/431/2" SectionRef="section-431-2">s. 431(2)</CitationSubRef>; <CitationSubRef id="c06542" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310" SectionRef="section-310">s. 310</CitationSubRef> in force for specified purposes at 3.9.2001 by <Citation URI="http://www.legislation.gov.uk/id/uksi/2001/2632" id="c06543" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="2632">S.I. 2001/2632</Citation>, <CitationSubRef id="c06544" URI="http://www.legislation.gov.uk/id/uksi/2001/2632/article/2/2" CitationRef="c06543" SectionRef="article-2-2">art. 2(2)</CitationSubRef>, <CitationSubRef id="c06545" URI="http://www.legislation.gov.uk/id/uksi/2001/2632/schedule/part/2" Operative="true" CitationRef="c06543" SectionRef="schedule-part-2">Sch. Pt. 2</CitationSubRef>; <CitationSubRef id="c06546" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310" SectionRef="section-310">s. 310</CitationSubRef> in force in so far as not already in force at 1.12.2001 by <Citation URI="http://www.legislation.gov.uk/id/uksi/2001/3538" id="c06547" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="3538">S.I. 2001/3538</Citation>, <CitationSubRef id="c06548" URI="http://www.legislation.gov.uk/id/uksi/2001/3538/article/2/1" Operative="true" CitationRef="c06547" SectionRef="article-2-1">art. 2(1)</CitationSubRef></Text></Para></Commentary><Commentary id="c2075441" Type="F"><Para><Text>Words in <CitationSubRef id="c06549" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/310" SectionRef="section-310">s. 310</CitationSubRef> substituted (1.4.2003) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2002/40" id="c06550" Year="2002" Class="UnitedKingdomPublicGeneralAct" Number="40" Title="Enterprise Act 2002">Enterprise Act 2002 (c. 40)</Citation>, <CitationSubRef id="c06551" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/278" CitationRef="c06550" SectionRef="section-278">ss. 278</CitationSubRef>, <CitationSubRef id="c06552" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279" CitationRef="c06550" SectionRef="section-279">279</CitationSubRef>, <CitationSubRef id="c06553" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/25/paragraph/40/14/b" CitationRef="c06550" SectionRef="schedule-25-paragraph-40-14-b" Operative="true">Sch. 25 para. 40(14)(b)</CitationSubRef>; <Citation URI="http://www.legislation.gov.uk/id/uksi/2003/766" id="c06554" Class="UnitedKingdomStatutoryInstrument" Year="2003" Number="766">S.I. 2003/766</Citation>, <CitationSubRef id="c06555" URI="http://www.legislation.gov.uk/id/uksi/2003/766/article/2" CitationRef="c06554" SectionRef="article-2" Operative="true">art. 2</CitationSubRef>, <CitationSubRef id="c06556" URI="http://www.legislation.gov.uk/id/uksi/2003/766/schedule" CitationRef="c06554" SectionRef="schedule">Sch.</CitationSubRef> (with <CitationSubRef id="c06557" URI="http://www.legislation.gov.uk/id/uksi/2003/766/article/3" CitationRef="c06554" SectionRef="article-3">art. 3</CitationSubRef>)</Text></Para></Commentary><Commentary id="c2124731" Type="C"><Para><Text>Pt. 18 applied in part (with modifications) (12.12.2011) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2011/2699" id="c06599" Class="UnitedKingdomStatutoryInstrument" Year="2011" Number="2699" Title="The Recognised Auction Platforms Regulations 2011">The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699)</Citation>, <CitationSubRef id="c06600" CitationRef="c06599" URI="http://www.legislation.gov.uk/id/uksi/2011/2699/regulation/7" SectionRef="regulation-7" Operative="true">reg. 7</CitationSubRef>, <CitationSubRef id="c06601" CitationRef="c06599" URI="http://www.legislation.gov.uk/id/uksi/2011/2699/schedule/2" SectionRef="schedule-2">Sch. 2</CitationSubRef> (as amended (28.11.2017) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2017/1064" id="cikaiuc43-00085" Class="UnitedKingdomStatutoryInstrument" Year="2017" Number="1064" Title="The Central Securities Depositories Regulations 2017">The Central Securities Depositories Regulations 2017 (S.I. 2017/1064)</Citation>, <CitationSubRef id="cikaiuc43-00086" CitationRef="cikaiuc43-00085" URI="http://www.legislation.gov.uk/id/uksi/2017/1064/regulation/1" SectionRef="regulation-1">reg. 1</CitationSubRef>, <CitationSubRef id="cikaiuc43-00087" CitationRef="cikaiuc43-00085" URI="http://www.legislation.gov.uk/id/uksi/2017/1064/schedule/paragraph/37" SectionRef="schedule-paragraph-37" Operative="true">Sch. para. 37</CitationSubRef> (with <CitationSubRef id="cikaiuc43-00088" CitationRef="cikaiuc43-00085" URI="http://www.legislation.gov.uk/id/uksi/2017/1064/regulation/7/4" SectionRef="regulation-7-4">regs. 7(4)</CitationSubRef>, <CitationSubRef id="cikaiuc43-00089" CitationRef="cikaiuc43-00085" URI="http://www.legislation.gov.uk/id/uksi/2017/1064/regulation/9/1" SectionRef="regulation-9-1">9(1)</CitationSubRef>))</Text></Para></Commentary></Commentaries></Legislation>