<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1434" RestrictEndDate="2016-05-31" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2016-05-13" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/2P/2016-05-13</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-04-07</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2016-05-13</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2016-05-13" title="Table of Contents"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingYear="2019" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" Type="inserted" AffectedExtent="E+W+S+N.I." AffectingProvisions="reg. 8(9)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedProvisions="s. 86(9A)" RequiresApplied="false" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Row="44" AffectedClass="UnitedKingdomPublicGeneralAct" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="707"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedProvisions="s. 87A(11)" AffectingProvisions="reg. 10(5)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="8" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day" AffectingNumber="707" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Row="49" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedProvisions="s. 124(10)(c)(i)" Modified="2022-01-20T13:03:31Z" AffectingProvisions="reg. 5(11)(b)" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" Type="word omitted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000" AffectingYear="2019" Comments="IP completion day" AffectingNumber="310" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" Row="68" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Comments="IP completion day" AffectingNumber="310" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000" RequiresApplied="false" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" Row="69" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AffectingYear="2019" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" Type="word inserted" AffectedProvisions="s. 129(7)(a)" AffectingProvisions="reg. 5(12)(a)(i)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" Comments="IP completion day" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" RequiresApplied="false" AffectingNumber="310" AffectingProvisions="reg. 5(12)(a)(ii)" AffectedExtent="E+W+S+N.I." AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-9f4d2636661658e584be975ef736bdfb" Row="70" Type="omitted and word" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 129(7)(c)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." Type="inserted" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingYear="2019" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="707" AffectingProvisions="reg. 38(5)(b)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="Sch. 11A para. 5(3)" Comments="IP completion day" EffectId="key-a5848184868fb09bd796f96db116dad6" Row="180" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" Row="188" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" Modified="2022-01-20T13:03:31Z" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectedProvisions="Sch. 17A para. 12" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectingNumber="662" AffectedYear="2000" Type="words substituted" AffectedNumber="8" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 13(1)" AffectingYear="2019" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Comments="IP completion day" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedExtent="E+W+S+N.I." RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2023" AffectingProvisions="Sch. 10 para. 19(a)" AffectingNumber="29" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2026-03-02T11:20:22Z" AffectedYear="2000" AffectedNumber="8" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" Type="inserted" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" Row="1542" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectingNumber="14" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="Pt. 20C" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectingProvisions="s. 30(3)" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2016" AffectedClass="UnitedKingdomPublicGeneralAct" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectedYear="2000" Type="inserted" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="68" AffectedNumber="8" AffectedExtent="E+W+S+N.I." Modified="2022-02-02T20:32:30Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="Sch. 2A 2B" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-6ca6fc8c64f818e454714c91e07697f2" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectedYear="2000" Type="power to apply (with modifications) conferred" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="169" Modified="2022-01-20T13:03:31Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Type="inserted" Modified="2023-08-29T11:14:38Z" Row="55" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 31(1)(aa)" RequiresApplied="true" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(2)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectingProvisions="s. 22(3)" AffectedProvisions="s. 32A" Row="56" Modified="2023-08-29T11:14:38Z" Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" RequiresApplied="true" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." Row="57" Type="inserted" AffectingNumber="22" AffectingYear="2021" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedProvisions="s. 36A and cross-heading" AffectingProvisions="s. 22(4)" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="s. 23(10)" AffectingNumber="22" Row="60" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 32A" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="power to apply (with modifications) conferred"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="Sch. 2A" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingYear="2021" RequiresApplied="true" Row="61" AffectedNumber="8" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectingProvisions="s. 23(10)" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" AffectingProvisions="s. 23(10)" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" Type="power to apply (with modifications) conferred" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2B" Row="62" RequiresApplied="true" AffectingNumber="22" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" AffectingProvisions="Sch. 7" AffectedNumber="8" AffectedYear="2000" Row="415" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" EffectId="key-146b1815125d882430250621162b81da" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2B" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" AffectingYear="2021" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" Modified="2023-08-29T11:14:38Z" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" Row="418" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 71J and cross-heading" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingYear="2021" AffectingProvisions="Sch. 8 para. 4" RequiresApplied="true" AffectedNumber="8" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" AffectingProvisions="Sch. 8 para. 8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." Row="422" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 214(5A)" AffectingYear="2021" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectingProvisions="Sch. 8 para. 10" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedProvisions="s. 367A" Row="424"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="429" EffectId="key-a4e0c0b46392b2949d5da900239e2f19" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectedProvisions="s. 395(13)(bc)-(be)" Type="word inserted" AffectingEffectsExtent="E+W+S+N.I." 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Row="6" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectingNumber="21" AffectingYear="2014" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8" Type="power to apply conferred (temp. until 15.5.2039)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" RequiresApplied="true" AffectingProvisions="s. 81(10)" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." 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AffectedYear="2000" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" Type="words substituted" AffectingProvisions="Sch. 17 para. 59" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2002/40" Notes="This amendment not applied to legislation.gov.uk. The Financial Services and Markets Act 2000 does not contain a section 427A."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-427A-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/427A/3" err:Ref="Section missing in legislation" Missing="true">s. 427A(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Enterprise Act 2002 (repealed)</ukm:AffectingTitle><ukm:AffectingTitle>Enterprise Act 2002</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-17" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17">Sch. 17 </ukm:Section><ukm:Section Ref="schedule-17-paragraph-59" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17/paragraph/59">para. 59</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:SectionRange Start="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1" End="section-249-3" UpTo="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3"><ukm:Section Ref="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1">s. 249(1)</ukm:Section>-<ukm:Section Ref="section-249-3" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3">(3)</ukm:Section></ukm:SectionRange></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-279" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279">s. 279</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/uksi-2026-480-6diki2v6-14" EffectId="key-e47038dc8b7be70dadd4d21719802fac" Row="14" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 9(3)" AffectingEffectsExtent="E+W+S+N.I." 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      <ukm:Alternative Date="2008-03-02" URI="http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf" Title="Print Version"/>
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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="943" RestrictEndDate="2025-03-19" RestrictStartDate="2016-05-13" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/1A/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/1A" NumberOfProvisions="55" RestrictEndDate="2016-07-03" id="part-1A" RestrictStartDate="2015-03-03" RestrictExtent="E+W+S+N.I."><Number><Strong><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">PART 1A</Addition></Strong></Number><Title><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">The Regulators</Addition></Title><Chapter DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/1A/chapter/2/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/1A/chapter/2" NumberOfProvisions="16" RestrictEndDate="2017-03-01" id="part-1A-chapter-2" RestrictStartDate="2014-03-01" RestrictExtent="E+W+S+N.I."><Number><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">CHAPTER 2</Addition></Number><Title><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">The Prudential Regulation Authority</Addition></Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/1A/chapter/2/crossheading/reviews/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/1A/chapter/2/crossheading/reviews" NumberOfProvisions="2" RestrictEndDate="2017-03-01" id="part-1A-chapter-2-crossheading-reviews" RestrictStartDate="2013-01-24"><Title><Emphasis><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">Reviews</Addition></Emphasis></Title><P1group RestrictEndDate="2017-03-01" RestrictStartDate="2013-01-24"><Title><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">Right to obtain documents and information</Addition></Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2P/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P" id="section-2P"><Pnumber PuncAfter=""><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">2P</Addition></Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2P/1/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P/1" id="section-2P-1"><Pnumber><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">1</Addition></Pnumber><P2para><Text><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">A person conducting a review under section 2O—</Addition></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2P/1/a/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P/1/a" id="section-2P-1-a"><Pnumber><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">a</Addition></Pnumber><P3para><Text><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">has a right of access at any reasonable time to all such documents as the person may reasonably require for the purposes of the review, and</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2P/1/b/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P/1/b" id="section-2P-1-b"><Pnumber><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">b</Addition></Pnumber><P3para><Text><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">may require any person holding or accountable for any such document to provide such information and explanation as are reasonably necessary for that purpose.</Addition></Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2P/2/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P/2" id="section-2P-2"><Pnumber><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">2</Addition></Pnumber><P2para><Text><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">Subsection (1) applies only to documents in the custody of or under the control of the PRA.</Addition></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2P/3/2016-05-13" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2P/3" id="section-2P-3"><Pnumber><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">3</Addition></Pnumber><P2para><Text><Addition ChangeId="key-213c415ae170f27ccc3cbe5ebbb68cce-1493381348217" CommentaryRef="key-213c415ae170f27ccc3cbe5ebbb68cce">An obligation imposed on a person as a result of the exercise of the powers conferred by subsection (1) is enforceable by injunction or, in Scotland, by an order for specific performance under section 45 of the Court of Session Act 1988.</Addition></Text></P2para></P2></P1para></P1></P1group></Pblock></Chapter></Part></Body></Primary><Commentaries><Commentary id="key-213c415ae170f27ccc3cbe5ebbb68cce" Type="F"><Para><Text>Pt. 1A substituted for  Pt. 1 (24.1.2013 for specified purposes, 19.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2012/21" id="ctoerfns2-09833" Class="UnitedKingdomPublicGeneralAct" Year="2012" Number="21" Title="Financial Services Act 2012">Financial Services Act 2012 (c. 21)</Citation>, <CitationSubRef id="ctoerfns2-09834" CitationRef="ctoerfns2-09833" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/6/1" SectionRef="section-6-1" Operative="true">ss. 6(1)</CitationSubRef>, <CitationSubRef id="ctoerfns2-09835" CitationRef="ctoerfns2-09833" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/section/122/3" SectionRef="section-122-3">122(3)</CitationSubRef> (with <CitationSubRef id="ctoerfns2-09836" CitationRef="ctoerfns2-09833" URI="http://www.legislation.gov.uk/id/ukpga/2012/21/schedule/20" SectionRef="schedule-20">Sch. 20</CitationSubRef>); <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/113" id="ctoerfns2-09837" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="113" Title="The Financial Services Act 2012 (Commencement No. 1) Order 2013">S.I. 2013/113</Citation>, <CitationSubRef id="ctoerfns2-09838" CitationRef="ctoerfns2-09837" URI="http://www.legislation.gov.uk/id/uksi/2013/113/article/2/1/b" SectionRef="article-2-1-b">art. 2(1)(b)</CitationSubRef><CitationSubRef id="ctoerfns2-09839" CitationRef="ctoerfns2-09837" URI="http://www.legislation.gov.uk/id/uksi/2013/113/article/2/1/c" SectionRef="article-2-1-c">(c)</CitationSubRef><CitationSubRef id="ctoerfns2-09840" CitationRef="ctoerfns2-09837" URI="http://www.legislation.gov.uk/id/uksi/2013/113/article/2/2" SectionRef="article-2-2">(2)</CitationSubRef>, <CitationSubRef id="ctoerfns2-09841" CitationRef="ctoerfns2-09837" URI="http://www.legislation.gov.uk/id/uksi/2013/113/schedule/part/2" SectionRef="schedule-part-2">Sch. Pts. 2</CitationSubRef>, <CitationSubRef id="ctoerfns2-09842" CitationRef="ctoerfns2-09837" URI="http://www.legislation.gov.uk/id/uksi/2013/113/schedule/part/3" SectionRef="schedule-part-3">3</CitationSubRef>, <CitationSubRef id="ctoerfns2-09843" CitationRef="ctoerfns2-09837" URI="http://www.legislation.gov.uk/id/uksi/2013/113/schedule/part/4" SectionRef="schedule-part-4">4</CitationSubRef>; <Citation URI="http://www.legislation.gov.uk/id/uksi/2013/423" id="ctoerfns2-09844" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="423" Title="The Financial Services Act 2012 (Commencement No. 2) Order 2013">S.I. 2013/423</Citation>, <CitationSubRef id="ctoerfns2-09845" CitationRef="ctoerfns2-09844" URI="http://www.legislation.gov.uk/id/uksi/2013/423/article/3" SectionRef="article-3">art. 3</CitationSubRef>, <CitationSubRef id="ctoerfns2-09846" CitationRef="ctoerfns2-09844" URI="http://www.legislation.gov.uk/id/uksi/2013/423/schedule" SectionRef="schedule">Sch.</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>