Part XVII

Collective Investment Schemes
Chapter V

Recognised Overseas Schemes

Individually recognised overseas schemes

Matters that may be taken into account.
273
For the purposes of subsections (8)(b) and (9)(b) of section 272, the FCA may take into account any matter relating to—
a
any person who is or will be employed by or associated with the operator, trustee or depositary in connection with the scheme;
b
any director of the operator, trustee or depositary;
c
any person exercising influence over the operator, trustee or depositary;
d
any body corporate in the same group as the operator, trustee or depositary;
e
any director of any such body corporate;
f
any person exercising influence over any such body corporate.
S. 273 wholly in force at 1.12.2001; s. 273 not in force at Royal Assent see s. 431(2); s. 273 in force for specified purposes at 3.9.2001 by S.I. 2001/2632, art. 2(2), Sch. Pt. 2; s. 273 in force in so far as not already in force at 1.12.2001 by S.I. 2001/3538, art. 2(1)
Pt. 17 modified (20.2.2019) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(3), 62 (as amended (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 12(b))
Word in ss. 271-283B substituted (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 18 para. 9(1)(2) (with Sch. 20); S.I. 2013/423, art. 3, Sch.