PART 9C

Prudential regulation of FCA investment firms

Imposition of requirements on non-authorised parent undertakings

Right to refer matters to the Tribunal
143P
1
An applicant who is aggrieved by the determination of an application under section 143K(1) may refer the matter to the Tribunal.
2
A parent undertaking aggrieved by the exercise by the FCA of its power under section 143K(2) to impose a requirement on the parent undertaking, or vary a requirement imposed on the parent undertaking, may refer the matter to the Tribunal.
Pt. 9C inserted (1.7.2021) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 2 para. 1; S.I. 2021/671, reg. 4(b)