F1PART 9CPrudential regulation of FCA investment firms
Imposition of requirements on non-authorised parent undertakings
143NRefusal of applications under section 143K
(1)
If the FCA proposes to refuse an application under section 143K(1), it must give the applicant a warning notice.
(2)
If the FCA decides to refuse an application under section 143K(1), it must give the applicant a decision notice.