PART 9C

Prudential regulation of FCA investment firms

Rules

Part 9C rules
143F
1
In this Act, “
Part 9C rules
” means rules made, or to be made, by the FCA—
a
in the performance of its duties under section 143C or 143D, or
b
in exercise of the powers conferred by, or described in, section 143E.
2
The FCA must publish a list of all Part 9C rules in force in the way appearing to the FCA to be best calculated to bring it to the attention of people likely to be affected by the rules.
3
The FCA's opinion as to whether a rule is a Part 9C rule is conclusive for all purposes.
Pt. 9C inserted (1.7.2021) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 2 para. 1; S.I. 2021/671, reg. 4(b)