F1PART 9ARules and Guidance

Annotations:
Amendments (Textual)
F1

Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

CHAPTER 3Guidance

139BNotification of FCA guidance to the Treasury

1

On giving any general guidance, the FCA must give written notice to the Treasury without delay.

2

If the FCA alters any of its guidance, it must give written notice to the Treasury without delay.

3

The notice under subsection (2) must include details of the alteration.

4

If the FCA revokes any of its general guidance, it must give written notice to the Treasury without delay.

C15

“General guidance” means guidance given by the FCA under section 139A which is—

a

given to persons generally, to FCA-regulated persons generally or to a class of FCA-regulated person,

b

intended to have continuing effect, and

c

given in writing or other legible form.

6

“FCA-regulated person” has the same meaning as in section 139A.