<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="941" RestrictEndDate="2003-01-01" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictStartDate="2002-07-18" RestrictExtent="E+W+S+N.I."><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/119/2002-08-21</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-04-07</dc:modified><dct:valid>2002-07-18</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/ukpga/2000/8/body/2002-08-21" title="body"/>
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents/2002-08-21" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/isReplacedBy" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2005-07-01" title="2005-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119/enacted" title="enacted"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2001-06-18" title="2001-06-18"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2005-07-01" title="2005-07-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2013-04-01" title="2013-04-01"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2016-07-03" title="2016-07-03"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/section/119" title="current"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectedNumber="8" AffectingNumber="707" Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="reg. 8(9)" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectedProvisions="s. 86(9A)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" AffectedExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Row="44" AffectedYear="2000" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" RequiresApplied="false" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" AffectingNumber="707" Type="inserted" Modified="2022-01-20T13:03:31Z" AffectedExtent="E+W+S+N.I." AffectingProvisions="reg. 10(5)" Row="49" EffectId="key-62f9ebcef830ae282962af1b813987d9" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedProvisions="s. 87A(11)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="false" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" Comments="IP completion day" AffectedProvisions="s. 124(10)(c)(i)" AffectedExtent="E+W+S+N.I." AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Row="68" AffectingProvisions="reg. 5(11)(b)" AffectedNumber="8" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="310" Type="word omitted" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedNumber="8" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectingNumber="310" AffectedProvisions="s. 129(7)(a)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" Type="word inserted" Comments="IP completion day" Row="69" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" Modified="2022-01-20T13:03:31Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" RequiresApplied="false" AffectingProvisions="reg. 5(12)(a)(i)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2019" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingEffectsExtent="E+W+S+N.I." AffectedExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="reg. 5(12)(a)(ii)" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" RequiresApplied="false" AffectedNumber="8" Row="70" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 129(7)(c)" Comments="IP completion day" Modified="2022-01-20T13:03:31Z" AffectedYear="2000" Type="omitted and word" AffectedExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingYear="2019" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectingNumber="310" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" Type="inserted" AffectedExtent="E+W+S+N.I." Comments="IP completion day" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2019" AffectingProvisions="reg. 38(5)(b)" AffectingNumber="707" AffectedProvisions="Sch. 11A para. 5(3)" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-a5848184868fb09bd796f96db116dad6" Row="180" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" Comments="IP completion day" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AffectingYear="2019" AffectedProvisions="Sch. 17A para. 12" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Type="words substituted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingProvisions="reg. 13(1)" AffectedExtent="E+W+S+N.I." AffectedNumber="8" Modified="2022-01-20T13:03:31Z" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="662" Row="188"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingNumber="29" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectingProvisions="Sch. 10 para. 19(a)" AffectingYear="2023" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted" EffectId="key-abb334800fe3123a9c453d646a5962c5" Row="1542" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2026-03-02T11:20:22Z" AffectedNumber="8" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2016" AffectedProvisions="Pt. 20C" AffectingProvisions="s. 30(3)" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" Row="68" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="14" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-02-02T20:32:30Z" AffectedExtent="E+W+S+N.I." AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" Row="169" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="s. 23(10)" AffectedProvisions="Sch. 2A 2B" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AffectedYear="2000" AffectingNumber="22" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="true" Type="power to apply (with modifications) conferred"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" Type="inserted" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" AffectedProvisions="s. 31(1)(aa)" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(2)" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" Row="55" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" Type="inserted" Modified="2023-08-29T11:14:38Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Row="56" AffectingProvisions="s. 22(3)" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectedYear="2000" AffectingYear="2021" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 32A" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingYear="2021" AffectedYear="2000" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedProvisions="s. 36A and cross-heading" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" Row="57" AffectingProvisions="s. 22(4)" Modified="2023-08-29T11:14:38Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="power to apply (with modifications) conferred" RequiresApplied="true" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" Row="60" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" AffectedProvisions="s. 32A" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingYear="2021" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" AffectingYear="2021" AffectingProvisions="s. 23(10)" AffectingEffectsExtent="E+W+S+N.I." Type="power to apply (with modifications) conferred" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectedYear="2000" Row="61" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingNumber="22" AffectedProvisions="Sch. 2A" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="s. 23(10)" AffectingClass="UnitedKingdomPublicGeneralAct" Row="62" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" Type="power to apply (with modifications) conferred" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingYear="2021" AffectedYear="2000" AffectingNumber="22" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="Sch. 7" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" EffectId="key-146b1815125d882430250621162b81da" RequiresApplied="true" Row="415" AffectedNumber="8" AffectedProvisions="Sch. 2B"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="Sch. 8 para. 4" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 71J and cross-heading" AffectingNumber="22" AffectingYear="2021" Type="inserted" Row="418" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="inserted" AffectingProvisions="Sch. 8 para. 8" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" Modified="2023-08-29T11:14:38Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="422" EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectingYear="2021" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedProvisions="s. 214(5A)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 8 para. 10" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" Row="424" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectedProvisions="s. 367A" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="429" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectingProvisions="Sch. 8 para. 12(2)(b)" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." 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Type="inserted" AffectedYear="2000" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-1ZA" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA">Sch. 1ZA </ukm:Section><ukm:Section Ref="schedule-1ZA-paragraph-32-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA/paragraph/32/c" FoundRef="schedule-1ZA">para. 32(c)</ukm:Section> and word</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-18" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/18">para. 18</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." 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The Financial Services and Markets Act 2000 does not contain a section 427A." RequiresApplied="false" AffectedExtent="E+W+S+N.I." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="598" RestrictEndDate="2007-04-01" RestrictStartDate="2001-07-20" RestrictExtent="E+W+S+N.I."><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VIII/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VIII" NumberOfProvisions="19" RestrictEndDate="2012-06-18" RestrictStartDate="2001-12-01" id="part-VIII" RestrictExtent="E+W+S+N.I."><Number>
          <CommentaryRef Ref="c2124728"/>Part VIII</Number><Title> Penalties for Market Abuse</Title><Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VIII/crossheading/the-code/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VIII/crossheading/the-code" NumberOfProvisions="4" RestrictEndDate="2013-04-01" RestrictExtent="E+W+S+N.I." RestrictStartDate="2001-12-01" id="part-VIII-crossheading-the-code"><Title> The code</Title><P1group RestrictEndDate="2005-07-01" RestrictExtent="E+W+S+N.I." RestrictStartDate="2001-06-18"><Title> The code.</Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119" id="section-119"><Pnumber>119</Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/1/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/1" id="section-119-1"><Pnumber>1</Pnumber><P2para><Text>The Authority must prepare and issue a code containing such provisions as the Authority considers will give appropriate guidance to those determining whether or not behaviour amounts to market abuse.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/2" id="section-119-2"><Pnumber>2</Pnumber><P2para><Text>The code may among other things specify—</Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2/a/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/2/a" id="section-119-2-a"><Pnumber>a</Pnumber><P3para><Text>descriptions of behaviour that, in the opinion of the Authority, amount to market abuse;</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2/b/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/2/b" id="section-119-2-b"><Pnumber>b</Pnumber><P3para><Text>descriptions of behaviour that, in the opinion of the Authority, do not amount to market abuse;</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/2/c/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/2/c" id="section-119-2-c"><Pnumber>c</Pnumber><P3para><Text>factors that, in the opinion of the Authority, are to be taken into account in determining whether or not behaviour amounts to market abuse.</Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/3/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/3" id="section-119-3"><Pnumber>3</Pnumber><P2para><Text>The code may make different provision in relation to persons, cases or circumstances of different descriptions.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/4/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/4" id="section-119-4"><Pnumber>4</Pnumber><P2para><Text>The Authority may at any time alter or replace the code.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/5/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/5" id="section-119-5"><Pnumber>5</Pnumber><P2para><Text>If the code is altered or replaced, the altered or replacement code must be issued by the Authority.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/6/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/6" id="section-119-6"><Pnumber>6</Pnumber><P2para><Text>A code issued under this section must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention of the public.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/7/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/7" id="section-119-7"><Pnumber>7</Pnumber><P2para><Text>The Authority must, without delay, give the Treasury a copy of any code published under this section.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/119/8/2002-08-21" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/119/8" id="section-119-8"><Pnumber>8</Pnumber><P2para><Text>The Authority may charge a reasonable fee for providing a person with a copy of the code.</Text></P2para></P2></P1para></P1></P1group></Pblock></Part></Body></Primary><Commentaries><Commentary id="c2124728" Type="C"><Para><Text><CitationSubRef id="c02780" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/8" SectionRef="part-8">Pt. 8</CitationSubRef> applied (with modifications) (18.6.2012) by (<Citation URI="http://www.legislation.gov.uk/id/uksi/2011/2699" id="c02781" Class="UnitedKingdomStatutoryInstrument" Year="2011" Number="2699" Title="The Recognised Auction Platforms Regulations 2011">The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699)</Citation>, <CitationSubRef id="c02782" URI="http://www.legislation.gov.uk/id/uksi/2011/2699/regulation/6" CitationRef="c02781" SectionRef="regulation-6" Operative="true">reg. 6</CitationSubRef>, <CitationSubRef id="c02783" URI="http://www.legislation.gov.uk/id/uksi/2011/2699/schedule/1" CitationRef="c02781" SectionRef="schedule-1">Sch. 1</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>