<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1903" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictExtent="E+W+S+N.I." RestrictStartDate="2026-04-29"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/section/117C</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-05-30</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2026-04-29</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect AffectingNumber="707" AffectingYear="2019" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedProvisions="s. 86(9A)" Modified="2022-01-20T13:03:31Z" AffectedExtent="E+W+S+N.I." EffectId="key-875cc899be978a92b596eb35963a5fdf" Type="inserted" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedClass="UnitedKingdomPublicGeneralAct" Row="44" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="reg. 8(9)" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" Comments="IP completion day" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2019" AffectingClass="UnitedKingdomStatutoryInstrument" RequiresApplied="false" AffectedExtent="E+W+S+N.I." Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="707" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Row="49" Modified="2022-01-20T13:03:31Z" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000" EffectId="key-62f9ebcef830ae282962af1b813987d9" Type="inserted" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedProvisions="s. 87A(11)" AffectingProvisions="reg. 10(5)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="s. 124(10)(c)(i)" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="310" AffectedNumber="8" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Row="68" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" Type="word omitted" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" Modified="2022-01-20T13:03:31Z" RequiresApplied="false" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="reg. 5(11)(b)" Comments="IP completion day" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="310" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectingClass="UnitedKingdomStatutoryInstrument" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" Type="word inserted" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AffectedNumber="8" AffectedProvisions="s. 129(7)(a)" AffectingProvisions="reg. 5(12)(a)(i)" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" Row="69" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingYear="2019" AffectingEffectsExtent="E+W+S+N.I."><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="s. 129(7)(c)" AffectingNumber="310" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day" AffectedNumber="8" Type="omitted and word" RequiresApplied="false" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedExtent="E+W+S+N.I." Row="70" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectedYear="2000" AffectingProvisions="reg. 5(12)(a)(ii)" Modified="2022-01-20T13:03:31Z" AffectedClass="UnitedKingdomPublicGeneralAct" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 11A para. 5(3)" Type="inserted" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Row="180" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectingNumber="707" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingYear="2019" AffectingProvisions="reg. 38(5)(b)" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedNumber="8" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectedYear="2000" Modified="2022-01-20T13:03:31Z" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="false" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomStatutoryInstrument" EffectId="key-939a37929efc4d8ee2527c61acc808b2" Comments="IP completion day" Modified="2022-01-20T13:03:31Z" AffectingNumber="662" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectingProvisions="reg. 13(1)" Row="188" AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AffectingYear="2019" Type="words substituted" AffectedProvisions="Sch. 17A para. 12" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2023" Modified="2026-06-04T11:17:34Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="false" AffectingNumber="29" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingProvisions="Sch. 10 para. 19(a)" Row="1542" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectingNumber="14" AffectedYear="2000" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectingYear="2016" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedExtent="E+W+S+N.I." Row="68" AffectedNumber="8" RequiresApplied="true" AffectingProvisions="s. 30(3)" AffectedProvisions="Pt. 20C" Modified="2022-02-02T20:32:30Z" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2022-01-20T13:03:31Z" Row="169" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="power to apply (with modifications) conferred" AffectingProvisions="s. 23(10)" AffectedProvisions="Sch. 2A 2B" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingYear="2021" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-6ca6fc8c64f818e454714c91e07697f2"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 31(1)(aa)" RequiresApplied="true" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingProvisions="s. 22(2)" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="55" Modified="2023-08-29T11:14:38Z" Type="inserted" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 32A" AffectingProvisions="s. 22(3)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="56" Modified="2023-08-29T11:14:38Z" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectingYear="2021"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" Type="inserted" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="s. 22(4)" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 36A and cross-heading" AffectedNumber="8" AffectingNumber="22" Row="57" AffectedYear="2000" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" AffectedNumber="8" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 32A" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true" Row="60" AffectingProvisions="s. 23(10)" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" Type="power to apply (with modifications) conferred" AffectedYear="2000" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" Type="power to apply (with modifications) conferred" AffectingProvisions="s. 23(10)" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" Row="61" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="Sch. 2A" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="62" AffectingProvisions="s. 23(10)" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-aac44921d3994325926d8f41aeb37761" Type="power to apply (with modifications) conferred" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" RequiresApplied="true" AffectingNumber="22" AffectedProvisions="Sch. 2B" AffectedNumber="8" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2B" AffectingProvisions="Sch. 7" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" Row="415" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" AffectingNumber="22" Type="inserted" EffectId="key-146b1815125d882430250621162b81da" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 4" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingYear="2021" Row="418" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectedProvisions="s. 71J and cross-heading"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21" AffectedNumber="8" AffectedProvisions="s. 214(5A)" Row="422" Modified="2023-08-29T11:14:38Z" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" RequiresApplied="true" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingProvisions="Sch. 8 para. 8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" Type="inserted" AffectedProvisions="s. 367A" AffectedClass="UnitedKingdomPublicGeneralAct" Row="424" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectedYear="2000" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" AffectedNumber="8" AffectingProvisions="Sch. 8 para. 10"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." Row="429" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" EffectId="key-a4e0c0b46392b2949d5da900239e2f19" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="word inserted" AffectingYear="2021" AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" RequiresApplied="true" AffectedProvisions="s. 395(13)(bc)-(be)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="Sch. 8 para. 12(2)(b)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:SectionRange Start="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc" End="section-395-13-be" UpTo="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundEnd="section-395" MissingEnd="true"><ukm:Section Ref="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc">s. 395(13)(bc)</ukm:Section>-<ukm:Section Ref="section-395-13-be" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundRef="section-395">(be)</ukm:Section></ukm:SectionRange></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/b">para. 12(2)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-d25543ee0cbc0ff32265d4bd6421bf49" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-d25543ee0cbc0ff32265d4bd6421bf49" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 395(13)(h)(i)" Type="inserted" AffectedNumber="8" AffectingProvisions="Sch. 8 para. 12(2)(c)" Row="432" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectingYear="2021" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-395-13-h-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/h/i" FoundRef="section-395">s. 395(13)(h)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-12-2-c" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/c">para. 12(2)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 395(14)" AffectedYear="2000" AffectingProvisions="Sch. 8 para. 12(3)" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." 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AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-05ccd5d9047901e84edea944467e0ab2" RequiresApplied="true" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="5" AffectingYear="2014" AffectingNumber="21" AffectedYear="2000" AffectingProvisions="s. 79(4)" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-05ccd5d9047901e84edea944467e0ab2" AffectingClass="UnitedKingdomPublicGeneralAct" Type="power to apply conferred (temp. until 15.5.2039)" AffectedProvisions="Act"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions>Act</ukm:AffectedProvisions><ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" Type="power to apply conferred (temp. until 15.5.2039)" AffectingYear="2014" AffectedExtent="E+W+S+N.I." 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AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedNumber="8" AffectedYear="2000" AffectingYear="2002" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2002/40" Notes="This amendment not applied to legislation.gov.uk. The Financial Services and Markets Act 2000 does not contain a section 427A." 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				</ukm:Metadata><Primary><Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="1259" RestrictExtent="E+W+S+N.I." RestrictStartDate="2026-04-29"><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/7A" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/7A" NumberOfProvisions="9" id="part-7A" RestrictStartDate="2026-04-29"><Number><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">Part 7A</Addition></Number><Title><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">Unilateral changes to pension schemes</Addition></Title><P1group RestrictStartDate="2026-04-29"><Title><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">Effect of transfer of pension pot on membership of scheme etc</Addition></Title><P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C" id="section-117C"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">117C</Addition></Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/1" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/1" id="section-117C-1"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">1</Addition></Pnumber><P2para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">This section applies where a pension pot is transferred under section 117B(1)(c) or (d) to a different pension scheme (“</Addition><Term><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">the receiving scheme</Addition></Term><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">”).</Addition></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/2" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/2" id="section-117C-2"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">2</Addition></Pnumber><P2para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">The individual—</Addition></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/2/a" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/2/a" id="section-117C-2-a"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">a</Addition></Pnumber><P3para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">becomes a member of the receiving scheme in relation to the pot, and</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/2/b" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/2/b" id="section-117C-2-b"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">b</Addition></Pnumber><P3para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">in a case in which there is more than one arrangement under the receiving scheme, becomes, in relation to the pot, a member of the arrangement specified in the unilateral change notice under section 117F(3)(b),</Addition></Text></P3para></P3><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">and acquires the rights, and becomes subject to the obligations, of membership.</Addition></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/3" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/3" id="section-117C-3"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">3</Addition></Pnumber><P2para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">Where being a member of the receiving scheme in relation to the pot, or of the arrangement under the receiving scheme under which the pot is to be held, entails being a party to a contract with the provider of the receiving scheme, a contract is treated as entered into between the individual and the provider—</Addition></Text><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/3/a" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/3/a" id="section-117C-3-a"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">a</Addition></Pnumber><P3para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">at the time at which the pension pot is transferred to the receiving scheme, and</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/117C/3/b" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/117C/3/b" id="section-117C-3-b"><Pnumber><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">b</Addition></Pnumber><P3para><Text><Addition ChangeId="key-acad4d00c0669c167e0aa25529827af5-1780069563865" CommentaryRef="key-acad4d00c0669c167e0aa25529827af5">on the terms communicated to the individual in the unilateral change notice under section 117F(3)(c).</Addition></Text></P3para></P3></P2para></P2></P1para></P1></P1group></Part></Body></Primary><Commentaries><Commentary id="key-acad4d00c0669c167e0aa25529827af5" Type="F"><Para><Text>Pt. 7A inserted (29.4.2026 for specified purposes) by <Citation URI="http://www.legislation.gov.uk/id/ukpga/2026/22" id="c7denh856-00027" Class="UnitedKingdomPublicGeneralAct" Year="2026" Number="22" Title="Pension Schemes Act 2026">Pension Schemes Act 2026 (c. 22)</Citation>, <CitationSubRef CitationRef="c7denh856-00027" id="c7denh856-00028" SectionRef="section-49-2" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/49/2" Operative="true">ss. 49(2)</CitationSubRef>, <CitationSubRef CitationRef="c7denh856-00027" id="c7denh856-00029" SectionRef="section-133-1" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/133/1">133(1)</CitationSubRef><CitationSubRef CitationRef="c7denh856-00027" id="c7denh856-00030" SectionRef="section-133-4-e" URI="http://www.legislation.gov.uk/id/ukpga/2026/22/section/133/4/e">(4)(e)</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>