C1C3Part VI Official Listing

Annotations:
Modifications etc. (not altering text)
C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

F3Interpretative provisions

Annotations:
Amendments (Textual)
F3

Ss. 102A-103 substituted for s. 103 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 11

X1 103 Interpretation of this Part

C21

In this Part, save where the context otherwise requires—

  • F9...

  • F9...

  • listed securities” means anything which has been admitted to the official list;

  • listing” has the meaning given in section 74(5);

  • listing particulars” has the meaning given in section 79(2);

  • listing rules” has the meaning given in section 73A;

  • market operator” means a person who manages or operates the business of a regulated market;

  • offer of transferable securities to the public” has the meaning given in section 102B;

  • the official list” means the list maintained by the F6FCA as that list has effect for the time being;

  • Part 6 rules” has the meaning given in section 73A;

  • F10...

  • F11“the prospectus regulation” means Regulation (EU) No 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC;

  • prospectus rules” has the meaning given in section 73A;

  • F13qualifying transparency legislation” has the meaning given in section 89K(5A);

  • F14“regulated market” (except in section 102B and Schedule 10A) means a UK regulated market, as defined in Article 2(1)(13A) of the markets in financial instruments regulation;

  • F12“supplementary prospectus” means a supplement to a prospectus (and here “supplement” has the same meaning as in Article 23 of the prospectus regulation);

  • F1the transparency obligations directive” means Directive 2004/109/ EC of the European Parliament and of the Council relating to the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market F4 as amended by Directive 2010/73/EU of the European Parliament and of the Council of 24 November 2010 and by Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010F7and by Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013;

  • F2transparency rules” has the meaning given by section 89A(5);

  • voteholder information” has the meaning given by section 89B(3);

  • working day” means any day other that a Saturday, a Sunday, Christmas Day, Good Friday or a day which is a bank holiday under the Banking and Financial Dealings Act 1971 (c. 80) in any part of the United Kingdom.

F81A

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F52

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F53

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