C1Part VI Official Listing

Annotations:
Modifications etc. (not altering text)
C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

F4Interpretative provisions

Annotations:
Amendments (Textual)
F4

Ss. 102A-103 substituted for s. 103 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 11

X1 103 Interpretation of this Part

C21

In this Part, save where the context otherwise requires—

  • disclosure rules” has the meaning given in section 73A;

  • inside information” has the meaning given in section 118C;

  • listed securities” means anything which has been admitted to the official list;

  • listing” has the meaning given in section 74(5);

  • listing particulars” has the meaning given in section 79(2);

  • listing rules” has the meaning given in section 73A;

  • market operator” means a person who manages or operates the business of a regulated market;

  • offer of transferable securities to the public” has the meaning given in section 102B;

  • the official list” means the list maintained by the F8FCA as that list has effect for the time being;

  • Part 6 rules” has the meaning given in section 73A;

  • the prospectus directive” means Directive 2003/71/ EC of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading F5 as amended by Directive 2010/73/ EU of the European Parliament and of the Council of 24 November 2010 and by Directive 2010/78/ EU of the European Parliament and of the Council of 24 November 2010F10and by Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013F9and by Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014;

  • prospectus rules” has the meaning given in section 73A;

  • regulated market” has the meaning given in F1 Article 4.1(14) of Directive 2004/39/ EC of the European Parliament and of the Council on markets in financial instruments;

  • supplementary prospectus” has the meaning given in section 87G;

  • F2the transparency obligations directive” means Directive 2004/109/ EC of the European Parliament and of the Council relating to the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market F6 as amended by Directive 2010/73/EU of the European Parliament and of the Council of 24 November 2010 and by Directive 2010/78/EU of the European Parliament and of the Council of 24 November 2010F11and by Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013;

  • F3transparency rules” has the meaning given by section 89A(5);

  • voteholder information” has the meaning given by section 89B(3);

  • working day” means any day other that a Saturday, a Sunday, Christmas Day, Good Friday or a day which is a bank holiday under the Banking and Financial Dealings Act 1971 (c. 80) in any part of the United Kingdom.

F121A

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F72

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F73

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