<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8" NumberOfProvisions="1903" xml:lang="en" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictExtent="E+W+S+N.I." RestrictStartDate="2026-07-15"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C</dc:identifier><dc:title>Financial Services and Markets Act 2000</dc:title><dc:description>An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.</dc:description><dc:date>2000-06-15</dc:date><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-07-30</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2026-07-15</dct:valid>
					
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					<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C/notes" title="Explanatory Notes"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2000/8/notes/contents" title="Explanatory Notes Table of Contents"/>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2000/8/contents" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C/2025-01-14" title="2025-01-14"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C/2025-01-14" title="2025-01-14"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C/2026-02-25" title="2026-02-25"/>
					
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					<ukm:PrimaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="primary"/><ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2000"/><ukm:Number Value="8"/><ukm:EnactmentDate Date="2000-06-14"/><ukm:ISBN Value="010540800X"/><ukm:UnappliedEffects><ukm:UnappliedEffect Notes="This amendment not applied to legislation.gov.uk. Reg. 8(6)-(10) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 13(c)" EffectId="key-875cc899be978a92b596eb35963a5fdf" AffectedNumber="8" AffectingNumber="707" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" Row="44" Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2022-01-20T13:03:31Z" Type="inserted" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-875cc899be978a92b596eb35963a5fdf" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedExtent="E+W+S+N.I." AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectingProvisions="reg. 8(9)" AffectedProvisions="s. 86(9A)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-86-9A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/86/9A" FoundRef="section-86">s. 86(9A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-8-9" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/8/9">reg. 8(9)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2019" URI="http://www.legislation.gov.uk/id/effect/key-62f9ebcef830ae282962af1b813987d9" Notes="This amendment not applied to legislation.gov.uk. Reg. 10(4)(5) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 15(b)" Comments="IP completion day" RequiresApplied="false" Modified="2022-01-20T13:03:31Z" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-62f9ebcef830ae282962af1b813987d9" Type="inserted" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="707" Row="49" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingProvisions="reg. 10(5)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 87A(11)" AffectedExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-87A-11" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/87A/11" FoundRef="section-87A">s. 87A(11)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-10-5" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/10/5">reg. 10(5)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="310" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(11)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(e)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="reg. 5(11)(b)" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-01-20T13:03:31Z" EffectId="key-f22c04ada6692c04c5853c1b3ce00f60" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 124(10)(c)(i)" AffectedExtent="E+W+S+N.I." AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" URI="http://www.legislation.gov.uk/id/effect/key-f22c04ada6692c04c5853c1b3ce00f60" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="68" RequiresApplied="false" AffectingYear="2019" Type="word omitted" AffectedNumber="8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-124-10-c-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/124/10/c/i" FoundRef="section-124">s. 124(10)(c)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-11-b" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/11/b">reg. 5(11)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 129(7)(a)" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Modified="2022-01-20T13:03:31Z" AffectingProvisions="reg. 5(12)(a)(i)" RequiresApplied="false" AffectedExtent="E+W+S+N.I." Type="word inserted" AffectedYear="2000" AffectingYear="2019" Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" URI="http://www.legislation.gov.uk/id/effect/key-1b6544d7af86f0dee5166b56c2d79ff3" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingNumber="310" Row="69" EffectId="key-1b6544d7af86f0dee5166b56c2d79ff3" Comments="IP completion day" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/a" FoundRef="section-129">s. 129(7)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-i" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/i">reg. 5(12)(a)(i)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Notes="This amendment not applied to legislation.gov.uk. Reg. 5(12)(a)(b) omitted immediately before IP completion day by virtue of S.I. 2020/1385, regs. 1(4), 51(2)(f)" AffectedYear="2000" EffectId="key-9f4d2636661658e584be975ef736bdfb" AffectingYear="2019" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 5(12)(a)(ii)" AffectedProvisions="s. 129(7)(c)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Comments="IP completion day" RequiresApplied="false" AffectingNumber="310" AffectedExtent="E+W+S+N.I." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/310" AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Modified="2022-01-20T13:03:31Z" Type="omitted and word" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-9f4d2636661658e584be975ef736bdfb" Row="70"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-129-7-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/129/7/c" FoundRef="section-129">s. 129(7)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Market Abuse (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-5-12-a-ii" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/5/12/a/ii">reg. 5(12)(a)(ii)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/310/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="Sch. 11A para. 5(3)" URI="http://www.legislation.gov.uk/id/effect/key-a5848184868fb09bd796f96db116dad6" Type="inserted" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/707" AffectingNumber="707" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Notes="This amendment not applied to legislation.gov.uk. Reg. 38(2)-(5)(7)(8) omitted (6.9.2019) by virtue of S.I. 2019/1234, regs. 1(2), 20" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2019" Row="180" AffectingProvisions="reg. 38(5)(b)" Modified="2022-01-20T13:03:31Z" EffectId="key-a5848184868fb09bd796f96db116dad6" AffectedNumber="8" Comments="IP completion day" AffectedYear="2000" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-11A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A">Sch. 11A </ukm:Section><ukm:Section Ref="schedule-11A-paragraph-5-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/11A/paragraph/5/3" FoundRef="schedule-11A-paragraph-5">para. 5(3)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-38-5-b" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/38/5/b">reg. 38(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/707/regulation/1/2">reg. 1(2)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedExtent="E+W+S+N.I." Type="words substituted" Modified="2022-01-20T13:03:31Z" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Row="188" EffectId="key-939a37929efc4d8ee2527c61acc808b2" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" RequiresApplied="false" AffectedYear="2000" AffectingNumber="662" AffectedProvisions="Sch. 17A para. 12" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="reg. 13(1)" AffectingYear="2019"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2026-07-01T12:12:37Z" Type="inserted" AffectingProvisions="Sch. 10 para. 19(a)" AffectingYear="2023" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" Row="1542" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" AffectedYear="2000" EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="29" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" RequiresApplied="false"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section><ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section><ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedYear="2000" Row="68" AffectingProvisions="s. 30(3)" RequiresApplied="true" AffectedProvisions="Pt. 20C" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2016" Modified="2022-02-02T20:32:30Z" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="14" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedExtent="E+W+S+N.I." AffectedClass="UnitedKingdomPublicGeneralAct" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." Type="inserted"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="s. 23(10)" AffectedProvisions="Sch. 2A 2B" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" Type="power to apply (with modifications) conferred" AffectedYear="2000" Row="169" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedNumber="8" Modified="2022-01-20T13:03:31Z" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section> <ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" Row="55" AffectingEffectsExtent="E+W+S+N.I." RequiresApplied="true" AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 31(1)(aa)" AffectingProvisions="s. 22(2)"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingYear="2021" Row="56" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 22(3)" AffectedProvisions="s. 32A" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectedNumber="8" Modified="2023-08-29T11:14:38Z"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectingProvisions="s. 22(4)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22" Type="inserted" Row="57" Modified="2023-08-29T11:14:38Z" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedProvisions="s. 36A and cross-heading" AffectedClass="UnitedKingdomPublicGeneralAct"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="power to apply (with modifications) conferred" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." Row="60" AffectedYear="2000" AffectingProvisions="s. 23(10)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedProvisions="s. 32A" AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 23(10)" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectingEffectsExtent="E+W+S+N.I." Row="61" AffectingClass="UnitedKingdomPublicGeneralAct" Type="power to apply (with modifications) conferred" AffectingYear="2021" AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectedNumber="8" Modified="2023-08-29T11:14:38Z" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedYear="2000" AffectedProvisions="Sch. 2A"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Sch. 2B" AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectingProvisions="s. 23(10)" Row="62" EffectId="key-aac44921d3994325926d8f41aeb37761" Modified="2023-08-29T11:14:38Z" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." Type="power to apply (with modifications) conferred" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" AffectedNumber="8" AffectedYear="2000" Modified="2023-08-29T11:14:38Z" AffectedProvisions="Sch. 2B" AffectingProvisions="Sch. 7" RequiresApplied="true" Row="415" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-146b1815125d882430250621162b81da" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingNumber="22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" Row="418" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectingProvisions="Sch. 8 para. 4" RequiresApplied="true" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" AffectingNumber="22" Type="inserted" AffectedProvisions="s. 71J and cross-heading" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section> and cross-heading</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 214(5A)" Row="422" AffectingNumber="22" AffectingYear="2021" Modified="2023-08-29T11:14:38Z" AffectingProvisions="Sch. 8 para. 8"><ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section><ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="22" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 367A" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="424" Type="inserted" AffectingProvisions="Sch. 8 para. 10" AffectedYear="2000" AffectingYear="2021" AffectingEffectsExtent="E+W+S+N.I." 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RestrictStartDate="2026-07-15"><Title> SCHEDULES</Title><Schedule DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C" id="schedule-6C" RestrictStartDate="2026-02-25"><Number><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">SCHEDULE 6C</Addition></Number><TitleBlock><Title><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">LISTED DESIGNATED ACTIVITY REGULATIONS AND REQUIREMENTS FOR PURPOSES OF CERTAIN PROVISIONS</Addition></Title></TitleBlock><Reference><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Sections 71T, 71U</Addition></Reference><ScheduleBody><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C/part/1" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C/part/1" RestrictStartDate="2026-02-25" id="schedule-6C-part-1"><Number><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">PART 1</Addition></Number><Title><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">PROVISIONS DESIGNATING RELEVANT DESIGNATED ACTIVITIES</Addition></Title><P><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Part 2 of the Short Selling Regulations 2025.</Addition></Text></P><P><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Part 2 of the Consumer Composite Investments (Designated Activities) Regulations 2024.</Addition></Text></P><P><Text> <Addition 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CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">RELEVANT PART 5A REQUIREMENTS FOR PURPOSES OF SPECIFIED PROVISIONS</Addition></Title><Tabular Orientation="portrait" RestrictStartDate="2026-02-25"><xhtml:table xmlns:xhtml="http://www.w3.org/1999/xhtml" cols="3"><xhtml:colgroup><xhtml:col width="99pt"/><xhtml:col width="149.55pt"/><xhtml:col width="149.55pt"/></xhtml:colgroup><xhtml:thead><xhtml:tr><xhtml:th xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Provision of this Act</Addition></xhtml:th><xhtml:th xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Designated activity regulations</Addition></xhtml:th><xhtml:th xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-right-style="solid" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid" fo:border-right-width="0.5pt"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Descriptions of requirement</Addition></xhtml:th></xhtml:tr></xhtml:thead><xhtml:tbody><xhtml:tr><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Part 11</Addition></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid"><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(1) Short Selling Regulations 2025.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(2) Consumer Composite Investments (Designated Activities) Regulations 2024.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2"><Addition ChangeId="key-a78e39b271efb911c8ec8f3fe140cc33-1772024986234" CommentaryRef="key-a78e39b271efb911c8ec8f3fe140cc33">(3) Part 2 of the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026.</Addition></Addition></Text></Para></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-right-style="solid" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid" fo:border-right-width="0.5pt"><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(1) Requirements imposed by designated activity rules.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(2) Requirements imposed by directions under section 71O.</Addition></Text></Para></xhtml:td></xhtml:tr><xhtml:tr><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-bottom-style="solid" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Part 14</Addition></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-bottom-style="solid" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(1) Short Selling Regulations 2025.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(2) Consumer Composite Investments (Designated Activities) Regulations 2024.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2"><Addition ChangeId="key-2ab3541cd80e348e7dd4e1dac6640943-1772025043205" CommentaryRef="key-2ab3541cd80e348e7dd4e1dac6640943">(3) Part 2 of the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026.</Addition></Addition></Text></Para></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" fo:border-left-width="0.5pt" fo:border-right-style="solid" fo:border-top-color="black" fo:border-right-width="0.5pt" colspan="1" fo:border-bottom-style="solid" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" rowspan="1" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(1) Requirements imposed by designated activity rules.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(2) Requirements imposed by directions under section 71O.</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(3) Requirements imposed by or under Part 11 by reason of the person concerned being, or having been, subject to a requirement of a kind mentioned in paragraph (1) or (2).</Addition></Text></Para><Para><Text><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">(4) Requirements imposed under section 206B.</Addition></Text></Para></xhtml:td></xhtml:tr></xhtml:tbody></xhtml:table></Tabular></Part><Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/schedule/6C/part/3" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C/part/3" RestrictStartDate="2026-02-25" id="schedule-6C-part-3"><Number><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">PART 3</Addition></Number><Title><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">RELEVANT PART 5A DIRECTIONS FOR PURPOSES OF CHAPTER 2 OF PART 5A</Addition></Title><Tabular Orientation="portrait" RestrictStartDate="2026-02-25"><xhtml:table xmlns:xhtml="http://www.w3.org/1999/xhtml" cols="2"><xhtml:colgroup><xhtml:col width="199pt"/><xhtml:col width="199pt"/></xhtml:colgroup><xhtml:thead><xhtml:tr><xhtml:th xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Designated activity regulations</Addition></xhtml:th><xhtml:th xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-right-style="solid" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid" fo:border-right-width="0.5pt"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Excluded directions</Addition></xhtml:th></xhtml:tr></xhtml:thead><xhtml:tbody><xhtml:tr><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Short Selling Regulations 2025.</Addition></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-right-style="solid" fo:border-top-color="black" fo:border-left-style="solid" fo:border-top-style="solid" fo:border-right-width="0.5pt"/></xhtml:tr><xhtml:tr><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-bottom-style="solid" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" fo:border-left-width="0.5pt" rowspan="1" fo:border-top-color="black" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">Consumer Composite Investments (Designated Activities) Regulations 2024.</Addition></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" fo:border-left-width="0.5pt" fo:border-right-style="solid" fo:border-top-color="black" fo:border-right-width="0.5pt" colspan="1" fo:border-bottom-style="solid" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" rowspan="1" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"><Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2">A direction that the FCA publishes under section 71O(9) instead of proceeding under section 71O(8).</Addition></xhtml:td></xhtml:tr><xhtml:tr><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" colspan="1" fo:border-bottom-style="solid" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" fo:border-left-width="0.5pt" fo:border-top-color="black" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"> <Addition ChangeId="key-b534e514409e467f17e0dbc89f3964d2-1737368308718" CommentaryRef="key-b534e514409e467f17e0dbc89f3964d2"><Addition ChangeId="key-308d35f240d91e279745c567d38fd0c9-1772025138660" CommentaryRef="key-308d35f240d91e279745c567d38fd0c9">Part  2 of the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026.</Addition></Addition></xhtml:td><xhtml:td xmlns:fo="http://www.w3.org/1999/XSL/Format" fo:border-left-width="0.5pt" fo:border-right-style="solid" fo:border-top-color="black" fo:border-right-width="0.5pt" colspan="1" fo:border-bottom-style="solid" fo:border-right-color="black" fo:border-left-color="black" fo:border-top-width="0.5pt" fo:border-bottom-width="0.5pt" fo:border-left-style="solid" fo:border-bottom-color="black" fo:border-top-style="solid"/></xhtml:tr></xhtml:tbody></xhtml:table></Tabular></Part></ScheduleBody></Schedule></Schedules></Primary><Commentaries><Commentary id="key-23f70cd97c5a913ae7d10417b0416bda" Type="F"><Para><Text>Words in Sch. 6C Pt. 1 inserted (25.2.2026 for specified purposes) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2026/102" id="c3oathpn6-00033" Class="UnitedKingdomStatutoryInstrument" Year="2026" Number="102" Title="The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026">The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102)</Citation>, <CitationSubRef CitationRef="c3oathpn6-00033" id="c3oathpn6-00034" SectionRef="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/1/2">regs. 1(2)</CitationSubRef><CitationSubRef CitationRef="c3oathpn6-00033" id="c3oathpn6-00035" SectionRef="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/1/3">(3)</CitationSubRef>, <CitationSubRef CitationRef="c3oathpn6-00033" id="c3oathpn6-00036" SectionRef="regulation-41-7-a" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/41/7/a" Operative="true">41(7)(a)</CitationSubRef> (with <CitationSubRef CitationRef="c3oathpn6-00033" id="c3oathpn6-00037" StartSectionRef="regulation-53" EndSectionRef="regulation-56" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/53" UpTo="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/56">regs. 53-56</CitationSubRef>)</Text></Para></Commentary><Commentary id="key-2ab3541cd80e348e7dd4e1dac6640943" Type="F"><Para><Text>Words in <CitationSubRef id="ccd8e220260225155952608Z" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C/part/2" SectionRef="schedule-6C-part-2">Sch. 6C Pt. 2</CitationSubRef> table inserted (25.2.2026 for specified purposes) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2026/102" id="d10e5" Class="UnitedKingdomStatutoryInstrument" Year="2026" Number="102" Title="The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026">The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102)</Citation>, <CitationSubRef id="ccd8e820260225155952608Z" CitationRef="d10e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/1/2/3" SectionRef="regulation-1-2-3">regs. 1(2)(3)</CitationSubRef>, <CitationSubRef id="ccd8e1120260225155952608Z" CitationRef="d10e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/41/7/b/ii" Operative="true" SectionRef="regulation-41-7-b-ii">41(7)(b)(ii)</CitationSubRef> (with <CitationSubRef id="ccd8e1420260225155952608Z" CitationRef="d10e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/53" UpTo="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/56" Type="group" StartSectionRef="regulation-53" EndSectionRef="regulation-56">regs. 53-56</CitationSubRef>)</Text></Para></Commentary><Commentary id="key-308d35f240d91e279745c567d38fd0c9" Type="F"><Para><Text>Words in <CitationSubRef id="ccd8e220260225155839844Z" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C/part/3" SectionRef="schedule-6C-part-3">Sch. 6C Pt. 3</CitationSubRef> table inserted (25.2.2026 for specified purposes) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2026/102" id="d10e5" Class="UnitedKingdomStatutoryInstrument" Year="2026" Number="102" Title="The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026">The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102)</Citation>, <CitationSubRef id="ccd8e820260225155839844Z" CitationRef="d10e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/1/2/3" SectionRef="regulation-1-2-3">regs. 1(2)(3)</CitationSubRef>, <CitationSubRef id="ccd8e1120260225155839844Z" CitationRef="d10e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/41/7/c" Operative="true" SectionRef="regulation-41-7-c">41(7)(c)</CitationSubRef> (with <CitationSubRef id="ccd8e1420260225155839844Z" CitationRef="d10e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/53" UpTo="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/56" Type="group" StartSectionRef="regulation-53" EndSectionRef="regulation-56">regs. 53-56</CitationSubRef>)</Text></Para></Commentary><Commentary id="key-a78e39b271efb911c8ec8f3fe140cc33" Type="F"><Para><Text>Words in <CitationSubRef id="ccd29e220260225155953326Z" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6C/part/2" SectionRef="schedule-6C-part-2">Sch. 6C Pt. 2</CitationSubRef> table inserted (25.2.2026 for specified purposes) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2026/102" id="d31e5" Class="UnitedKingdomStatutoryInstrument" Year="2026" Number="102" Title="The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026">The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102)</Citation>, <CitationSubRef id="ccd29e820260225155953326Z" CitationRef="d31e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/1/2/3" SectionRef="regulation-1-2-3">regs. 1(2)(3)</CitationSubRef>, <CitationSubRef id="ccd29e1120260225155953326Z" CitationRef="d31e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/41/7/b/i" Operative="true" SectionRef="regulation-41-7-b-i">41(7)(b)(i)</CitationSubRef> (with <CitationSubRef id="ccd29e1420260225155953326Z" CitationRef="d31e5" URI="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/53" UpTo="http://www.legislation.gov.uk/id/uksi/2026/102/regulation/56" Type="group" StartSectionRef="regulation-53" EndSectionRef="regulation-56">regs. 53-56</CitationSubRef>)</Text></Para></Commentary><Commentary id="key-b534e514409e467f17e0dbc89f3964d2" Type="F"><Para><Text>Sch. 6C inserted (14.1.2025) by <Citation URI="http://www.legislation.gov.uk/id/uksi/2025/22" id="cnr5afnm5-00081" Class="UnitedKingdomStatutoryInstrument" Year="2025" Number="22" Title="The Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) Regulations 2025">The Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) Regulations 2025 (S.I. 2025/22)</Citation>, <CitationSubRef CitationRef="cnr5afnm5-00081" id="cnr5afnm5-00082" SectionRef="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2025/22/regulation/1/2">reg. 1(2)</CitationSubRef>, <CitationSubRef CitationRef="cnr5afnm5-00081" id="cnr5afnm5-00083" SectionRef="schedule-paragraph-24" URI="http://www.legislation.gov.uk/id/uksi/2025/22/schedule/paragraph/24" Operative="true">Sch. para. 24</CitationSubRef></Text></Para></Commentary></Commentaries></Legislation>