Modifications etc. (not altering text)
C1Sch. 6 modified (3.9.2001) by S.I. 2001/2507, arts. 1(1), 3(1); S.I. 2001/2632, art. 2(2), Sch. Pt. 2
Textual Amendments
F1Sch. 6 Pts. 1-1G substituted for Sch. 6 Pts. 1, 2 (1.4.2013) by The Financial Services and Markets Act 2000 (Threshold Conditions) Order 2013 (S.I. 2013/555), arts. 1, 2(2)
2B.(1)Unless sub-paragraph (3) or (4)(a) applies, if A is a body corporate incorporated in the United Kingdom—
(a)A’s head office, and
(b)if A has a registered office, that office,
must be in the United Kingdom.
(2)If A is not a body corporate but A’s head office is in the United Kingdom, A must carry on business in the United Kingdom.
(3)If—
(a)A is seeking to carry on, or is carrying on, a regulated activity which is any of the investment services and activities,
(b)A is a body corporate with no registered office, and
(c)A’s head office is in the United Kingdom,
A must carry on business in the United Kingdom.
(4)If A is seeking to carry on, or is carrying on, an insurance mediation activity—
(a)where A is a body corporate incorporated in the United Kingdom, A’s registered office, or if A has no registered office, A’s head office, must be in the United Kingdom;
(b)where A is an individual, A is to be treated for the purposes of sub-paragraph (2) as having a head office in the United Kingdom if A is resident in the United Kingdom.
(5)“Insurance mediation activity” means any of the following activities—
(a)dealing in rights under a contract of insurance as agent;
(b)arranging deals in rights under a contract of insurance;
(c)assisting in the administration and performance of a contract of insurance;
(d)advising on buying or selling rights under a contract of insurance;
(e)agreeing to do any of the activities specified in paragraphs (a) to (d).
(6)Sub-paragraph (5) must be read with—
(a)section 22,
(b)any relevant order under that section, and
(c)Schedule 2.]