SCHEDULES

C1SCHEDULE 3EEA Passport Rights

Annotations:
Modifications etc. (not altering text)
C1

Sch. 3 extended (with modifications) (1.12.2001) by S.I. 2001/2636, arts. 1(2)(b), 25-27; S.I. 2001/3538, art. 2(1)

Sch. 3 extended (with modifications) (Gibraltar) (5.10.2001 for specified purposes, 1.12.2001 in so far as not already in force) by S.I. 2001/3084, arts. 1(1), 2-4 (as amended (16.6.2014) by The Alternative Investment Fund Managers Order 2014 (S.I. 2014/1292), arts. 1(2), 3 (which amending S.I. is itself amended by S.I. 2014/1313, arts. 1, 2(a)); and as amended (31.12.2020) by S.I. 2019/589, regs. 1(3), 5-9 (with reg. 12) (as amended by S.I. 2020/1274, regs. 1, 2)); S.I. 2001/3538, art. 2(1)

Sch. 3 modified (1.12.2001) by S.I. 2001/3592, arts. 1(2), 114(3)(b), 128(3)(b) (with art. 23(2))

Part I Defined terms

UK firm

I110

“UK firm” means a person whose F1relevant office is in the UK and who has an EEA right to carry on activity in an EEA State other than the United Kingdom.

F210A

In paragraph 10, “relevant office” means—

a

in relation to a firm whose EEA right derives from the insurance mediation directive and which has a registered office, its registered office;

F3F4aa

in relation to a firm whose EEA right derives from the alternative investment fund managers directive, its registered office;

F4aa

in relation to a firm whose EEA right derives from the alternative investment fund managers directive—

i

if the firm’s registered office is in an EEA State, its registered office;

ii

if the firm’s registered office is not in an EEA State, the registered office or branch of its legal representative (as defined in Article 4(1)(u) of the alternative investment fund managers directive);

b

in relation to any other firm, its head office.