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C1Sch. 2 applied by 1974 c. 39, s. 16(6E)(c) (as inserted (1.9.2002) by S.I. 2001/544, arts. 2(1)(2)(b), 90(2); S.I. 2001/3538, art. 2(1))
7U.K.Giving or offering or agreeing to give advice to persons on—
(a)buying, selling, subscribing for or underwriting an investment; or
(b)exercising any right conferred by an investment to acquire, dispose of, underwrite or convert an investment.