SCHEDULESF2

C1SCHEDULE 2 Regulated Activities

Annotations:
Modifications etc. (not altering text)
C1

Sch. 2 applied by 1974 c. 39, s. 16(6E)(c) (as inserted (1.9.2002) by S.I. 2001/544, arts. 2(1)(2)(b), 90(2); S.I. 2001/3538, art. 2(1))

Part IF1Regulated activities: general

Annotations:
Amendments (Textual)

Arranging deals in investments

3

Making, or offering or agreeing to make—

a

arrangements with a view to another person buying, selling, subscribing for or underwriting a particular investment;

b

arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting investments.