Financial Services and Markets Act 2000

Section [F3 85(6A)]

[F1 [F2 SCHEDULE 11A U.K. TRANSFERABLE SECURITIES

Textual Amendments

F1 Sch. 11A inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(2), Sch. 2

F2 Sch. 11A omitted so far as still in force (30.1.2024 for specified purposes) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 23 (with regs. 48-50)

F3 Word in Sch. 11A shoulder reference substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(4) (with reg. 40)

F4 PART 1 U.K.

Textual Amendments

F4 Sch. 11A Pt. 1 omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(2) (with reg. 40)

F4 1 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4 2 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4 3 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4 4 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4 5 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4 6 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 2 U.K.

7 F5 (1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . U.K.

(2) [F6 The bodies recognised for the purposes of Article 1(2)(e) of the prospectus regulation are]

(a) a charity

[F7 (i) as defined by section 1(1) of the Charities Act 2011, or

(ii) within the meaning of] section 35 of the Charities Act (Northern Ireland) 1964 (c. 33 (N.I.));

[F8 (b) a body entered in the Scottish Charity Register;]

(c) a housing association within the meaning of—

(i) section 5(1) of the Housing Act 1985 (c. 68),

(ii) section 1 of the Housing Associations Act 1985 (c. 69), or

(iii) Article 3 of the Housing (Northern Ireland) Order 1992 (S.I. 1992/1725 (N.I. 15));

[F9 (d) a registered society that—

(i) is registered under the Co-operative and Community Benefit Societies Act 2014 as a community benefit society,

(ii) is a pre-commencement society within the meaning of that Act that was registered in accordance with section 2(2)(a)(ii) of that Act, or

(iii) is registered in accordance with section 1(2)(b) of the Industrial and Provident Societies Act (Northern Ireland) 1969;]

F10 (e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

F5 Sch. 11A para. 7(1) omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(a) (with reg. 40)

F6 Words in Sch. 11A para. 7(2) substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(b) (with reg. 40)

F7 Words in Sch. 11A para. 7(2)(a) substituted (14.3.2012) by Charities Act 2011 (c. 25), ss. 354(1)(2), 355, Sch. 7 para. 86 (with s. 20(2), Sch. 8)

F8 Sch. 11A para. 7(2)(b) substituted (1.4.2006) by The Charities and Trustee Investment (Scotland) Act 2005 (Consequential Provisions and Modifications) Order 2006 (S.I. 2006/242), arts. 1(3), 5, Sch. para. 7

F9 Sch. 11A para. 7(2)(d) substituted (1.8.2014) by Co-operative and Community Benefit Societies Act 2014 (c. 14), s. 154, Sch. 4 para. 72 (with Sch. 5)

F10 Sch. 11A para. 7(2)(e) omitted (31.12.2020) by virtue of The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 38(6) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)

F11 8 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F11 Sch. 11A para. 8 omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(c) (with reg. 40)

F12 9 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

F12 Sch. 11A para. 9 omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(c) (with reg. 40)