SCHEDULES

C3SCHEDULE 1 The Financial Services Authority

Annotations:
Modifications etc. (not altering text)
C3

Sch. 1 extended (17.8.2001) by S.I. 2001/2617, arts. 2(a), 4(3), 8, Sch. 2 para. 2

Part I General

Monitoring and enforcement

C16

1

The Authority must maintain arrangements designed to enable it to determine whether persons on whom requirements are imposed by or under this Act are complying with them.

C22

Those arrangements may provide for functions to be performed on behalf of the Authority by any body or person who, in its opinion, is competent to perform them.

3

The Authority must also maintain arrangements for enforcing the provisions of, or made under, this Act.

4

Sub-paragraph (2) does not affect the Authority’s duty under sub-paragraph (1).