xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"
Textual Amendments
F1Sch. 11A inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(2), Sch. 2
F2Sch. 11B inserted (1.10.2009) by The Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (S.I. 2009/2461), reg. 2(2)(3), Sch. (this amendment supersedes the amendment in para. 181(2) of Sch. 1 to the Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941))
Modifications etc. (not altering text)
C1Sch. 1 extended (17.8.2001) by S.I. 2001/2617, arts. 2(a), 4(3), 8, Sch. 2 para. 2
Modifications etc. (not altering text)
C2Sch. 1 Pt. 1 modified (15.12.2007) by The Transfer of Funds (Information on the Payer) Regulations 2007 (S.I. 2007/3298), reg. 4(4)
C3Sch. 1 Pt. 1 applied (27.11.2008) by Counter-Terrorism Act 2008 (c. 28), ss. 62, 100(2), Sch. 7 para. 41(1) (with s. 101(2), Sch. 7 para. 43)
1(1)In this Schedule—U.K.
F3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
“non-executive committee” means the committee maintained under paragraph 3;
“functions”, in relation to the Authority, means functions conferred on the Authority by or under any provision of this Act.
(2)For the purposes of this Schedule, the following are the Authority’s legislative functions—
(a)making rules;
(b)issuing codes under section 64 or 119;
(c)issuing statements under section 64, 69, 124 or 210;
(d)giving directions under section 316, 318 or 328;
(e)issuing general guidance (as defined by section 158(5)) [F4or guidance under section 158A].
Textual Amendments
F3Sch. 1 para. 1(1): definition of "the 1985 Act" omitted (1.10.2009) by virtue of The Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 2(1), Sch. 1 para. 181(5)(a) (with art. 10)
F4Words in Sch. 1 para. 1(2)(e) inserted (6.12.2006) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Modification of Powers) Regulations 2006 (S.I. 2006/2975) {reg. 12}