xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"
Textual Amendments
F1Sch. 11A inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(2), Sch. 2
Modifications etc. (not altering text)
C1Sch. 1 extended (17.8.2001) by S.I. 2001/2617, arts. 2(a), 4(3), 8, Sch. 2 para. 2
Modifications etc. (not altering text)
C2Sch. 1 Pt. 1 modified (15.12.2007) by The Transfer of Funds (Information on the Payer) Regulations 2007 (S.I. 2007/3298), reg. 4(4)
C3Sch. 1 Pt. 1 applied (27.11.2008) by Counter-Terrorism Act 2008 (c. 28), ss. 62, 100(2), Sch. 7 para. 41(1) (with s. 101(2), Sch. 7 para. 43)
1(1)In this Schedule—
“the 1985 Act” means the M1Companies Act 1985;
“non-executive committee” means the committee maintained under paragraph 3;
“functions”, in relation to the Authority, means functions conferred on the Authority by or under any provision of this Act.
(2)For the purposes of this Schedule, the following are the Authority’s legislative functions—
(a)making rules;
(b)issuing codes under section 64 or 119;
(c)issuing statements under section 64, 69, 124 or 210;
(d)giving directions under section 316, 318 or 328;
(e)issuing general guidance (as defined by section 158(5)) [F2or guidance under section 158A].
Textual Amendments
F2Words in Sch. 1 para. 1(2)(e) inserted (6.12.2006) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Modification of Powers) Regulations 2006 (S.I. 2006/2975) {reg. 12}
Marginal Citations