http://www.legislation.gov.uk/ukpga/2000/8/part/XFinancial Services and Markets Act 2000An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.2000-06-15texttext/xmlenStatute Law Database2026-04-07Expert Participation2026-04-06
Financial Services and Markets Act 2000s. 86(9A)The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019reg. 8(9)reg. 1(2)Financial Services and Markets Act 2000s. 87A(11)The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019reg. 10(5)reg. 1(2)Financial Services and Markets Act 2000s. 124(10)(c)(i)The Market Abuse (Amendment) (EU Exit) Regulations 2019reg. 5(11)(b)reg. 1(3)Financial Services and Markets Act 2000s. 129(7)(a)The Market Abuse (Amendment) (EU Exit) Regulations 2019reg. 5(12)(a)(i)reg. 1(3)Financial Services and Markets Act 2000s. 129(7)(c)The Market Abuse (Amendment) (EU Exit) Regulations 2019reg. 5(12)(a)(ii)reg. 1(3)Financial Services and Markets Act 2000Sch. 11A para. 5(3)The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019reg. 38(5)(b)reg. 1(2)Financial Services and Markets Act 2000Sch. 17A para. 12The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019reg. 13(1)reg. 1(3)Financial Services and Markets Act 2000Sch. 2A para. 19(2)(b)(iia)Financial Services and Markets Act 2023Sch. 10 para. 19(a)s. 86(1)(e)Financial Services and Markets Act 2000Pt. 20CBank of England and Financial Services Act 2016s. 30(3)s. 41(3)Financial Services and Markets Act 2000Sch. 2A 2BFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000s. 31(1)(aa)Financial Services Act 2021s. 22(2)s. 49(5)Financial Services and Markets Act 2000s. 32AFinancial Services Act 2021s. 22(3)s. 49(5)Financial Services and Markets Act 2000s. 36A and cross-headingFinancial Services Act 2021s. 22(4)s. 49(5)Financial Services and Markets Act 2000s. 32AFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000Sch. 2AFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000Sch. 2BFinancial Services Act 2021s. 23(10)s. 49(5)Financial Services and Markets Act 2000Sch. 2BFinancial Services Act 2021Sch. 7s. 49(5)Financial Services and Markets Act 2000s. 71J and cross-headingFinancial Services Act 2021Sch. 8 para. 4s. 49(5)Financial Services and Markets Act 2000s. 214(5A)Financial Services Act 2021Sch. 8 para. 8s. 49(5)Financial Services and Markets Act 2000s. 367AFinancial Services Act 2021Sch. 8 para. 10s. 49(5)Financial Services and Markets Act 2000s. 395(13)(bc)-(be)Financial Services Act 2021Sch. 8 para. 12(2)(b)s. 49(5)Financial Services and Markets Act 2000s. 395(13)(h)(i)Financial Services Act 2021Sch. 8 para. 12(2)(c)s. 49(5)Financial Services and Markets Act 2000s. 395(14)Financial Services Act 2021Sch. 8 para. 12(3)s. 49(5)Financial Services and Markets Act 2000Sch. 1ZA para. 32(c) and wordFinancial Services Act 2021Sch. 8 para. 18s. 49(5)Financial Services and Markets Act 2000ActWater Act 2014s. 79(4)s. 94(3)Financial Services and Markets Act 2000ActWater Act 2014s. 81(10)s. 94(3)Financial Services and Markets Act 2000s. 398(8)The Securitisation Regulations 2024reg. 34(7)reg. 34(8)(f)reg. 52(3) Sch. 3reg. 2(1)(e)(2)Financial Services and Markets Act 2000s. 427A(3)Enterprise Act 2002 (repealed)Enterprise Act 2002Sch. 17 para. 59s. 249(1)-(3)s. 279
Part X Rules and GuidanceChapter I Rule-making Powers General rule-making power.138. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Miscellaneous ancillary matters.139. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .General rules about remuneration139A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Rules about recovery plans139B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Rules about resolution plans139C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Sections 139B and 139C: interpretation139D. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Rules about recovery and resolution plans: supplementary provision139E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Special provision in relation to resolution plans139F. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Restriction on managers of <Substitution ChangeId="d29p17904" CommentaryRef="c2075056">certain collective investment schemes</Substitution>.140. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Insurance business rules.141. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Insurance business: regulations supplementing Authority’s rules.142. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Endorsement of codes <Abbreviation Expansion="et cetera" xml:lang="la">etc.</Abbreviation>143. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .<CommentaryRef Ref="key-e922c816a6b3c56cc617ae59c14f3510"/> Specific rules Price stabilising rules.144. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Financial promotion rules.145. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Money laundering rules.146. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Control of information rules.147. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .<CommentaryRef Ref="key-e922c816a6b3c56cc617ae59c14f3510"/> Modification or waiver Modification or waiver of rules.148. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .<CommentaryRef Ref="key-e922c816a6b3c56cc617ae59c14f3510"/> Contravention of rules Evidential provisions.149. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Actions for damages.150. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Limits on effect of contravening rules.151. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .<CommentaryRef Ref="key-e922c816a6b3c56cc617ae59c14f3510"/> Procedural provisions Notification of rules to the Treasury.152. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rule-making instruments.153. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Verification of rules.154. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Consultation.155. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . General supplementary powers.156. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Chapter II Guidance Guidance.157. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Notification of guidance to the Treasury.158. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Guidance on outsourcing by investment firms and credit institutions158A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Chapter III Competition Scrutiny Interpretation.159. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Reports by <Acronym Expansion="Office of Fair Trading"><Substitution ChangeId="d29p19540" CommentaryRef="c2074638">OFT</Substitution></Acronym>.160. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Power of OFT to request information.161. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Consideration by Competition Commission.162. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Role of the Treasury.163. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . The Competition Act 1998.164. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Words in s. 160 sidenote substituted (1.4.2003) by Enterprise Act 2002 (c. 40), ss. 278(1), 279, Sch. 25 para. 40(3)(b); S.I. 2003/766, art. 2, Sch. (with art. 3)Words in s. 140 sidenote substituted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), reg. 5(a)Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.