Part X

Rules and Guidance
Chapter I

Rule-making Powers

General rule-making power.
138. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Miscellaneous ancillary matters.
139. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

General rules about remuneration
139A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Rules about recovery plans
139B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Rules about resolution plans
139C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Sections 139B and 139C: interpretation
139D. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Rules about recovery and resolution plans: supplementary provision
139E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Special provision in relation to resolution plans
139F. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Restriction on managers of certain collective investment schemes.
140. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Insurance business rules.
141. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Insurance business: regulations supplementing Authority’s rules.
142. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Endorsement of codes etc.
143. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Specific rules

Price stabilising rules.
144. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial promotion rules.
145. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Money laundering rules.
146. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Control of information rules.
147. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Modification or waiver

Modification or waiver of rules.
148. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Contravention of rules

Evidential provisions.
149. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Actions for damages.
150. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Limits on effect of contravening rules.
151. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Procedural provisions

Notification of rules to the Treasury.
152. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Rule-making instruments.
153. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Verification of rules.
154. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Consultation.
155. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

General supplementary powers.
156. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Words in s. 140 sidenote substituted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), reg. 5(a)
Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.