PART 1A

The Regulators
CHAPTER 3

Further provisions relating to FCA and PRA

Introductory

Meaning of “regulator”
3A
1
This section has effect for the interpretation of this Act.
2
The FCA and the PRA are the “
regulators
”, and references to a regulator are to be read accordingly.
3
Subsection (2) does not affect—
a
the meaning of the following expressions—
- “home state regulator”;
- “host state regulator”;
- “overseas regulator”; ...
b
the meaning of “
the appropriate regulator
” in Part 18 (
recognised investment exchanges, clearing houses and CSDs
)
or
c
the meaning of “
regulator
” in sections 410A and 410B (fees to meet certain expenses of Treasury).
Pt. 1A substituted for Pt. 1 (24.1.2013 for specified purposes, 19.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 6(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c)(2), Sch. Pts. 2, 3, 4; S.I. 2013/423, art. 3, Sch.
Word in s. 3A(3)(a) omitted (1.3.2014) by virtue of Financial Services (Banking Reform) Act 2013 (c. 33), ss. 135(2)(a), 148(5); S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
S. 3A(3)(c) and word inserted (1.3.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), ss. 135(2)(b), 148(5); S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Words in s. 3A(3)(b) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(2) (with regs. 7(4), 9(1))